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XQuery 1.0: An XML Query Language
W3C Candidate Recommendation 3 November 2005- This version:
- http://www.w3.org/TR/2005/CR-xquery-20051103/
- Latest version:
- http://www.w3.org/TR/xquery/
- Previous versions:
http://www.w3.org/TR/2005/WD-xquery-20050915/ http://www.w3.org/TR/2005/WD-xquery-20050404/ http://www.w3.org/TR/2005/WD-xquery-20050211/ http://www.w3.org/TR/2004/WD-xquery-20040723/ http://www.w3.org/TR/2003/WD-xquery-20031112/ http://www.w3.org/TR/2003/WD-xquery-20030822/ http://www.w3.org/TR/2003/WD-xquery-20030502/- Editors:
- Scott Boag (XSL WG), IBM Research <scott_boag@us.ibm.com>
- Don Chamberlin (XML Query
WG), IBM Almaden Research Center <chamberlin@almaden.ibm.com>
- Mary F. Fernández (XML Query
WG), AT&T Labs <mff@research.att.com>
- Daniela Florescu (XML Query WG), Oracle <dana.florescu@oracle.com>
- Jonathan
Robie (XML Query WG), DataDirect Technologies <jonathan.robie@datadirect-technologies.com>
- Jérôme Siméon (XML Query
WG), IBM T.J. Watson Research Center
<simeon@us.ibm.com>
This document is also available in these non-normative formats: XML and Recent revisions. Copyright © 2005 W3C® (MIT, ERCIM, Keio), All Rights Reserved. W3C liability, trademark, document use and software licensing rules apply.
AbstractXML is a versatile markup language,
capable of labeling the information content of diverse data sources
including structured and semi-structured documents, relational
databases, and object repositories. A query language that uses the
structure of XML intelligently can express queries across all these
kinds of data, whether physically stored in XML or viewed as XML via
middleware. This specification describes a query language called
XQuery, which is designed to be broadly applicable across many types of
XML data sources.
Status of this DocumentThis section describes the status of this document at the
time of its publication. Other documents may supersede this document.
A list of current W3C publications and the latest revision of this
technical report can be found in the W3C technical reports index at
http://www.w3.org/TR/. This is a
Candidate
Recommendation as described in the
Process
Document. This document is intended for review by W3C members and
other interested parties. The publication of this document constitutes a
call
for implementations of this specification. This specification will
remain a Candidate Recommendation until at least 2006-02-28. This document has been produced by the
XML Query Working Group
(WG), which is part of the
XML Activity.
Publication as a Candidate Recommendation does not imply endorsement by
the W3C Membership. This is a draft document and may be updated, replaced
or obsoleted by other documents at any time. It is inappropriate to cite
this document as other than work in progress. This draft includes corrections and changes based on
public comments
recorded in the W3C public Bugzilla repository
(http://www.w3.org/Bugs/Public/)
used for Last Call issues tracking. A list of substantive changes since the Last
Call Working Draft of 04 April 2005 can be found in J Revision
Log. Comments on this document should be made in W3C's
public Bugzilla system
(instructions can be found at
http://www.w3.org/XML/2005/04/qt-bugzilla).
If access to that system is not feasible, you may send your comments to
the W3C XSLT/XPath/XQuery mailing list,
public-qt-comments@w3.org.
It will be very helpful if you include the string
[XQuery]
in the subject
line of your comment, whether made in Bugzilla or in email. Each Bugzilla
entry and email message should contain only one comment. Archives of the
comments and responses are available at
http://lists.w3.org/Archives/Public/public-qt-comments/ . The XML Query Working Group plans to submit this
specification for consideration as a
W3C
Proposed Recommendation
as soon as the following conditions are met: - A test suite is available that tests each identified XQuery feature,
both required and optional.
- Each identified XQuery feature has at least two
implementations.
- Minimal Conformance to this specification, as defined in
5.1 Minimal Conformance, has been demonstrated by at least
two distinct implementations, at least one of which uses the XQuery human-readable
syntax defined in this specification, and at least one of which uses the
XQueryX XML syntax defined in [XQueryX 1.0].
- The Working Group has responded formally to all issues raised during
the CR period against this document.
The XML Query and XPath
Test Suite is under development. Implementors are encouraged to run this
test suite and report their results.
The Working Groups especially seek
information regarding implementation experiences with respect to cyclic
importing of XQuery library modules
(see Bugzilla bug number 1705). The following features are considered to be at risk: One or all of these features may be removed if implementations
of them do not exist at the end of the Candidate Recommendation period. The patent policy for this document is the
5 February
2004 W3C Patent Policy. Patent disclosures relevant to this
specification may be found on the
XML Query
Working Group's patent disclosure page. An individual who has actual
knowledge of a patent which the individual believes contains Essential
Claim(s) with respect to this specification should disclose the information
in accordance with
section 6
of the W3C Patent Policy.
1 IntroductionAs increasing amounts of information are
stored, exchanged, and presented using XML, the ability to
intelligently query XML data sources becomes increasingly
important. One of the great strengths of XML is its
flexibility in representing many different kinds of
information from diverse sources. To exploit this flexibility,
an XML query language must provide features for retrieving and
interpreting information from these diverse sources. XQuery is designed to meet the requirements
identified by the W3C XML Query Working Group [XML Query 1.0 Requirements] and the use cases in [XML Query Use Cases]. It is designed to be a language in which queries are concise and easily
understood. It is also flexible enough to query a broad
spectrum of XML information sources, including both databases
and documents. The Query Working Group has identified a
requirement for both a non-XML query syntax and an
XML-based query syntax. XQuery is designed to meet the first
of these requirements. XQuery is derived from an XML query
language called Quilt [Quilt], which in turn
borrowed features from several other languages, including
XPath 1.0 [XPath 1.0], XQL [XQL],
XML-QL [XML-QL], SQL [SQL], and
OQL [ODMG]. [Definition:] XQuery operates on the abstract,
logical structure of an XML document, rather than its surface
syntax. This logical structure, known as the data
model, is defined in [XQuery/XPath Data Model (XDM)]. XQuery Version 1.0 is an extension of XPath Version 2.0. Any expression that is syntactically valid and
executes successfully in both XPath 2.0 and XQuery 1.0 will
return the same result in both languages. Since these
languages are so closely related, their grammars and language
descriptions are generated from a common source to ensure
consistency, and the editors of these specifications work
together closely. XQuery also depends on and is closely related to the
following specifications: This document specifies a grammar for XQuery, using the
same basic EBNF notation used in [XML 1.0]. Unless otherwise noted (see A.2 Lexical structure), whitespace is not significant in queries. Grammar productions are introduced together with the features that they describe, and a complete grammar is also presented in the appendix [A XQuery Grammar]. The appendix is the normative version. In the grammar productions in this document, named symbols are underlined and literal text is enclosed in double quotes. For example, the following production describes the syntax of a function call: The production should be read as follows: A
function call consists of a QName followed by an
open-parenthesis. The open-parenthesis is followed by
an optional argument list. The argument list (if
present) consists of one or more expressions,
separated by commas. The optional argument list is
followed by a close-parenthesis. Certain aspects of language
processing are described in this specification as
implementation-defined or
implementation-dependent. - [Definition:] Implementation-defined
indicates an aspect that may differ between
implementations, but must be specified by the
implementor for each particular
implementation.
- [Definition:] Implementation-dependent
indicates an aspect that may differ between
implementations, is not specified by this or any W3C
specification, and is not required to be specified by
the implementor for any particular
implementation.
This document normatively defines the dynamic semantics of
XQuery. The static semantics of XQuery are normatively defined
in [XQuery 1.0 and XPath 2.0 Formal Semantics]. In this document, examples
and material labeled as "Note" are provided for explanatory purposes
and are not normative.
2 BasicsThe basic building block of XQuery is the
expression, which is a string of [Unicode] characters (the version of Unicode to be used is ·implementation-defined·.)
The language provides several kinds of expressions which may be constructed
from keywords, symbols, and operands. In general, the operands of an expression
are other expressions. XQuery allows expressions to be nested with full
generality. (However, unlike a pure functional
language, it does not allow variable substitution if the variable
declaration contains construction of new nodes.) Note: This specification contains no
assumptions or requirements regarding the character set encoding of strings
of [Unicode] characters. Like XML, XQuery is a case-sensitive language. Keywords in
XQuery use lower-case characters and are not reserved—that is, names in XQuery expressions are allowed to be the same as language keywords, except for certain unprefixed function-names listed in A.3 Reserved Function Names. [Definition:] In the ·data model·, a value is always a ·sequence·.[Definition:] A
sequence is an ordered collection of zero or more
·items·.[Definition:] An
item is either an ·atomic value· or a ·node·.[Definition:] An atomic
value is a value in the value space of an atomic
type, as defined in [XML Schema].[Definition:] A node is an instance of one of the
node kinds defined in [XQuery/XPath Data Model (XDM)].
Each node has a unique node identity, a typed value, and a string value. In addition, some nodes have a name. The typed value of a node is a sequence
of zero or more atomic values. The string value of a node is a
value of type xs:string. The name of a node is a value of type xs:QName. [Definition:] A sequence containing exactly one item is called a
singleton. An item is identical to a singleton sequence
containing that item. Sequences are never nested—for example, combining the
values 1, (2, 3), and ( ) into a single sequence results in the sequence (1, 2,
3). [Definition:] A sequence containing zero items is called an empty sequence. [Definition:] The term XDM instance is used, synonymously with the term value, to denote an unconstrained sequence of ·nodes· and/or ·atomic values· in the ·data model·. Names in XQuery are called QNames, and conform to the syntax in [XML Names]. [Definition:] Lexically, a QName consists of an optional namespace prefix and a local name. If the namespace prefix is present, it is separated from the local name by a colon. A lexical QName can be converted into an expanded QName by resolving its namespace prefix to a namespace URI, using the ·statically known namespaces·
[err:XPST0081].
. [Definition:] An expanded QName consists of an optional namespace URI and a local name. An expanded QName also retains its original namespace prefix (if any), to facilitate casting the expanded QName into a string. The namespace URI value is
whitespace normalized according to the rules for the xs:anyURI type in [XML Schema]. Two expanded QNames are equal if their namespace URIs are equal and their local names are equal (even if their namespace prefixes are not equal). Namespace URIs and local names are compared on a codepoint basis, without further normalization. Certain namespace prefixes are predeclared by XQuery and bound to fixed namespace URIs. These namespace prefixes are as follows: xml = http://www.w3.org/XML/1998/namespacexs = http://www.w3.org/2001/XMLSchemaxsi = http://www.w3.org/2001/XMLSchema-instancefn = http://www.w3.org/2005/xpath-functionsxdt = http://www.w3.org/2005/xpath-datatypeslocal = http://www.w3.org/2005/xquery-local-functions (see 4.15 Function Declaration.)
In addition to the prefixes in the above list, this document uses the prefix err to represent the namespace URI http://www.w3.org/2005/xqt-errors (see 2.3.2 Identifying and Reporting Errors). This namespace prefix is not predeclared and its use in this document is not normative. Element nodes have a property called in-scope namespaces. [Definition:] The in-scope namespaces property of an element node is a set of namespace bindings, each of which associates a namespace prefix with a URI, thus defining the set of namespace prefixes that are available for interpreting QNames within the scope of the element. For a given element, one namespace binding may have an empty prefix; the URI of this namespace binding is the default namespace within the scope of the element. Note: In [XPath 1.0], the in-scope namespaces of an element node are represented by a collection of namespace nodes arranged on a namespace axis, which is optional and deprecated in [XPath 2.0]. XQuery does not support the namespace axis and does not represent namespace bindings in the form of nodes. However, where other specifications such as [XSLT 2.0 and XQuery 1.0 Serialization] refer to namespace nodes, these nodes may be synthesized from the in-scope namespaces of an element node by interpreting each namespace binding as a namespace node. [Definition:] Within this specification, the term URI refers to a Universal Resource Identifier as
defined in [RFC3986] and extended in [RFC3987] with the new name IRI. The term URI has been retained in preference to IRI to avoid introducing new names for concepts such as "Base URI" that are defined or referenced across the whole family of XML specifications.
2.1 Expression Context[Definition:] The expression context for a given expression consists of
all the information that can affect the result of the expression. This
information is organized into two categories called
the ·static
context· and the ·dynamic context·.
2.1.1 Static Context[Definition:] The static context of an expression is
the information that is available during static analysis of the expression, prior
to its evaluation. This information can be used to decide whether the
expression contains a ·static error·.
If analysis of an
expression relies on some component of the ·static context· that has not been
assigned a value, a ·static
error· is raised
[err:XPST0001].
. The individual components of the ·static context· are summarized below. Rules governing the scope and initialization of these components can be found in C.1 Static Context Components. - [Definition:] XPath 1.0 compatibility
mode.This
component must be set by all host languages
that include XPath 2.0 as a subset,
indicating whether rules for compatibility
with XPath 1.0 are in effect.
XQuery sets the value of this component to
false.
- [Definition:] Statically known namespaces. This is a set of (prefix,
URI) pairs that define all the namespaces that are known during static processing of a given expression. The URI value is
whitespace normalized according to the rules for the
xs:anyURI type in [XML Schema]. Note the difference between ·in-scope namespaces·, which is a dynamic property of an element node, and ·statically known namespaces·, which is a static property of an expression.Some namespaces are predefined; additional namespaces can be added to the statically known namespaces by ·namespace declarations· in a ·Prolog· and by ·namespace declaration attributes· in ·direct element constructors·. - [Definition:] Default element/type namespace. This is a
namespace URI or "none". The namespace URI, if present, is used for any unprefixed QName appearing in a
position where an element or type name is expected. The URI value is
whitespace normalized according to the rules for the
xs:anyURI type in [XML Schema]. - [Definition:] Default function namespace. This is a
namespace URI or "none". The namespace URI, if present, is used for any unprefixed QName appearing in a position where a function name is expected. The URI value is
whitespace normalized according to the rules for the
xs:anyURI type in [XML Schema]. - [Definition:] In-scope schema
definitions. This is a generic term
for all the element declarations, attribute declarations, and schema type
definitions that are in scope during
processing of an expression. It includes the
following three
parts:
- [Definition:] In-scope schema types. Each schema type
definition is identified either by an ·expanded
QName· (for a named type)
or by an ·implementation-dependent· type
identifier (for an anonymous
type). The in-scope schema types include the predefined schema types described in 2.5.1 Predefined Schema Types.
If the
·Schema Import Feature· is
supported, in-scope schema types
also include all type definitions
found in imported schemas.
- [Definition:] In-scope element declarations. Each element
declaration is identified either by an ·expanded QName· (for a top-level element
declaration) or by an ·implementation-dependent· element identifier (for a
local element declaration). If the ·Schema Import Feature· is
supported, in-scope element declarations include all element
declarations found in imported schemas. An element
declaration includes information about the element's ·substitution group· affiliation.[Definition:] Substitution groups are defined in [XML Schema] Part 1, Section 2.2.2.2. Informally, the substitution group headed by a given element (called the head element) consists of the set of elements that can be substituted for the head element without affecting the outcome of schema validation.
- [Definition:] In-scope attribute
declarations. Each attribute declaration is identified either
by an ·expanded QName· (for a top-level attribute declaration) or by an
·implementation-dependent· attribute identifier (for a local attribute
declaration). If the ·Schema Import Feature· is
supported, in-scope attribute declarations include all attribute
declarations found in imported
schemas.
- [Definition:] In-scope variables. This is a set of (expanded QName, type) pairs. It defines the
set of variables that are available for reference within an
expression. The ·expanded QName· is the name of the variable, and the type is the
·static type· of the
variable.Variable declarations
in a ·Prolog· are added to ·in-scope variables·. An expression that binds a variable (such as a
let,for,
some, or every expression) extends the
·in-scope variables· of its subexpressions with the new bound variable
and its type. Within a function
declaration, the ·in-scope variables· are extended by the names
and types of the function parameters.The static type of a variable may be either declared in a query or (if the ·Static Typing Feature· is enabled) inferred by static type inference rules as described in [XQuery 1.0 and XPath 2.0 Formal Semantics]. - [Definition:] Context item static type. This component defines the ·static type· of the context item within the scope of a given expression.
- [Definition:] Function signatures. This component defines the set of functions that are available
to be called from within an
expression. Each function is uniquely
identified by its ·expanded QName· and its arity (number
of parameters). In addition to the name and arity, each function signature specifies the ·static types· of the function parameters and result.The ·function signatures· include the signatures of ·constructor functions·, which are
discussed in 3.12.5 Constructor
Functions.
- [Definition:] Statically known collations. This is an ·implementation-defined· set of (URI,
collation) pairs. It defines the names of the collations that are available for
use in processing queries and expressions.[Definition:] A collation is a specification of the manner in which strings and URIs are compared and, by extension, ordered. For a more complete definition of collation, see [XQuery 1.0 and XPath 2.0 Functions and Operators].
- [Definition:] Default
collation. This identifies one of the collations in ·statically known collations· as the collation to be
used by functions and operators for comparing and ordering values of type
xs:string and xs:anyURI (and types derived from them) when no
explicit collation is
specified. - [Definition:] Construction mode. The
construction mode governs the behavior of element and document node constructors. If construction mode is
preserve, the type of a constructed element node is xs:anyType, and all attribute and element nodes copied during node construction retain their original types. If construction mode is strip, the type of a constructed element node is xdt:untyped; all element nodes copied during node construction receive the type xdt:untyped, and all attribute nodes copied during node construction receive the type xdt:untypedAtomic. - [Definition:] Ordering mode. Ordering mode, which has the value
ordered or unordered, affects the ordering of the result sequence returned by certain ·path expressions·, union, intersect, and except expressions, and FLWOR expressions that have no order by clause. Details are provided in the descriptions of these expressions. - [Definition:] Default order for empty sequences. This component controls the processing of empty sequences and
NaN values as ordering keys in an order by clause in a FLWOR expression, as described in 3.8.3 Order By and Return Clauses. Its value may be greatest or least. - [Definition:] Boundary-space
policy. This component controls the processing of ·boundary whitespace·
by ·direct element constructors·, as described in 3.7.1.4 Boundary Whitespace. Its value may be
preserve or strip. - [Definition:] Copy-namespaces mode. This component controls the namespace bindings that
are assigned when an existing element node is copied by an element
constructor, as described in 3.7.1 Direct Element Constructors. Its value consists of two parts:
preserve or no-preserve, and inherit or no-inherit. - [Definition:] Base URI. This is an absolute URI, used when necessary in the resolution of relative URIs (for example, by the
fn:resolve-uri function.) The URI value is
whitespace normalized according to the rules for the xs:anyURI type in [XML Schema]. - [Definition:] Statically known documents. This is a mapping
from strings onto types. The string represents the absolute URI of a
resource that is potentially available using the
fn:doc
function. The type is the ·static type· of a call to fn:doc with the given URI as its
literal argument.
If the argument to fn:doc is a
string literal that is not present in statically known documents, then the
·static type· of
fn:doc is document-node()?.Note: The purpose of the statically known
documents is to provide static type information, not to determine
which documents are available. A URI need not be found in the
statically known documents to be accessed using
fn:doc. - [Definition:] Statically known collections. This is a
mapping from strings onto types. The string represents the absolute
URI of a resource that is potentially available using the
fn:collection function. The type is the type of the
sequence of nodes that would result from calling the
fn:collection function with this URI as its
argument. If the argument to
fn:collection is a string literal that is not present in
statically known collections, then the ·static type· of
fn:collection is node()*.Note: The purpose of the statically known
collections is to provide static type information, not to determine
which collections are available. A URI need not be found in the
statically known collections to be accessed using
fn:collection.
- [Definition:] Statically known default collection type. This is the type of the sequence of nodes that would result from calling the
fn:collection function with no arguments. Unless initialized to some other value by an implementation, the value of statically known default collection type is node()*.
2.1.2 Dynamic Context[Definition:] The dynamic
context of an expression is defined as information that is
available at the time the expression is evaluated. If
evaluation of an expression relies on some part of the ·dynamic context· that has not been
assigned a value, a ·dynamic
error· is raised
[err:XPDY0002].
. The individual
components of the ·dynamic
context· are summarized below. Further rules governing the
semantics of these components can be found in C.2 Dynamic Context Components. The
·dynamic context· consists
of all the components of the ·static
context·, and the additional components listed below. [Definition:] The first three components of
the ·dynamic context·
(context item, context position, and context size) are called the
focus of the expression. The focus enables the
processor to keep track of which items are being processed by the
expression. Certain language constructs, notably the ·path
expression·E1/E2 and the ·filter
expression·E1[E2], create a new focus
for the evaluation of a sub-expression. In these constructs, E2 is evaluated once for each item in the
sequence that results from evaluating E1. Each time E2 is evaluated, it is evaluated with a
different focus. The focus for evaluating E2 is referred to below as the inner
focus, while the focus for evaluating E1 is referred to as the outer
focus. The inner focus exists only while E2 is being evaluated. When this evaluation
is complete, evaluation of the containing expression continues with
its original focus unchanged. - [Definition:] The context item
is the item currently being processed. An item is
either an atomic value or a node.[Definition:] When the context item is a
node, it can also be referred to as the context
node. The context item is returned by an expression
consisting of a single dot (
.). When an expression E1/E2 or E1[E2] is evaluated, each item in the
sequence obtained by evaluating E1
becomes the context item in the inner focus for an evaluation of E2. - [Definition:] The context
position is the position of the context item within the
sequence of items currently being processed. It changes whenever the context item
changes. Its value is always an integer greater than zero. The context
position is returned by the expression
fn:position(). When an expression E1/E2 or E1[E2] is evaluated, the context position in
the inner focus for an evaluation of E2
is the position of the context item in the sequence obtained by
evaluating E1. The position of the
first item in a sequence is always 1 (one). The context position is
always less than or equal to the context size. - [Definition:] The context
size is the number of items in the sequence of items currently
being processed. Its value is always an
integer greater than zero. The context size is returned by the
expression
fn:last(). When an expression
E1/E2 or E1[E2] is evaluated, the context size in the
inner focus for an evaluation of E2 is
the number of items in the sequence obtained by evaluating E1. - [Definition:] Variable values. This is a set of
(expanded QName, value) pairs. It contains the
same ·expanded QNames· as the ·in-scope variables· in the
·static context· for the expression. The expanded QName is the name of the variable and the value is the dynamic value of the variable, which includes its ·dynamic type·.
- [Definition:] Function implementations. Each function in ·function signatures· has a function implementation that enables the function to map instances of its parameter types into an instance of its result type. For a
·user-defined function·, the
function implementation is an XQuery
expression. For a ·built-in function· or ·external
function·, the function implementation is
·implementation-dependent·.
- [Definition:] Current dateTime. This information represents
an ·implementation-dependent· point in time during the processing of a query, and includes an explicit timezone. It can be retrieved by the
fn:current-dateTime function. If invoked multiple times during the execution of a query,
this function always returns the same result. - [Definition:] Implicit timezone. This is the timezone to be used when a date,
time, or dateTime value that does not have a timezone is used in a
comparison or arithmetic operation. The implicit timezone is an ·implementation-defined· value of type
xdt:dayTimeDuration. See [XML Schema] for the range of legal values
of a timezone. - [Definition:] Available
documents. This is a mapping of
strings onto document nodes. The string
represents the absolute URI of a
resource. The document node is the root of a tree that represents that resource using the ·data model·. The document node is returned by the
fn:doc function when applied to that URI. The set of available
documents is not limited to the set of ·statically known
documents·, and it may be
empty. - [Definition:] Available
collections. This is a mapping of
strings onto sequences of nodes. The string
represents the absolute URI of a
resource. The sequence of nodes represents
the result of the
fn:collection
function when that URI is supplied as the
argument. The set of available
collections is not limited to the set of ·statically known
collections·, and it may be empty. - [Definition:] Default collection. This is the sequence of nodes that would result from calling the
fn:collection function with no arguments. The value of default collection may be initialized by the implementation.
2.2 Processing
Model
XQuery is defined in terms
of the ·data
model· and the ·expression
context·.  Figure 1:
Processing Model Overview Figure 1 provides a schematic overview of the processing steps that
are discussed in detail below. Some of these steps are completely
outside the domain of XQuery; in Figure 1, these are depicted
outside the line that represents the boundaries of the language, an
area labeled external processing. The external processing
domain includes generation of an ·XDM instance· that represents the data to be queried (see 2.2.1 Data Model Generation), schema import processing (see
2.2.2 Schema Import
Processing) and serialization (see
2.2.4 Serialization). The area inside the boundaries of
the language is known as the query processing domain, which includes the static
analysis and dynamic evaluation phases (see 2.2.3 Expression
Processing). Consistency constraints on the
query processing domain are defined in 2.2.5 Consistency Constraints.
2.2.1 Data Model GenerationBefore a query can be processed, its input data must be represented as an ·XDM instance·. This process occurs outside
the domain of XQuery, which is why Figure 1 represents it in the
external processing domain. Here are some steps by which an XML
document might be converted to an ·XDM instance·: - A document may be parsed using an XML parser that
generates an XML Information Set (see [XML Infoset]). The parsed document may then be validated against one
or more schemas. This process, which is described in [XML Schema], results in an abstract information structure called
the Post-Schema Validation Infoset (PSVI). If a document
has no associated schema, its Information Set is preserved. (See DM1
in Fig. 1.)
- The Information Set or PSVI may be
transformed into an ·XDM instance·
by a process described in [XQuery/XPath Data Model (XDM)]. (See DM2 in
Fig. 1.)
The above steps provide an example of how an ·XDM instance· might be constructed. An XDM instance might
also be synthesized directly from a relational database, or
constructed in some other way (see DM3 in Fig. 1.) XQuery is defined in terms
of the ·data model·,
but it does not place any constraints on how XDM instances are constructed. [Definition:] Each element node and attribute node in an ·XDM instance· has a type annotation (referred to in [XQuery/XPath Data Model (XDM)] as its type-name property.) The type annotation of a node is a ·schema type· that describes the relationship between the ·string value· of the node and its ·typed value·. If the ·XDM instance· was derived from a validated XML document as described in , the type annotations of the element and attribute nodes are derived from schema
validation. XQuery does
not provide a way to directly access the type annotation of an element
or attribute node. The value of an attribute is represented directly within the
attribute node. An attribute node whose type is unknown (such as might
occur in a schemaless document) is given the ·type annotation·xdt:untypedAtomic. The value of an element is represented by the children of the
element node, which may include text nodes and other element
nodes. The ·type annotation· of an element node indicates how the values in
its child text nodes are to be interpreted. An element that has not been validated (such as might occur in a schemaless document) is annotated
with the schema type xdt:untyped. An element that has been validated and found to be partially valid is annotated with the schema type xs:anyType. If an element node is annotated as xdt:untyped, all its descendant element nodes are also annotated as xdt:untyped. However, if an element node is annotated as xs:anyType, some of its descendant element nodes may have a more specific ·type annotation·.
2.2.3 Expression
ProcessingXQuery defines two phases of processing called
the ·static analysis phase·
and the ·dynamic evaluation
phase· (see Fig. 1). During the static analysis phase, ·static errors·, ·dynamic errors·, or ·type errors· may be raised. During the dynamic evaluation phase, only ·dynamic errors· or ·type errors· may be raised. These kinds of errors are defined in 2.3.1 Kinds of Errors. Within each phase, an implementation is free to use any
strategy or algorithm whose result conforms to the
specifications in this document.
2.2.3.1 Static Analysis Phase[Definition:] The
static analysis phase depends on the expression itself
and on the ·static context·. The static analysis phase does
not depend on input data (other than schemas). During the static analysis phase, the query is parsed into an
internal representation called the operation tree (step
SQ1 in Figure 1). A parse error is raised as a ·static error·
[err:XPST0003].
. The ·static context· is initialized by the implementation (step SQ2). The ·static context· is then changed and augmented based on information in the prolog (step SQ3). If the ·Schema Import Feature· is supported, the ·in-scope schema definitions· are populated with information from imported schemas. If the ·Module
Feature· is supported, the static context is extended with function
declarations and variable declarations from imported modules. The ·static context· is used to resolve schema type names, function names, namespace prefixes, and variable names (step
SQ4).
If a name of one of these kinds in the operation tree is
not found in the ·static context·, a ·static error· (
[err:XPST0008].
or
[err:XPST0017].
) is raised (however, see exceptions to this rule in 2.5.4.3 Element Test and 2.5.4.5 Attribute Test.) The operation tree is then
normalized by making explicit the implicit operations
such as ·atomization· and extraction of ·Effective Boolean Values· (step SQ5). The
normalization process is described in [XQuery 1.0 and XPath 2.0 Formal Semantics]. Each expression is then assigned a ·static type· (step SQ6).
[Definition:] The static type of an expression is a type such that, when the expression is evaluated, the resulting value will always conform to the static type.
If the ·Static Typing Feature· is supported, the ·static types· of various expressions are inferred according to the rules described in [XQuery 1.0 and XPath 2.0 Formal Semantics]. If the ·Static Typing Feature· is not supported, the static types that are assigned are ·implementation-dependent·. During the ·static analysis phase·, if the ·Static Typing Feature·
is in effect and an operand of an expression is found to have
a ·static type· that is not appropriate for that operand, a ·type error· is raised
[err:XPTY0004].
. If static type
checking raises no errors and assigns a ·static type· T to an
expression, then execution of the expression on valid input data is
guaranteed either to produce a value of type T or to raise a ·dynamic error·. The purpose of the ·Static Typing Feature· is to provide early detection of ·type errors· and to infer type information that may be useful in optimizing the evaluation of an expression.
2.2.3.2 Dynamic Evaluation Phase[Definition:] The dynamic evaluation phase is the phase during which the value of an expression is computed. It occurs after completion of the ·static analysis phase·. The dynamic evaluation phase can occur only if no errors were detected during the ·static analysis phase·. If the ·Static Typing Feature· is in effect, all ·type errors· are detected during static analysis and serve to inhibit the dynamic evaluation phase. The dynamic evaluation phase depends on the operation
tree of the expression being evaluated (step DQ1), on the input
data (step DQ4), and on the ·dynamic context· (step DQ5), which in turn draws information from the external environment (step DQ3) and the ·static context· (step DQ2). The dynamic evaluation phase may create new data-model values (step DQ4) and it may extend the ·dynamic context· (step DQ5)—for example, by binding values to variables. [Definition:] A dynamic type is associated with each value as it is computed. The dynamic type of a value may be more specific than the ·static type· of the expression that computed it (for example, the static type of an expression might be xs:integer*, denoting a sequence of zero or more integers, but at evaluation time its value may have the dynamic type xs:integer, denoting exactly one integer.) If an operand of an expression is found
to have a ·dynamic type· that is not appropriate for that operand, a
·type error· is
raised
[err:XPTY0004].
. Even though static typing can catch many ·type errors· before an expression is executed, it is possible for an expression to raise an error during evaluation that was not detected by static analysis. For example, an expression may contain a cast of a string into an integer, which is statically valid. However, if the actual value of the string at run time cannot be cast into an integer, a ·dynamic error· will result. Similarly, an expression may apply an arithmetic operator to a value whose ·static type· is xdt:untypedAtomic. This is not a ·static error·, but at run time, if the value cannot be successfully cast to a ·numeric· type, a ·dynamic error· will be raised. When the ·Static Typing Feature· is in effect, it is also possible for static analysis of an expression to raise a ·type error·, even though execution of the expression on certain inputs would be successful. For example, an expression might contain a function that requires an element as its parameter, and the static analysis phase might infer the ·static type· of the function parameter to be an optional element. This case is treated as a ·type error· and inhibits evaluation, even though the function call would have been successful for input data in which the optional element is present.
2.2.4 Serialization[Definition:] Serialization is the process of converting an ·XDM instance· into a sequence of octets (step DM4 in Figure 1.) The general
framework for serialization is described in [XSLT 2.0 and XQuery 1.0 Serialization]. An XQuery implementation is not required to provide a serialization interface. For example, an implementation may only provide
a DOM interface (see [Document Object Model]) or an interface based on an event stream. In these cases, serialization would be outside of the scope of this
specification. [XSLT 2.0 and XQuery 1.0 Serialization]
defines a set of serialization parameters that govern the
serialization process. If an XQuery implementation provides a serialization interface, it may support (and may expose to users) any of the serialization parameters listed (with default values) in C.3 Serialization Parameters. An XQuery implementation that provides a serialization interface must support some combination of serialization parameters in which method = "xml" and version = "1.0". Note: The ·data model· permits an element node to have fewer ·in-scope namespaces·
than its parent. Correct serialization of such an element node would
require "undeclaration" of namespaces, which is a feature of [XML Names 1.1]. An implementation that does not support [XML Names 1.1] is permitted
to serialize such an element without "undeclaration" of namespaces, which
effectively causes the element to inherit the in-scope namespaces of its
parent.
2.2.5 Consistency ConstraintsIn order for XQuery to
be well defined, the input ·XDM instance·, the ·static context·, and the ·dynamic context· must be mutually
consistent. The consistency constraints listed below are prerequisites
for correct functioning of an XQuery implementation. Enforcement
of these consistency constraints is beyond the scope of this
specification. This specification does not
define the result of a query under any condition in which one
or more of these constraints is not satisfied. Some of the consistency constraints use the term
data model schema. [Definition:] For a given node in an ·XDM instance·, the
data model schema is defined as the schema from which the
·type annotation· of that node was derived. For a node that was constructed by some
process other than schema validation, the data model schema
consists simply of the schema type definition that is represented by the ·type annotation· of the node. - For every node that has a type annotation, if that type annotation is found in the ·in-scope schema definitions· (ISSD), then its definition in the ISSD must be equivalent to its definition in the ·data model schema·. Furthermore, all types that are derived by extension from the given type in the ·data model schema· must also be known by equivalent definitions in the ISSD.
- For every element name EN that is found both in an ·XDM instance· and in the ·in-scope schema definitions· (ISSD), all elements that are known in the ·data model schema· to be in the ·substitution group· headed by EN must also be known in the ISSD to be in the ·substitution group· headed by EN.
- Every element name, attribute name, or schema type name referenced in ·in-scope variables· or ·function signatures· must be in the ·in-scope schema definitions·, unless it is an element name referenced as part of an ElementTest or an attribute name referenced as part of an AttributeTest.
- Any reference to a global element, attribute, or type name in
the ·in-scope schema definitions· must have a corresponding element, attribute or type
definition in the ·in-scope schema definitions·.
- For each mapping of a string to a
document node in ·available
documents·, if there exists a mapping of the same string to a document type in ·statically known documents·, the document node must match the document type, using the matching rules in 2.5.4 SequenceType Matching.
- For each mapping of a string to a sequence of nodes in
·available
collections·, if there exists a mapping of the same string to
a type in ·statically known collections·, the sequence of nodes must match the type, using the matching rules in 2.5.4 SequenceType Matching.
- The sequence of nodes in the ·default collection· must match the ·statically known default collection type·, using the matching rules in 2.5.4 SequenceType Matching.
- The value of the ·context item· must match the ·context item static type·, using the
matching rules in 2.5.4 SequenceType Matching.
- For each (variable, type) pair in ·in-scope variables· and the corresponding (variable, value) pair in ·variable values· such that the variable names are equal, the value must match the type, using the matching rules in 2.5.4 SequenceType Matching.
- For each variable declared as
external: If the variable declaration includes a declared type, the external environment must provide a value for the variable that matches the declared type, using the matching rules in 2.5.4 SequenceType Matching. If the variable declaration does not include a declared type, the external environment must provide a type and a matching value, using the same matching rules. - For a given query, define a participating ISSD as the ·in-scope schema definitions· of a module that is used in evaluating the query. If two participating ISSDs contain a definition for the same schema type, element name, or attribute name, the definitions must be equivalent in both ISSDs. Furthermore, if two participating ISSDs each contain a definition of a schema type T, the set of types derived by extension from T must be equivalent in both ISSDs. Also, if two participating ISSDs each contain a definition of an element name E, the substitution group headed by E must be equivalent in both ISSDs.
- In the ·statically known namespaces·, the prefix
xml must not be bound to any namespace URI other than http://www.w3.org/XML/1998/namespace, and no prefix other than xml may be bound to this namespace URI.
2.3 Error Handling
2.3.1 Kinds of Errors
As described in 2.2.3 Expression
Processing, XQuery
defines a ·static analysis phase·, which does not depend on input
data, and a ·dynamic evaluation
phase·, which does depend on input
data. Errors may be raised during each phase. [Definition:]
A static error is an
error that
must be detected during the static analysis phase.
A syntax error is an example of a ·static error·. [Definition:] A dynamic
error is an error that
must be detected during the dynamic evaluation phase and may be detected
during the static analysis phase.
Numeric overflow is an example of a dynamic error.
[Definition:] A type
error may be raised during the static analysis phase or the dynamic evaluation phase.
During the static analysis phase, a ·type error· occurs
when the ·static type· of an expression does not match the expected type
of the context in which the expression occurs.
During the dynamic evaluation phase, a ·type error· occurs
when the ·dynamic type· of a value does not match the expected type of
the context in which the value occurs.
The outcome of the ·static analysis
phase· is either success or one or more ·type errors·, ·static errors·, or statically-detected ·dynamic errors·. The result of the ·dynamic evaluation
phase· is either a result value, a ·type
error·, or a ·dynamic error·. During the ·static
analysis phase·, if the ·Static Typing Feature· is in effect and the ·static type· assigned to an expression other than () or data(()) is empty-sequence(), a ·static error· is raised
[err:XPST0005].
. This catches cases in which a query refers to an element or attribute that is not present in the ·in-scope schema definitions·, possibly because of a spelling error. Independently of whether the ·Static Typing Feature· is in effect, if an implementation can determine during the
·static
analysis phase· that an expression, if evaluated, would necessarily
raise a ·type
error· or a ·dynamic error·, the implementation may (but is not required to) report that
error during the ·static
analysis phase·. However, the
fn:error() function must not be evaluated during the
·static analysis
phase·. [Definition:] In addition to ·static errors·, ·dynamic errors·, and ·type
errors·, an XQuery
implementation may raise warnings, either during the ·static analysis
phase· or the
·dynamic evaluation
phase·. The circumstances in which warnings are raised, and
the ways in which warnings are handled, are ·implementation-defined·. In addition to the errors defined in this
specification, an implementation may raise a ·dynamic error· for a reason beyond the scope of this specification. For
example, limitations may exist on the maximum
numbers or sizes of various objects. Any such limitations, and the
consequences of exceeding them, are ·implementation-dependent·.
2.3.2 Identifying and Reporting ErrorsThe errors defined in this specification are identified by QNames that have the form err:XXYYnnnn, where: err denotes the namespace for XPath and XQuery errors, http://www.w3.org/2005/xqt-errors. This binding of the namespace prefix err is used for convenience in this document, and is not normative.XX denotes the language in which the error is defined, using the following encoding:XP denotes an error defined by XPath. Such an error may also occur XQuery since XQuery includes XPath as a subset.XQ denotes an error defined by XQuery.
YY denotes the error category, using the following encoding:ST denotes a static error.DY denotes a dynamic error.TY denotes a type error.
nnnn is a unique numeric code.
Note: The namespace URI for XPath and XQuery errors is not expected to
change from one version of XQuery to another. However, the contents of this
namespace may be extended to include additional error definitions. The method by which an XQuery processor reports error information to the external environment is ·implementation-defined·. An error can be represented by a URI reference that is derived from the error QName as follows: an error with namespace URI NS and local part LP can be represented as the URI reference NS#LP. For example, an error whose QName is err:XPST0017 could be represented as http://www.w3.org/2005/xqt-errors#XPST0017. Note: Along with a code identifying an error, implementations may wish to return additional information, such
as the location of the error or the processing phase in which it was detected. If an implementation chooses to do so, then the mechanism that
it uses to return this information is ·implementation-defined·.
2.3.3 Handling Dynamic ErrorsExcept as noted in this document, if any operand of an expression
raises a ·dynamic error·, the expression also raises a ·dynamic error·.
If an expression can validly return a value or raise a dynamic
error, the implementation may choose to return the value or raise
the dynamic error. For example, the logical expression
expr1 and expr2 may return the value false
if either operand returns false,
or may raise a dynamic error if either operand raises a dynamic
error. If more than one operand of an expression raises
an error, the
implementation may choose which error is raised by the expression.
For example, in this expression:
($x div $y) + xs:decimal($z)
both the sub-expressions ($x div $y) and xs:decimal($z) may
raise an error. The
implementation may choose which error is raised by the "+"
expression. Once one operand raises an error, the implementation is
not required, but is permitted, to evaluate any other operands. [Definition:] In addition to its identifying QName, a dynamic error may also carry a descriptive string and one or more additional values called error values. An implementation
may provide a mechanism whereby an
application-defined error handler can process error values and
produce diagnostic messages. A dynamic error may be raised by a ·built-in
function· or operator. For example,
the div operator raises an error if its operands are xs:decimal values and its second operand
is equal to zero. Errors raised by built-in functions and operators are defined in [XQuery 1.0 and XPath 2.0 Functions and Operators]. A dynamic error can also be raised explicitly by calling the
fn:error function, which only raises an error and never
returns a value. This function is defined in [XQuery 1.0 and XPath 2.0 Functions and Operators]. For example, the following
function call raises a dynamic
error, providing a QName that identifies the error, a descriptive string, and a diagnostic value (assuming that the prefix app is bound to a namespace containing application-defined error codes): fn:error(xs:QName("app:err057"), "Unexpected value", fn:string($v))
2.3.4 Errors and
OptimizationBecause different implementations may
choose to evaluate or optimize an expression in different ways,
certain aspects of the detection and reporting of ·dynamic errors· are ·implementation-dependent·, as described in this section. An implementation is always free to evaluate the operands of an operator in any order. In some cases, a processor can determine the result of an expression without accessing all the data that would be implied by the formal expression semantics. For example, the formal description of ·filter expressions· suggests that $s[1] should be evaluated by examining all the items in sequence $s, and selecting all those that satisfy the predicate position()=1. In practice, many implementations will recognize that they can evaluate this expression by taking the first item in the sequence and then exiting. If $s is defined by an expression such as //book[author eq 'Berners-Lee'], then this strategy may avoid a complete scan of a large document and may therefore greatly improve performance. However, a consequence of this strategy is that a dynamic error or type error that would be detected if the expression semantics were followed literally might not be detected at all if the evaluation exits early. In this example, such an error might occur if there is a book element in the input data with more than one author subelement. The extent to which a processor may optimize its access to data, at the cost of not detecting errors, is defined by the following rules. Consider an expression Q that has an operand (sub-expression) E. In general the value of E is a sequence. At an intermediate stage during evaluation of the sequence, some of its items will be known and others will be unknown. If, at such an intermediate stage of evaluation, a processor is able to establish that there are only two possible outcomes of evaluating Q, namely the value V or an error, then the processor may deliver the result V without evaluating further items in the operand E. For this purpose, two values are considered to represent the same outcome if their items are pairwise the same, where nodes are the same if they have the same identity, and values are the same if they are equal and have exactly the same type. There is an exception to this rule: a processor is required to establish that the actual value of the operand E does not violate any constraints on its cardinality. For example, the expression $e eq 0 results in a type error if the value of $e contains two or more items. A processor is not allowed to decide, after evaluating the first item in the value of $e and finding it equal to zero, that the only possible outcomes are the value true or a type error caused by the cardinality violation. It must establish that the value of $e contains no more than one item. These rules apply to all the operands of an expression considered in combination: thus if an expression has two operands E1 and E2, it may be evaluated using any samples of the respective sequences that satisfy the above rules. The rules cascade: if A is an operand of B and B is an operand of C, then the processor needs to evaluate only a sufficient sample of B to determine the value of C, and needs to evaluate only a sufficient sample of A to determine this sample of B. The effect of these rules is that the processor is free to stop examining further items in a sequence as soon as it can establish that further items would not affect the result except possibly by causing an error. For example, the processor may return true as the result of the expression S1 = S2 as soon as it finds a pair of equal values from the two sequences. Another consequence of these rules is that where none of the items in a sequence contributes to the result of an expression, the processor is not obliged to evaluate any part of the sequence. Again, however, the processor cannot dispense with a required cardinality check: if an empty sequence is not permitted in the relevant context, then the processor must ensure that the operand is not an empty sequence. Examples: For a variety of reasons, including optimization, implementations are free to rewrite expressions into equivalent expressions. Other than the raising or not raising of errors, the result of evaluating an equivalent expression must be the same as the result of evaluating the original expression. Expression rewrite is illustrated by the following examples.
2.4 Concepts
This section explains some concepts that are important to the processing of XQuery expressions.
2.4.1 Document OrderAn ordering called document order is defined among all the nodes accessible during processing of a given query, which may consist of one or more trees (documents or fragments). Document order is defined in [XQuery/XPath Data Model (XDM)], and its definition is repeated here for convenience. [Definition:] The node ordering that is the reverse of document order is called reverse document order. Document order is a total ordering, although the relative order of some nodes is ·implementation-dependent·. [Definition:] Informally, document order is the order in
which nodes appear in the XML serialization of a document.[Definition:] Document order is stable, which means that the relative order of two nodes will not change during the processing of a given query, even if this order is ·implementation-dependent·. Within a tree, document order satisfies the following constraints: - The root node is the first node.
- Every node occurs before all of its children and descendants.
- Attribute nodes immediately follow the element node with which they are associated. The relative order of
attribute nodes is stable but ·implementation-dependent·.
- The relative order of siblings is the order in which they occur
in the
children property of their parent node. - Children and descendants occur before following siblings.
The relative order of nodes in distinct trees is stable but
·implementation-dependent·,
subject to the following constraint: If any node in a given tree T1 is before
any node in a different tree T2, then all nodes in tree T1 are before all nodes in
tree T2.
2.4.2 AtomizationThe semantics of some
XQuery operators depend on a process called ·atomization·. Atomization is
applied to a value when the value is used in a context in which a
sequence of atomic values is required. The result of atomization is
either a sequence of atomic values or a ·type error· [err:FOTY0012]. [Definition:] Atomization of a sequence
is defined as the result of invoking the fn:data function
on the sequence, as defined in [XQuery 1.0 and XPath 2.0 Functions and Operators]. The semantics of
fn:data are repeated here for convenience. The result of
fn:data is the sequence of atomic values produced by
applying the following rules to each item in the input
sequence: - If the item is an atomic value, it is
returned.
- If the item is a node,
its ·typed value· is returned (err:FOTY0012 is raised if the node has no typed value.)
Atomization is used in
processing the following types of expressions: - Arithmetic expressions
- Comparison expressions
- Function calls and returns
- Cast expressions
- Constructor expressions for various kinds of nodes
order by clauses in FLWOR expressions
2.4.3 Effective Boolean ValueUnder certain circumstances (listed below), it is necessary to find
the ·effective boolean value· of a
value. [Definition:] The
effective boolean value of a value is defined as the result
of applying the fn:boolean function to the value, as
defined in [XQuery 1.0 and XPath 2.0 Functions and Operators]. The dynamic semantics of fn:boolean are repeated here for convenience: - If its operand is an empty sequence,
fn:boolean returns false. - If its operand is a sequence whose first item is a node,
fn:boolean returns true. - If its operand is a ·singleton· value of type
xs:boolean or derived from xs:boolean, fn:boolean returns the value of its operand unchanged. - If its operand is a ·singleton· value of type
xs:string, xdt:untypedAtomic, or a type derived from one of these, fn:boolean returns false if the operand value has zero length; otherwise it returns true. - If its operand is a ·singleton· value of any ·numeric· type or derived from a numeric type,
fn:boolean returns false if the operand value is NaN or is numerically equal to zero; otherwise it returns true. -
In all other cases,
fn:boolean raises a type error [err:FORG0006].
Note: The static semantics of fn:boolean are defined in . The ·effective boolean value· of a sequence is computed implicitly during processing of the following types of expressions: - Logical expressions (
and, or) - The
fn:not function - The
where clause of a FLWOR expression - Certain types of ·predicates·, such as
a[b] - Conditional expressions (
if) - Quantified expressions (
some, every)
Note: The definition of ·effective boolean value· is not used when casting a value to the type xs:boolean, for example in a cast expression or when passing a value to a function whose expected parameter is of type xs:boolean.
2.4.4 Input SourcesXQuery has a set of functions that provide access to
input data. These functions are of particular importance because they provide a way in which an expression can reference a document or a collection of documents. The input functions are described informally here; they are defined in [XQuery 1.0 and XPath 2.0 Functions and Operators]. An expression can access input data either by calling one
of the input functions or by referencing some part of the
·dynamic context· that is initialized by the external
environment, such as a ·variable· or
·context item·. The input functions supported by XQuery are as follows: If one of the above functions is invoked repeatedly with arguments
that resolve to the same absolute URI during the processing of a single
query, each invocation must return the same node sequence. This rule applies also to repeated invocations of fn:collection with zero arguments during the processing of a single
query.
2.4.5 URI LiteralsIn certain places in the XQuery grammar, a statically known valid absolute URI is required. These places are denoted by the grammatical symbol URILiteral. For example, URILiterals are used to specify namespaces and collations, both of which must be statically known. Syntactically, a URILiteral is identical to a StringLiteral: a sequence of zero or more characters enclosed in single or double quotes. However, an implementation ·MAY· raise a ·static error·
[err:XPST0046].
if the value of a URILiteral is of nonzero length and is not in the lexical
space of xs:anyURI, or if it is a string that represents a "relative reference" as
defined in [RFC3986]. The value of a URILiteral is whitespace-normalized according to the rules for the xs:anyURI type in [XML Schema]; however, no escaping normalization is applied. Note: The xs:anyURI type is designed to
anticipate the introduction of Internationalized Resource Identifiers (IRI's)
as defined in [RFC3987]. The following is an example of a valid URILiteral: "http://www.w3.org/2005/xpath-functions/collation/codepoint"
2.5 Types
The type system of XQuery is based on
[XML Schema], and is formally defined in
[XQuery 1.0 and XPath 2.0 Formal Semantics]. [Definition:] A sequence type is a type that can be expressed using the SequenceType
syntax. Sequence types are used whenever it is necessary to refer to a type in an XQuery expression. The term sequence type suggests that this syntax is used to describe the type of an XQuery value, which is always a sequence. [Definition:] A schema type is a type that is (or could be) defined using the facilities of [XML Schema] (including the built-in types of [XML Schema]). A schema type can be used as a type annotation on an
element or attribute node (unless it is a non-instantiable type such as xs:NOTATION or xdt:anyAtomicType, in which case its derived
types can be so used). Every schema type is either a complex type or a
simple type; simple types are further subdivided into list types, union
types, and atomic types (see [XML Schema] for definitions and explanations of these terms.) Atomic types represent the intersection between the categories of ·sequence type· and ·schema type·. An
atomic type, such as xs:integer or my:hatsize, is both a ·sequence type· and a
·schema type·.
2.5.1 Predefined Schema TypesThe ·in-scope schema types· in the ·static context·
are initialized with certain predefined schema types,
including the built-in schema types of [XML Schema]. These built-in schema types are in the
namespace
http://www.w3.org/2001/XMLSchema,
which has the predefined namespace prefix
xs. Some examples of built-in schema
types include xs:integer,
xs:string, and
xs:date. Element and attribute
declarations in the xs namespace are
not implicitly included in the static context. In addition, the predefined schema types of XQuery include
the schema types defined in the namespace http://www.w3.org/2005/xpath-datatypes, which has the predefined namespace prefix xdt. The schema types in this namespace are defined in [XQuery/XPath Data Model (XDM)] and are summarized below. - [Definition:]
xdt:untyped is used as the ·type annotation· of an element node that has not been validated, or has been validated in skip mode. No predefined schema types are derived from xdt:untyped. - [Definition:]
xdt:untypedAtomic
is an atomic type that is used to denote untyped atomic data, such as text that has not been assigned a more specific type. An attribute that has been validated in skip mode is represented in the ·data model· by an attribute node with the ·type annotation·xdt:untypedAtomic. No predefined schema types are derived from xdt:untypedAtomic. - [Definition:]
xdt:dayTimeDuration is derived by restriction from xs:duration. The lexical representation of xdt:dayTimeDuration
is restricted to contain only day, hour, minute, and second
components. - [Definition:]
xdt:yearMonthDuration is derived by restriction from xs:duration. The lexical representation of xdt:yearMonthDuration is
restricted to contain only year and month
components. - [Definition:]
xdt:anyAtomicType is an atomic type that includes all atomic values (and no values that
are not atomic). Its base type is
xs:anySimpleType from which all simple types, including atomic,
list, and union types, are derived. All primitive atomic types, such as
xs:integer, xs:string, and xdt:untypedAtomic, have xdt:anyAtomicType as their base type.Note: xdt:anyAtomicType will not appear as the type of an actual value in an ·XDM instance·.
The relationships among the schema types in the xs and xdt namespaces are illustrated in Figure 2. A more complete description of the XQuery type hierarchy can be found in [XQuery 1.0 and XPath 2.0 Functions and Operators].  Figure 2: Hierarchy of Schema Types used in XQuery
2.5.2 Typed Value and String ValueEvery node
has a typed value and a string value.
[Definition:] The typed value of a node is a sequence of atomic values
and can be extracted by applying the fn:data function to
the node.[Definition:] The string
value of a node is a string and
can be extracted by applying the fn:string
function to the node.
Definitions of fn:data and fn:string can be found in [XQuery 1.0 and XPath 2.0 Functions and Operators]. An implementation may store both the ·typed value· and the ·string value· of a node, or it may store only one of these and derive the other from it as needed. The string value of a node must be a valid lexical representation of the typed value of the node, but the node is not required to preserve the string representation from the original source document. For example, if the typed value of a node is the xs:integer value 30, its string value might be "30" or "0030". The ·typed value·, ·string value·, and ·type annotation· of a node are closely related, and are defined by rules found in the following locations: As a convenience to the reader, the relationship between ·typed value· and
·string value· for various kinds of nodes is summarized and illustrated
by examples below. - For text and document nodes, the typed value of the node is the same as its
string value, as an instance of the type
xdt:untypedAtomic. The
string value of a document node is formed by concatenating the string
values of all its descendant text nodes, in ·document
order·. - The typed value of a comment or processing instruction node is the same as its string value. It is an instance of the type
xs:string. - The typed value of an attribute node with
the ·type annotation·
xs:anySimpleType or xdt:untypedAtomic is the same as its
string value, as an instance of xdt:untypedAtomic. The
typed value of an attribute node with any other type annotation is
derived from its string value and type annotation using the lexical-to-value-space mapping defined in [XML Schema] Part 2 for
the relevant type.Example: A1 is an attribute
having string value "3.14E-2" and type annotation
xs:double. The typed value of A1 is the
xs:double value whose lexical representation is
3.14E-2. Example: A2 is an attribute with type
annotation xs:IDREFS, which is a list datatype whose item type is the atomic datatype xs:IDREF. Its string value is
"bar baz faz". The typed value of A2 is a sequence of
three atomic values ("bar", "baz",
"faz"), each of type xs:IDREF. The typed
value of a node is never treated as an instance of a named list
type. Instead, if the type annotation of a node is a list type (such
as xs:IDREFS), its typed value is treated as a sequence
of the atomic type from which it is derived (such as
xs:IDREF). - For an element node, the
relationship between typed value and string value depends on the
node's ·type annotation·, as follows:
- If the type annotation is
xdt:untyped or xs:anySimpleType or
denotes a complex type with mixed content (including xs:anyType), then the typed value of the
node is equal to its string value, as an instance of
xdt:untypedAtomic. However, if the nilled
property of the node is true, then its typed value is the empty sequence.Example: E1 is an element node
having type annotation xdt:untyped and string value
"1999-05-31". The typed value of E1 is
"1999-05-31", as an instance of
xdt:untypedAtomic.Example: E2 is an element node
with the type annotation formula, which is a complex type
with mixed content. The content of E2 consists of the character
"H", a child element named subscript with
string value "2", and the character "O". The
typed value of E2 is "H2O" as an instance of
xdt:untypedAtomic. - If the type
annotation denotes a simple type or a complex type with simple
content, then the typed value of the node is derived from its string
value and its type annotation in a way that is consistent with schema
validation. However, if the
nilled
property of the node is true, then its typed value is the empty sequence.Example: E3 is an element node with the type
annotation cost, which is a complex type that has several
attributes and a simple content type of xs:decimal. The
string value of E3 is "74.95". The typed value of E3 is
74.95, as an instance of
xs:decimal.Example: E4 is an element node with the
type annotation hatsizelist, which is a simple type
derived from the atomic type hatsize, which in turn is
derived from xs:integer. The string value of E4 is
"7 8 9". The typed value of E4 is a sequence of three
values (7, 8, 9), each of type
hatsize.Example: E5 is an element node with the type annotation my:integer-or-string which is a union type with member types xs:integer and xs:string. The string value of E5 is "47". The typed value of E5 is 47 as an xs:integer, since xs:integer is the member type that validated the content of E5. In general, when the type annotation of a node is a union type, the typed value of the node will be an instance of one of the member types of the union.Note: If an implementation stores only the string value of a node, and the type annotation of the node is a union type, the implementation must be able to deliver the typed value of the node as an instance of the appropriate member type. - If the type annotation
denotes a complex type with empty content, then the typed value of the
node is the empty sequence and its string value is the zero-length string.
- If the type annotation
denotes a complex type with element-only content, then the typed value
of the node is undefined. The
fn:data function raises a
·type error· [err:FOTY0012] when applied to such a node. The string value of such a node is equal to the concatenated string values of all its text node descendants, in document order.Example: E6 is an
element node with the type annotation weather, which is a
complex type whose content type specifies
element-only. E6 has two child elements named
temperature and precipitation. The typed
value of E6 is undefined, and the fn:data function
applied to E6 raises an error.
2.5.3 SequenceType SyntaxWhenever it is necessary to refer to a type in an XQuery expression, the SequenceType syntax is used. With the
exception of the special type empty-sequence(), a ·sequence type· consists of
an item type that constrains the type of each item in the sequence, and a cardinality that
constrains the number of items in the sequence. Apart from the item type item(), which
permits any kind of item, item types divide into node types (such as
element()) and atomic types (such as xs:integer). Item types representing element and attribute nodes may specify the
required ·type annotations· of those nodes, in the form of a ·schema type·. Thus
the item type element(*, us:address) denotes any element node whose type
annotation is (or is derived from) the schema type named us:address. Here are some examples of ·sequence types· that
might be used in XQuery expressions: xs:date refers to the built-in atomic schema type named xs:dateattribute()? refers to an optional attribute nodeelement() refers to any element nodeelement(po:shipto, po:address) refers to an element node that has the name po:shipto and has the type annotation po:address (or a schema type derived from po:address)element(*, po:address) refers to an element node of any name that has the type annotation po:address (or a type derived from po:address)element(customer) refers to an element node named customer with any type annotationschema-element(customer) refers to an element node whose name is customer (or is in the substitution group headed by customer) and whose type annotation matches the schema type declared for a customer element in the ·in-scope element declarations·node()* refers to a sequence of zero or more nodes of any kinditem()+ refers to a sequence of one or more nodes or atomic values
2.5.4 SequenceType Matching[Definition:] During evaluation of an expression, it is sometimes necessary to determine whether a value with a known ·dynamic type· "matches" an expected ·sequence type·. This process is known as SequenceType matching. For example, an instance of expression returns true if the ·dynamic type· of a given value matches a given ·sequence type·, or false if
it does not. QNames appearing in a ·sequence type· have their
prefixes expanded to namespace URIs by means of the
·statically known namespaces· and (where applicable) the
·default element/type
namespace·.
As usual, two ·expanded QNames· are equal if their local parts are the same and their namespace URI's are the same.
An unprefixed attribute QName is in no namespace. The rules for ·SequenceType
matching· compare the ·dynamic type· of a value
with an expected ·sequence type·. These rules are a subset of the formal rules
that match a value with an expected type defined in [XQuery 1.0 and XPath 2.0 Formal Semantics], because the Formal Semantics must be
able to match values against types that are not expressible using the
SequenceType syntax. Some of the rules for ·SequenceType matching· require determining
whether a given schema type is the same as or derived from an expected
schema type. The given schema type may be
"known" (defined in the ·in-scope schema definitions·), or "unknown"
(not defined in the ·in-scope
schema definitions·). An unknown schema type might be encountered,
for example, if a source document has been validated using a schema that was not imported into the ·static context·. In this
case, an implementation is allowed (but is not required) to provide an
·implementation-dependent· mechanism for determining whether the unknown
schema type is derived from the expected schema type. For example, an
implementation might maintain a data dictionary containing information
about type hierarchies. [Definition:] The use of a value whose ·dynamic type· is derived from an expected type is known as subtype substitution. Subtype substitution does not change the actual type of a value. For example, if an xs:integer value is used where an xs:decimal value is expected, the value retains its type as xs:integer. The definition of ·SequenceType
matching· relies on a pseudo-function named derives-from(AT, ET), which takes
an actual simple or complex schema type AT and an expected simple or
complex schema type ET, and either returns a boolean value or raises a
·type error·
[err:XPTY0004].
. The pseudo-function derives-from
is
defined below and is defined formally in [XQuery 1.0 and XPath 2.0 Formal Semantics]. derives-from(AT, ET) returns true if ET is a known type and any of the following three conditions is true:- AT is a schema type found in the ·in-scope schema definitions·, and is the same as
ET or is derived by restriction or
extension from ET
- AT
is a schema type not found in the ·in-scope schema definitions·, and an ·implementation-dependent· mechanism is able
to determine that AT is derived by restriction from
ET
- There exists some schema type IT such that
derives-from(IT, ET) and derives-from(AT, IT) are true.
derives-from(AT,
ET) returns false
if ET is a known type and either the first and third or the second and third of the following conditions are true:- AT is a schema type found in the ·in-scope schema definitions·, and is not the same as
ET, and is not derived by restriction or
extension from ET
- AT
is a schema type not found in the ·in-scope schema definitions·, and an ·implementation-dependent· mechanism is able
to determine that AT is not derived by restriction from
ET
- No schema type IT exists such that
derives-from(IT, ET) and derives-from(AT, IT) are true.
derives-from(AT,
ET) raises a ·type error·
[err:XPTY0004].
if:- ET is an unknown type,
or
- AT is an unknown type, and the
implementation is not able to determine whether AT is
derived by restriction from
ET.
Note: The derives-from pseudo-function cannot be
written as a real XQuery function, because types are not valid
function parameters. The rules for ·SequenceType
matching· are given below, with examples (the examples are
for purposes of illustration, and do not cover all possible
cases).
2.5.4.1 Matching a SequenceType and a ValueAn OccurrenceIndicator specifies the number of items in
a sequence, as follows: ? matches zero or one items* matches zero or more items+ matches one or more items
As a consequence of these rules, any ·sequence type· whose
OccurrenceIndicator is * or ? matches a
value that is an empty sequence.
2.5.4.2 Matching an ItemType and an
Item
2.5.4.3 Element TestAn ElementTest is used to match an
element node by its name and/or ·type annotation·. An ElementTest may take any of the following forms. In these forms, ElementName need not be present in the ·in-scope element declarations·, but TypeName must be present in the ·in-scope schema types·. Note that ·substitution groups· do not affect the semantics of ElementTest. element() and
element(*) match any
single element node, regardless of its name or
type annotation.element(ElementName)
matches any element node whose name is ElementName, regardless of its type annotation or nilled property.Example: element(person) matches any element node whose name is person.element(ElementName,TypeName)
matches an element node whose name is ElementName if derives-from(AT, TypeName) is true, where AT is the type annotation of the element node, and the nilled property of the node is false.Example: element(person, surgeon) matches a
non-nilled element node whose name is person and whose
type annotation is surgeon (or is derived from surgeon). element(ElementName, TypeName ?)
matches an element node whose name is ElementName if derives-from(AT, TypeName) is true, where AT is the type annotation of the element node. The nilled property of the node may be either true or false.Example: element(person, surgeon?) matches a nilled or non-nilled element node whose name is person and whose type
annotation is surgeon (or is derived from surgeon).element(*,
TypeName) matches an element
node regardless of its name, if
derives-from(AT, TypeName) is
true, where AT is the type annotation of the element node, and the nilled property of the node is false.Example: element(*, surgeon)
matches any non-nilled element node whose type annotation is
surgeon (or is derived from surgeon), regardless of its name.element(*,
TypeName ?) matches an element
node regardless of its name, if
derives-from(AT, TypeName) is
true, where AT is the type annotation of the element node. The nilled property of the node may be either true or false.Example: element(*, surgeon?)
matches any nilled or non-nilled element node whose type annotation is
surgeon (or is derived from surgeon), regardless of its name.
2.5.4.5 Attribute TestAn AttributeTest is used to match an
attribute node by its name and/or ·type annotation·. An AttributeTest any take any of the following forms. In these forms, AttributeName need not be present in the ·in-scope attribute declarations·, but TypeName must be present in the ·in-scope schema types·. attribute() and attribute(*) match any single attribute node,
regardless of its name or type annotation.attribute(AttributeName)
matches any attribute node whose name is AttributeName, regardless of its type annotation.Example: attribute(price)
matches any attribute node whose name is price.attribute(AttributeName, TypeName)
matches an attribute node whose name is AttributeName if derives-from(AT, TypeName) is true, where AT is the type annotation of the attribute node.Example: attribute(price, currency) matches an
attribute node whose name is price and whose type
annotation is
currency (or is derived from currency).attribute(*,
TypeName) matches an attribute
node regardless of its name, if
derives-from(AT, TypeName) is
true, where AT is the type annotation of the attribute node.Example:
attribute(*, currency) matches any attribute node whose
type annotation is currency (or is derived from currency), regardless of its
name.
2.6 Comments
Comments may be used to provide informative annotation for a query, either in the ·Prolog· or in the ·Query Body·. Comments are lexical constructs only, and do not affect query processing. Comments are strings, delimited by the symbols (: and :). Comments may be nested. A comment may be used anywhere ·ignorable whitespace· is allowed (see A.2.4.1 Default Whitespace Handling). The following is an example of a comment: (: Houston, we have a problem :)
3 ExpressionsThis section discusses each of the basic kinds of expression. Each kind of expression has a name such as PathExpr, which is introduced on the left side of the grammar production that defines the expression. Since XQuery is a composable language, each kind of expression is defined in terms of other expressions whose operators have a higher precedence. In this way, the precedence of operators is represented explicitly in the grammar. The order in which expressions are discussed in this document does not reflect the order of operator precedence. In general, this document introduces the simplest kinds of expressions first, followed by more complex expressions. For the complete grammar, see Appendix [A XQuery Grammar]. [Definition:] A query consists of one or more ·modules·. If a query is executable, one of its modules has a ·Query Body· containing an expression whose value is the result of the query. An expression is represented in the XQuery grammar by the symbol Expr. The XQuery operator that has lowest precedence is the ·comma operator·, which is used to combine two operands to form a sequence. As shown in the grammar, a general expression (Expr) can consist of multiple ExprSingle operands, separated by commas. The name ExprSingle denotes an expression that does not contain a top-level ·comma operator· (despite its name, an ExprSingle may evaluate to a sequence containing more than one item.) The symbol ExprSingle is used in various places in the grammar where an expression is not allowed to contain a top-level comma. For example, each of the arguments of a function call must be an ExprSingle, because commas are used to separate the arguments of a function call. After the comma, the expressions that have next lowest precedence are FLWORExpr,QuantifiedExpr, TypeswitchExpr, IfExpr, and OrExpr. Each of these expressions is described in a separate section of this document.
3.1 Primary Expressions[Definition:] Primary expressions are the basic primitives of the
language. They include literals, variable references, context item expressions, constructors, and function calls. A primary expression may also be created by enclosing any expression in parentheses, which is sometimes helpful in controlling the precedence of operators.Constructors are described in 3.7 Constructors.
3.1.1 Literals[Definition:] A literal is a direct syntactic representation of an
atomic value. XQuery supports two kinds of literals: numeric literals and
string literals. The value of a numeric literal containing no "." and no e or E character is an atomic value of type xs:integer. The value of a numeric literal containing "." but no e or E character is an atomic value of type xs:decimal. The value of a numeric literal containing an e or E character is an atomic value of type xs:double. The value of the numeric literal is determined by casting it to the
appropriate type according to the rules for casting from xdt:untypedAtomic
to a numeric type as specified in . The value of a string literal is an atomic value whose type is xs:string and whose value is the string denoted by the characters between the
delimiting apostrophes or quotation marks. If the literal is delimited by apostrophes, two adjacent apostrophes within the literal are interpreted as a single apostrophe. Similarly, if the literal is delimited by quotation marks, two adjacent quotation marks within the literal are interpreted as one quotation mark. A string literal may contain a predefined entity reference. [Definition:] A predefined entity reference is a short sequence of characters, beginning with an ampersand, that represents a single character that might otherwise have syntactic significance. Each predefined entity reference is replaced by the character it represents when the string literal is processed. The predefined entity references recognized by XQuery are as follows: | Entity Reference | Character Represented | < | < | > | > | & | & | " | " | ' | ' |
A string literal may also contain a character reference. [Definition:] A character reference is an XML-style reference to a [Unicode] character, identified by its decimal or hexadecimal code point. For example, the Euro symbol (€) can be represented by the character reference €. Character references are normatively defined in Section 4.1 of the XML specification (it is ·implementation-defined· whether the rules in [XML 1.0] or [XML 1.1] apply.) Here are some examples of literal expressions: "12.5" denotes the string containing the characters '1', '2', '.', and
'5'.12 denotes the xs:integer value twelve.12.5 denotes the xs:decimal value twelve and one half.125E2 denotes the xs:double value twelve thousand, five hundred."He said, ""I don't like it.""" denotes a string containing two quotation marks and one apostrophe."Ben & Jerry's" denotes the xs:string value "Ben & Jerry's"."€99.50" denotes the xs:string value "€99.50".
The xs:boolean values true and false can be represented by calls to the ·built-in functions·fn:true() and fn:false(), respectively. Values of other atomic types can be constructed by
calling the ·constructor function· for the given type. The constructor functions for XML Schema
built-in types are defined in [XQuery 1.0 and XPath 2.0 Functions and Operators]. In general, the name of a constructor function for a given type is the same as the name of the type (including its namespace). For
example: xs:integer("12") returns the integer value twelve.xs:date("2001-08-25") returns an item whose type is xs:date and whose value represents the date 25th August 2001.xdt:dayTimeDuration("PT5H") returns an item whose type is xdt:dayTimeDuration and whose value represents a duration of five hours.
Constructor functions can also be used to create special values that have no literal representation, as in the following examples: xs:float("NaN") returns the special floating-point value, "Not a Number."xs:double("INF") returns the special double-precision value, "positive infinity."
It is also possible to construct values of various types by using a cast expression. For example: 9 cast as
hatsize returns the atomic value 9
whose type is hatsize.
3.1.2 Variable References[Definition:] A variable reference is a QName preceded by a $-sign. Two variable references are equivalent if their local names are the same and their namespace prefixes are bound to the same namespace URI in the ·statically known namespaces·. An unprefixed variable reference is in no namespace. Every variable reference must match a name in the ·in-scope variables·, which include variables from the following sources: - A variable may be declared in a ·Prolog·, in the current ·module· or an imported module. See 4 Modules and Prologs for a discussion of modules and Prologs.
- The ·in-scope variables· may be augmented by ·implementation-defined· variables.
- A variable may be bound by an XQuery expression. The kinds of expressions that can bind variables are FLWOR expressions (3.8 FLWOR Expressions), quantified expressions (3.11 Quantified Expressions), and
typeswitch expressions (3.12.2 Typeswitch). Function calls also bind values to the formal parameters of functions before executing the function body.
Every variable binding has a static scope. The scope defines where
references to the variable can validly occur.
It is a ·static error·
[err:XPST0008].
to reference a variable that is not in scope. If a variable is bound in the ·static context· for an expression, that variable is in scope for the entire expression. If a variable reference matches two or more variable bindings that are in scope,
then the reference is taken as referring to the
inner binding, that is, the one whose scope is smaller.
At evaluation time, the value of a variable reference is the value of
the expression to which the relevant variable is bound.
The scope of a variable binding is defined separately for each kind of
expression that can bind variables.
3.1.3 Parenthesized Expressions | | [89] | ParenthesizedExpr | ::= | "(" Expr? ")" |
|
Parentheses may be used to enforce a particular evaluation order in
expressions that contain multiple operators. For example, the expression (2 + 4)
* 5 evaluates to thirty, since the parenthesized expression (2 + 4) is evaluated first and its result is multiplied by five. Without
parentheses, the expression 2 + 4 * 5 evaluates to twenty-two, because the multiplication operator has higher
precedence than the addition operator. Empty parentheses are used to denote an empty sequence, as
described in 3.3.1 Constructing Sequences.
3.1.4 Context Item Expression | | [90] | ContextItemExpr | ::= | "." |
|
A context item expression evaluates to
the ·context item·, which may be either a node (as in the
expression
fn:doc("bib.xml")/books/book[fn:count(./author)>1])
or an atomic value (as in the expression (1 to
100)[. mod 5 eq 0]). If the ·context item· is undefined, a context item expression raises a dynamic error
[err:XPDY0002].
.
3.1.5 Function Calls[Definition:] The built-in functions supported by XQuery are defined in [XQuery 1.0 and XPath 2.0 Functions and Operators].Additional functions may be declared in a
·Prolog·, imported
from a ·library module·, or provided by
the external environment as part of the ·static
context·. A function call consists of a QName followed by a
parenthesized list of zero or more expressions, called
arguments. If the QName in the function
call has no namespace prefix, it is considered to be
in the ·default function
namespace.· If the ·expanded QName· and number of arguments in a function call do not match the name and arity
of a ·function signature· in the ·static context·, a ·static error· is raised
[err:XPST0017].
. A function call is evaluated as follows: - Argument expressions are evaluated, producing argument
values. The order of argument evaluation is ·implementation-dependent· and a function need not evaluate an argument if the function can evaluate its body without evaluating that argument.
- Each argument value is converted by applying the
function conversion rules listed below.
- If the function is a built-in function, it is evaluated using the converted argument values. The result is either an instance of the function's declared return type or a dynamic error. Errors raised by built-in functions are defined in [XQuery 1.0 and XPath 2.0 Functions and Operators].
- If the function is a user-declared
function, the converted argument values are bound to
the formal parameters of the function, and the
function body is evaluated. The value returned by
the function body is then converted to the declared
return type of the function by applying the function
conversion rules.When a converted argument
value is bound to a function parameter, the argument
value retains its most specific ·dynamic type·, even
though this type may be derived from the type of the
formal parameter. For example, a function with a
parameter
$p of type
xs:decimal can be invoked with an
argument of type xs:integer, which is
derived from xs:decimal. During the
processing of this function invocation, the ·dynamic
type· of $p inside the body of the
function is considered to be
xs:integer. Similarly, the value
returned by a function retains its most specific
type, which may be derived from the declared return
type of the function. For example, a function that
has a declared return type of
xs:decimal may in fact return a value
of dynamic type xs:integer.During evaluation of a function body, the ·static context· and ·dynamic context· for expression evaluation are defined by the ·module· in which the function is declared, which is not necessarily the same as the ·module· in which the function is called. For example, the variables in scope while
evaluating a function body are defined by in-scope variables of the
module that declares the function rather than the module in which the
function is called. During
evaluation of a function body, the ·focus·
(context item, context position, and context size) is
undefined, except where it is defined by some expression inside the function body.
The function conversion rules are used to convert an
argument value or a return value to its expected type; that is, to
the declared type of the function parameter or return. The expected type is expressed as a ·sequence type·. The function conversion rules are applied to a given value
as follows: - If the
expected type is a sequence of an atomic type
(possibly with an occurrence indicator
*,
+, or ?), the following
conversions are applied:- ·Atomization· is applied
to the given value, resulting in a sequence of atomic
values.
- Each item in the atomic
sequence that is of type
xdt:untypedAtomic is cast to the expected
atomic type. For ·built-in functions· where the expected type is specified as ·numeric·, arguments of type xdt:untypedAtomic are cast to xs:double. - For each ·numeric· item
in the atomic sequence that can be
·promoted· to the expected atomic type
using numeric promotion as described in B.1 Type Promotion, the promotion is
done.
- For each item of type
xs:anyURI
in the atomic sequence that can be
·promoted· to the expected atomic type
using URI promotion as described in B.1 Type Promotion, the promotion is
done.
- If, after the
above conversions, the resulting value does not match
the expected type according to the rules for ·SequenceType
Matching·, a ·type error· is
raised
[err:XPTY0004].
.
If the function call takes place in a ·module· other
than the ·module· in which the function is defined, this
rule must be satisfied in both the module where the
function is called and the module where the function
is defined (the test is repeated because the two
modules may have different ·in-scope schema definitions·.)
Note that the rules for ·SequenceType
Matching· permit a value of a derived type to
be substituted for a value of its base
type.
Since the arguments of a function call are separated by commas, any
argument expression that contains a top-level ·comma operator· must be
enclosed in parentheses. Here are some illustrative examples of
function calls: my:three-argument-function(1,
2, 3) denotes a function call with three arguments.my:two-argument-function((1,
2), 3) denotes a function call with two arguments, the first of which is a
sequence of two values.my:two-argument-function(1,
()) denotes a function call with two arguments, the second of which is an
empty sequence.my:one-argument-function((1, 2,
3)) denotes a function call with one argument that is a sequence of three
values. my:one-argument-function(( )) denotes a function call with one argument that is an empty sequence.my:zero-argument-function( ) denotes a function call with zero arguments.
3.2 Path Expressions
[Definition:] A path expression can be used to locate nodes
within trees. A path expression consists of a series of one or more
·steps·, separated by "/" or
"//", and optionally beginning with
"/" or "//". An initial
"/" or "//" is an abbreviation for
one or more initial steps that are implicitly added to the
beginning of the path expression, as described below. A
path expression consisting of a single step is evaluated as
described in 3.2.1 Steps. A "/"
at the beginning of a path expression is an abbreviation for
the initial step fn:root(self::node()) treat as
document-node()/ (however, if the
"/" is the entire path expression, the trailing "/" is omitted from the expansion.) The effect
of this initial step is to begin the path at the root node of
the tree that contains the context node. If the context item
is not a node, a ·type
error· is raised
[err:XPTY0020].
. At
evaluation time, if the root node above the context node is
not a document node, a ·dynamic error· is
raised
[err:XPDY0050].
. A "//" at the beginning of a path expression
is an abbreviation for the initial steps
fn:root(self::node()) treat as
document-node()/descendant-or-self::node()/ (however, "//" by itself is not a valid path expression
[err:XPST0003].
.) The
effect of these initial steps is to establish an initial node
sequence that contains the root of the tree in which the
context node is found, plus all nodes descended from this
root.
This node sequence is used as the input to subsequent steps
in the path expression. If the context item is not a node, a
·type error· is
raised
[err:XPTY0020].
. At evaluation time, if the
root node above the context node is not a document node, a
·dynamic error· is
raised
[err:XPDY0050].
. Note: The descendants of a node do not include attribute
nodes . Each
non-initial occurrence of "//" in a path expression is
expanded as described in 3.2.4 Abbreviated Syntax, leaving a
sequence of steps separated by "/". This sequence
of steps is then evaluated from left to right. Each operation
E1/E2 is evaluated as follows:
Expression E1 is evaluated,
and if the result is not a (possibly empty) sequence of nodes, a ·type error· is raised
[err:XPTY0019].
. Each node resulting from the evaluation of
E1 then serves in turn to provide an inner
focus for an evaluation of E2, as
described in 2.1.2 Dynamic Context. The sequences resulting from all the evaluations of E2 are combined as follows: - If every evaluation of
E2 returns a (possibly empty) sequence of
nodes, these sequences are combined, and duplicate nodes are eliminated
based on node identity. If ·ordering mode· is ordered, the resulting node sequence is returned in ·document
order·; otherwise it is returned in ·implementation-dependent· order. - If every evaluation of
E2 returns a (possibly empty) sequence of
atomic values, these sequences are concatenated and returned. If ·ordering mode· is ordered, the returned sequence preserves the orderings within and among the subsequences generated by the evaluations of E2; otherwise the order of the returned sequence is ·implementation-dependent·. - If the multiple evaluations of
E2 return at least
one node and at least one atomic value, a ·type
error· is raised
[err:XPTY0018].
.
Note: Since each step in a path provides context nodes for the following
step, in effect, only the last step in a path is allowed to return a
sequence of atomic values. As an example of a path expression, child::div1/child::para selects the
para element children of the div1
element children of the context node, or, in other words, the
para element grandchildren of the context node
that have div1 parents. Note: The " /" character can be used either as a complete path expression or as the beginning of a longer path expression such as " /*". Also, " *" is both the multiply operator and a wildcard in path expressions. This can cause
parsing difficulties when " /" appears on the left hand side of " *". This is resolved using the leading-lone-slash constraint. For example, " /*" and " / *" are valid path
expressions containing wildcards, but " /*5" and " / * 5" raise syntax errors. Parentheses must be used when
" /" is used on the left hand side of an operator,
as in " (/) * 5". Similarly, " 4 + / * 5" raises a syntax error, but " 4 + (/) * 5" is a valid expression. The expression " 4 + /" is also valid, because / does not occur on the left hand side of the operator.
3.2.1 Steps[Definition:] A step is a part of a ·path expression· that generates a sequence of items
and then filters the sequence by zero or more
·predicates·. The value of the step
consists of those items that satisfy the
predicates. A step may be either an ·axis step· or a ·filter expression·. Filter expressions are described in 3.3.2 Filter Expressions. [Definition:] An axis step returns a sequence of nodes that are reachable from the context node via a specified axis. Such a step has two parts: an
axis, which defines the "direction of
movement" for the step, and a ·node test·,
which selects nodes based on their kind, name, and/or
·type annotation·. If the context item is a node, an axis
step returns a sequence of zero or more
nodes; otherwise, a ·type error· is
raised
[err:XPTY0020].
. If ·ordering mode· is ordered, the resulting node sequence is returned in ·document
order·; otherwise it is returned in ·implementation-dependent· order. An axis step may be either a forward
step or a reverse step, followed
by zero or more ·predicates·. In the abbreviated syntax for a step, the axis can
be omitted and other shorthand notations can be used as described in
3.2.4 Abbreviated Syntax. The unabbreviated syntax for an axis step consists of the axis name
and node test separated by a double colon. The result of the step consists of the nodes
reachable from the context node via the specified axis that have the node kind, name,
and/or ·type annotation· specified by the node test. For example, the
step child::para selects the para element children of the context node: child is the name of the axis, and para is the name of the element nodes to be selected on this axis. The available axes are described in 3.2.1.1 Axes. The
available node tests are described in 3.2.1.2 Node Tests. Examples of
steps are provided in 3.2.3 Unabbreviated Syntax and 3.2.4 Abbreviated Syntax.
3.2.1.1 Axes | | [73] | ForwardAxis | ::= | ("child" "::") | ("descendant" "::") | ("attribute" "::") | ("self" "::") | ("descendant-or-self" "::") | ("following-sibling" "::") | ("following" "::") | | [76] | ReverseAxis | ::= | ("parent" "::") | ("ancestor" "::") | ("preceding-sibling" "::") | ("preceding" "::") | ("ancestor-or-self" "::") |
|
XQuery supports the following axes
(subject to limitations as described in 5.2.4 Full Axis Feature): - The
child axis
contains the children of the context
node, which are the nodes returned by
the dm:children accessor
in [XQuery/XPath Data Model (XDM)]. Note: Only document
nodes and element
nodes have
children. If the
context node is any
other kind of node,
or if the context
node is an empty
document or element
node, then the child
axis is an empty
sequence. The
children of a
document node or
element node may be
element, processing
instruction,
comment, or text
nodes. Attribute and
document nodes can
never appear as
children. - the
descendant
axis is defined as the transitive closure of
the child axis; it contains the descendants
of the context node (the children, the children of the children, and so on) - the
parent
axis contains the sequence
returned by the
dm:parent
accessor in [XQuery/XPath Data Model (XDM)], which returns
the parent of the context
node, or an empty sequence
if the context node has no
parentNote: An attribute node may have an element node as its parent, even though the attribute node is not a child of the element node. - the
ancestor axis is
defined as the transitive
closure of the parent axis; it
contains the ancestors of the
context node (the parent, the
parent of the parent, and so
on)Note: The ancestor axis
includes the root node of the
tree in which the context node
is found, unless the context
node is the root node. - the
following-sibling
axis contains the context node's following
siblings, those children of the context
node's parent that occur after the context
node in ·document order·; if the context node
is an attribute node, the
following-sibling axis is
empty - the
preceding-sibling
axis contains the context node's preceding
siblings, those children of the context
node's parent that occur before the context
node in ·document order·; if the context node
is an attribute node, the
preceding-sibling axis is
empty - the
following axis
contains all nodes that are
descendants of the root of the tree in
which the context node is found, are
not descendants of the context node,
and occur after the context node in
·document order· - the
preceding axis
contains all nodes that are
descendants of the root of the tree in
which the context node is found, are
not ancestors of the context node, and
occur before the context node in
·document order· - the
attribute axis
contains the attributes of the context node,
which are the nodes returned by the
dm:attributes accessor in
[XQuery/XPath Data Model (XDM)]; the axis will be
empty unless the context node is an
element - the
self axis contains just the context node itself - the
descendant-or-self axis contains the context node and the descendants of the context
node - the
ancestor-or-self axis contains the context node and the ancestors of the context node;
thus, the ancestor-or-self axis will always include the root node
Axes can be categorized as forward axes and
reverse axes. An axis that only ever contains the context node or
nodes that are after the context node in ·document order· is a forward axis. An
axis that only ever contains the context node or nodes that are before the
context node in ·document order· is a reverse axis. The parent, ancestor, ancestor-or-self, preceding, and preceding-sibling axes are reverse axes; all other axes are forward axes. The ancestor, descendant, following, preceding and self axes partition a document (ignoring attribute nodes):
they do not overlap and together they contain all the nodes in the
document. [Definition:] Every axis has a principal node kind. If an axis can
contain elements, then the principal node kind is element; otherwise, it is the
kind of nodes that the axis can contain. Thus: - For the attribute axis, the principal node kind is
attribute.
- For all other axes, the principal node kind is element.
In a sequence of nodes selected by an axis step, each
node is assigned a context position that corresponds
to its position in the sequence. If the axis is a
forward axis, context positions are assigned to the
nodes in ·document order·, starting with 1. If the axis
is a reverse axis, context positions are assigned to
the nodes in ·reverse document order·, starting with
1. This makes it possible to select a node from the
sequence by specifying its position. Note: One example of an expression that uses the
context position is a ·numeric predicate·. The
expression child::para[1] selects the
first para element that is a child of the context node.
3.2.1.2 Node Tests[Definition:] A node test is a condition that must
be true for each node selected by a ·step·. The
condition may be based on the kind of the node
(element, attribute, text, document, comment,
or processing instruction), the name of
the node, or (in the case of element, attribute, and document
nodes), the ·type annotation· of the node. [Definition:] A node test that consists only of a QName or a
Wildcard is called a name test. A name
test is true if and only if the kind of
the node is the ·principal node kind· for the step axis and the
·expanded QName· of the node is equal (on a codepoint basis) to the
·expanded QName· specified by the name test. For
example, child::para
selects the para element children of
the context node; if the context node has no
para children, it selects an empty set
of nodes. attribute::abc:href selects
the attribute of the context node with the QName
abc:href; if the context node has no
such attribute, it selects an empty set of
nodes. A QName in a name test is resolved into an ·expanded QName· using the
·statically known namespaces· in the expression
context. It is a ·static error·
[err:XPST0008].
if the QName has a prefix that does not
correspond to any statically known namespace. An unprefixed QName, when used as a
name test on an axis whose ·principal node kind· is
element, has the namespace URI of the ·default element/type namespace· in
the expression context; otherwise, it has no namespace URI. A name test is not satisfied by an element node whose name does not match the ·expanded QName· of the name test, even if it is in a ·substitution group· whose head is the named element. A node test * is true for any node of the ·principal node kind· of the step axis. For example, child::* will select all element children of the context node, and attribute::* will select all attributes of the context node. A node test can have the form
NCName:*. In this case, the prefix is
expanded in the same way as with a QName, using the
·statically known
namespaces· in the ·static context·. If
the prefix is not found in the statically known namespaces,
a ·static
error· is raised
[err:XPST0008].
.
The node test is true for any node of the ·principal
node kind· of the step axis whose ·expanded QName· has the namespace URI
to which the prefix is bound, regardless of the
local part of the name. A node test can also
have the form *:NCName. In this case,
the node test is true for any node of the ·principal
node kind· of the step axis whose local name matches the given NCName,
regardless of its namespace or lack of a namespace. [Definition:] An alternative
form of a node test called a
kind test can select nodes based
on their kind, name, and ·type annotation·. The syntax
and semantics of a kind test are described in
2.5.3 SequenceType Syntax and 2.5.4 SequenceType Matching. When a kind test is used
in a ·node test·, only those nodes on the designated
axis that match the kind test are selected. Shown
below are several examples of kind tests that might
be used in path
expressions: node()
matches any
node.text() matches
any text
node.comment()
matches any comment
node.element()
matches any element
node.schema-element(person)
matches any element node whose name is
person (or is in the ·substitution group·
headed by person), and whose type
annotation is the same as (or is derived from) the declared type of the person
element in the ·in-scope element declarations·.element(person) matches any element node whose name is
person, regardless of its type annotation.element(person, surgeon) matches any non-nilled element node whose name
is person, and whose type
annotation is
surgeon or is derived from surgeon.element(*,
surgeon) matches any non-nilled element node whose type
annotation is surgeon (or is derived from surgeon), regardless of
its
name.attribute() matches any
attribute node.attribute(price) matches
any attribute whose name is price,
regardless of its type annotation.attribute(*,
xs:decimal) matches any attribute whose type
annotation is xs:decimal (or is derived from xs:decimal), regardless of
its
name.document-node()
matches any document
node.document-node(element(book))
matches any document node whose content consists of
a single element node that satisfies the ·kind test·element(book), interleaved with zero or more
comments and processing
instructions.
3.2.2 Predicates | | [83] | Predicate | ::= | "[" Expr "]" |
|
[Definition:] A predicate consists of an expression, called a predicate
expression, enclosed in square brackets. A predicate serves to filter a sequence, retaining some items and discarding others. For each item in the sequence to be filtered, the predicate expression is evaluated using an
inner focus derived from that item, as described in
2.1.2 Dynamic Context. The result of the predicate expression is
coerced to a xs:boolean value, called the predicate truth value, as
described below. Those items for which the predicate truth value is true are retained, and those for which the predicate truth value is false are discarded. The predicate truth value is derived by applying the following rules,
in order: - If the value of the predicate expression is a ·singleton· atomic value of a
·numeric· type or derived from a ·numeric· type, the predicate truth value is
true if the value of the predicate expression is equal (by the eq operator) to the context position, and is false otherwise. [Definition:] A predicate whose predicate expression returns a numeric type is called a numeric predicate. - Otherwise, the predicate truth value is the ·effective boolean value· of the predicate
expression.
Here are some examples of ·axis steps· that contain predicates: When using ·predicates· with a sequence of nodes selected using a
reverse axis, it is important to remember that the the
context positions for such a sequence are assigned in ·reverse
document order·. For example, preceding::foo[1]
returns the first qualifying foo element in ·reverse document order·, because the predicate is part of an ·axis step· using a reverse axis. By
contrast, (preceding::foo)[1] returns the first qualifying foo
element in ·document order·, because the parentheses cause (preceding::foo) to be parsed as a ·primary expression· in which context positions are assigned in document order. Similarly, ancestor::*[1]
returns the nearest ancestor element, because the ancestor axis is a
reverse axis, whereas (ancestor::*)[1] returns the root element (first ancestor in document order).
3.2.3 Unabbreviated SyntaxThis section provides a number of examples of path expressions in which the
axis is explicitly specified in each ·step·. The syntax used in these examples is
called the unabbreviated syntax. In many common cases, it is
possible to write path expressions more concisely using an abbreviated
syntax, as explained in 3.2.4 Abbreviated Syntax. child::para selects
the para element children of the context nodechild::* selects all element children of the context nodechild::text() selects all text node children of the context nodechild::node() selects all the children of the context node. Note that no attribute nodes are returned, because attributes are not children.attribute::name selects the name attribute of the context nodeattribute::* selects all the attributes of the context nodeparent::node() selects the parent of the context node. If the context node is an attribute node, this expression returns the element node (if any) to which the attribute node is attached.descendant::para selects the para element descendants of the context nodeancestor::div selects all div ancestors of the context nodeancestor-or-self::div selects the div ancestors of the context node and, if the context node is a div element, the context node as welldescendant-or-self::para selects the para element descendants of the context node and, if the context node is a para element, the context node as wellself::para selects the context node if it is a para element, and otherwise returns an empty sequencechild::chapter/descendant::para selects the para element
descendants of the chapter element children of the context nodechild::*/child::para selects all para grandchildren of the context node/ selects the root of the tree that contains the context node, but raises a dynamic error if this root is not a document node/descendant::para selects all the para elements in the same document as the context node/descendant::list/child::member selects all
the member elements that have a list parent and that are in the same document as the context nodechild::para[fn:position() = 1] selects the first para child of the context nodechild::para[fn:position() = fn:last()] selects the last para child of the context nodechild::para[fn:position() = fn:last()-1] selects the last but one para child of the context nodechild::para[fn:position() > 1] selects all the para children of the context node other than the first para child of the context nodefollowing-sibling::chapter[fn:position() = 1]selects the next chapter sibling of the context nodepreceding-sibling::chapter[fn:position() = 1]selects the previous chapter sibling of the context node/descendant::figure[fn:position() = 42] selects the forty-second figure element in the document containing the context node/child::book/child::chapter[fn:position() = 5]/child::section[fn:position() = 2] selects the
second section of the fifth chapter of the book whose parent is the document node that contains the context nodechild::para[attribute::type eq "warning"]selects
all para children of the context node that have a type attribute with value warningchild::para[attribute::type eq 'warning'][fn:position() = 5]selects the fifth para child of the context node that has a type attribute with value warningchild::para[fn:position() = 5][attribute::type eq "warning"]selects the fifth para child of the context node if that child has a type attribute with value warningchild::chapter[child::title = 'Introduction']selects
the chapter children of the context node that have one or
more title children whose ·typed value· is equal to the
string Introductionchild::chapter[child::title] selects the chapter children of the context node that have one or more title childrenchild::*[self::chapter or self::appendix]
selects the chapter and appendix children of the context nodechild::*[self::chapter or
self::appendix][fn:position() = fn:last()] selects the
last chapter or appendix child of the context node
3.2.4 Abbreviated Syntax | | [74] | AbbrevForwardStep | ::= | "@"? NodeTest | | [77] | AbbrevReverseStep | ::= | ".." |
|
The abbreviated syntax permits the following abbreviations: - The attribute axis
attribute:: can be
abbreviated by @. For example, a path expression para[@type="warning"] is short
for child::para[attribute::type="warning"] and
so selects para children with a type attribute with value
equal to warning. - If the axis name is omitted from an ·axis step·, the default axis is
child unless the axis step contains an AttributeTest; in that case, the default axis is attribute. For example, the path expression section/para is an abbreviation for child::section/child::para, and the path expression section/@id is an abbreviation for child::section/attribute::id. Similarly, section/attribute(id) is an abbreviation for child::section/attribute::attribute(id). Note that the latter expression contains both an axis specification and a ·node test·. - Each non-initial occurrence of
// is effectively replaced by /descendant-or-self::node()/ during processing of a path expression. For example, div1//para is
short for child::div1/descendant-or-self::node()/child::para and so will select all para descendants of div1 children.Note: The path expression //para[1] does not mean the same as the path
expression /descendant::para[1]. The latter selects the first descendant para element; the former
selects all descendant para elements that are the first para children of their respective parents. - A step consisting
of
.. is short
for parent::node(). For example, ../title is short for parent::node()/child::title and so will select the title children of the parent of the context node.
Here are some examples of path expressions that use the abbreviated
syntax: para selects the para element children of the context node* selects all element children of the context nodetext() selects all text node children of the context node@name selects
the name attribute of the context node@* selects all the attributes of the context nodepara[1] selects the first para child of the context nodepara[fn:last()] selects the last para child of the context node*/para selects
all para grandchildren of the context node/book/chapter[5]/section[2] selects the
second section of the fifth chapter of the book whose parent is the document node that contains the context nodechapter//para selects the para element descendants of the chapter element children of the context node//para selects all
the para descendants of the root document node and thus selects all para elements in the same document as the context node//@version selects all the version attribute nodes that are in the same document as the context node//list/member selects all the member elements in the same document as the context node that have a list parent.//para selects
the para element descendants of the context node.. selects the parent of the context node../@lang selects
the lang attribute of the parent of the context nodepara[@type="warning"] selects all para children of the context node that have a type attribute with value warningpara[@type="warning"][5] selects the fifth para child of the context node that has a type attribute with value warningpara[5][@type="warning"] selects the fifth para child of the context node if that child has a type attribute with value warningchapter[title="Introduction"] selects the chapter children of the context node that have one
or more title children whose ·typed value· is equal to the string Introductionchapter[title] selects the chapter children of the context node that have one or more title childrenemployee[@secretary and @assistant] selects all
the employee children of the context node that have both a secretary attribute and
an assistant attributebook/(chapter|appendix)/section selects
every section element that has a parent that is either a chapter or an appendix element, that in turn is a child of a book element that is a child of the context node.- If
E is any expression that returns a sequence of nodes, then the expression E/. returns the same nodes in ·document order·, with duplicates eliminated based on node identity.
3.3 Sequence Expressions
XQuery supports operators to construct, filter, and combine
·sequences· of ·items·.
Sequences are never nested—for
example, combining the values 1, (2, 3), and ( ) into a single sequence results
in the sequence (1, 2, 3).
3.3.1 Constructing Sequences[Definition:] One way to construct a sequence is by using the comma operator, which evaluates each of its operands and concatenates the resulting sequences, in order, into a single result sequence. Empty parentheses can be used to denote an empty sequence. A sequence may contain duplicate
atomic values or nodes, but a sequence is never an item in another sequence. When a
new sequence is created by concatenating two or more input sequences, the new
sequence contains all the items of the input sequences and its length is the
sum of the lengths of the input sequences. Note: In places where the grammar calls for ExprSingle, such as the arguments of a function call, any expression that contains a top-level comma operator must be enclosed in parentheses. Here are some examples of expressions that construct sequences:
- The result of this expression is a sequence of five integers:
(10, 1, 2, 3, 4) - This expression combines four sequences of length one, two, zero, and two, respectively, into a single sequence of length five. The result of this expression is the sequence
10, 1, 2, 3, 4.(10, (1, 2), (), (3, 4)) - The result of this expression is a sequence containing
all
salary children of the context node followed by all bonus children.(salary, bonus) - Assuming that
$price is bound to
the value 10.50, the result of this expression is the sequence 10.50, 10.50.($price, $price)
A range expression can be used to construct a sequence of consecutive
integers. Each of the operands of the to operator is
converted as though it was an argument of a function with the expected
parameter type xs:integer?.
If either operand is an empty sequence, or if the integer derived from the first operand is greater than the integer derived from the second operand, the result of the range expression is an empty sequence. If the two operands convert to the same integer, the result of the range expression is that integer. Otherwise, the result is a sequence containing the two integer operands and
every integer between the two operands, in increasing order. - This example uses a range expression as one operand in constructing a sequence. It evaluates to the sequence
10, 1, 2, 3, 4.(10, 1 to 4) - This example constructs a sequence of length one containing the single integer
10.10 to 10 - The result of this example is a sequence of length zero.
15 to 10 - This example uses the
fn:reverse function to construct a sequence of six integers in decreasing order. It evaluates to the sequence 15, 14, 13, 12, 11, 10.fn:reverse(10 to 15)
3.3.2 Filter Expressions[Definition:] A filter
expression consists simply of a primary
expression followed by zero or more
·predicates·. The result of the filter expression consists of
all the items returned by the primary expression for
which all the predicates are true. If no predicates
are specified, the result is simply the result of the
primary expression. The
ordering of the items returned by a filter expression is the
same as their order in the result of the primary
expression. Context positions are assigned to items based on their ordinal position
in the result sequence. The first context position is 1. Here are some examples of filter expressions:
3.3.3 Combining Node SequencesXQuery provides the following operators for combining sequences of
nodes: - The
union and | operators are equivalent. They take two node sequences as operands and
return a sequence containing all the nodes that occur in either of the
operands. - The
intersect operator takes two node sequences as operands and returns a sequence
containing all the nodes that occur in both operands. - The
except operator takes two node sequences as operands and returns a sequence
containing all the nodes that occur in the first operand but not in the second
operand.
All these operators eliminate duplicate nodes from their result sequences based on node identity. If ·ordering mode· is ordered, the resulting sequence is returned in ·document
order·; otherwise it is returned in ·implementation-dependent· order. If an operand
of union, intersect, or except contains an item that is not a node, a ·type error· is raised
[err:XPTY0004].
. Here are some examples of expressions that combine sequences. Assume the existence of three element nodes that we will refer to by symbolic names A, B, and C. Assume that the variables $seq1, $seq2 and $seq3 are bound to the following sequences of these nodes: $seq1 is bound to (A, B)$seq2 is bound to (A, B)$seq3 is bound to (B, C)
Then: $seq1 union $seq2 evaluates to the sequence (A, B). $seq2 union $seq3 evaluates to the sequence (A, B, C). $seq1 intersect $seq2 evaluates to the sequence (A, B). $seq2 intersect $seq3 evaluates to the sequence containing B only.$seq1 except $seq2 evaluates to the empty sequence.$seq2 except $seq3 evaluates to the sequence containing A only.
In addition to the sequence operators described here, [XQuery 1.0 and XPath 2.0 Functions and Operators] includes functions for indexed access to items or
sub-sequences of a sequence, for indexed insertion or removal of items in a
sequence, and for removing duplicate items from a sequence.
3.4 Arithmetic Expressions
XQuery provides arithmetic operators for addition, subtraction,
multiplication, division, and modulus, in their usual binary and unary
forms. A subtraction operator must be preceded by whitespace if
it could otherwise be interpreted as part of the previous token. For
example, a-b will be interpreted as a
name, but a - b and a -b will be interpreted as arithmetic expressions. (See A.2.4 Whitespace Rules for further details on whitespace handling.) The first step in evaluating an arithmetic expression is to evaluate its operands. The order in which the operands are evaluated is ·implementation-dependent·. Each operand is evaluated by applying the following steps, in order: - ·Atomization· is applied to the operand. The result of this
operation is called the atomized operand.
- If the atomized operand is an empty sequence, the result of
the arithmetic expression is an empty sequence, and the implementation
need not evaluate the other operand or apply the operator. However,
an implementation may choose to evaluate the other operand in order
to determine whether it raises an error.
- If the atomized operand is a sequence of
length greater than one, a ·type error· is raised
[err:XPTY0004].
.
- If the atomized operand is of type
xdt:untypedAtomic, it is cast to xs:double. If
the cast fails, a ·dynamic
error· is raised. [err:FORG0001]
After evaluation of the operands, if the types of the operands are a valid combination
for the given arithmetic operator, the operator is applied to the operands,
resulting in an atomic value or a ·dynamic error· (for example, an error
might result from dividing by zero.) The combinations of atomic types
that are accepted by the various arithmetic operators, and their
respective result types, are listed in B.2 Operator Mapping
together with the ·operator functions·
that define the semantics of the operator for each
type combination, including the dynamic errors that can be raised by the operator. The definitions of the operator functions are found in [XQuery 1.0 and XPath 2.0 Functions and Operators]. If the types of the operands, after evaluation, are not a valid combination for the given operator, according to the rules in B.2 Operator Mapping, a ·type error· is raised
[err:XPTY0004].
. XQuery supports two division operators named div and idiv. Each of these operators accepts two operands of any ·numeric· type. As described in [XQuery 1.0 and XPath 2.0 Functions and Operators], $arg1 idiv $arg2 is equivalent to ($arg1 div $arg2) cast as xs:integer? except for error cases. Here are some examples of arithmetic expressions: - The first expression below returns the
xs:decimal value -1.5, and the second expression returns the xs:integer value -1:-3 div 2
-3 idiv 2 - Subtraction of two date values results in a value of type
xdt:dayTimeDuration:$emp/hiredate - $emp/birthdate - This example illustrates the difference between a subtraction operator and a
hyphen:
$unit-price - $unit-discount - Unary operators have higher precedence than binary operators, subject of
course to the use of parentheses. Therefore, the following two examples have different meanings:
-$bellcost + $whistlecost
-($bellcost + $whistlecost)
Note: Multiple consecutive unary arithmetic operators are permitted by XQuery for compatibility with [XPath 1.0].
3.5 Comparison Expressions
Comparison expressions allow two values to be compared. XQuery provides
three kinds of comparison expressions, called value comparisons, general
comparisons, and node comparisons. | | [48] | ComparisonExpr | ::= | RangeExpr ( (ValueComp | GeneralComp | NodeComp) RangeExpr )? | | [61] | ValueComp | ::= | "eq" | "ne" | "lt" | "le" | "gt" | "ge" | | [60] | GeneralComp | ::= | "=" | "!=" | "<" | "<=" | ">" | ">=" | | [62] | NodeComp | ::= | "is" | "<<" | ">>" |
|
3.5.1 Value ComparisonsThe value comparison operators are eq, ne, lt, le, gt, and ge. Value comparisons are used for comparing single values. The first step in evaluating a value comparison is to evaluate its operands. The order in which the operands are evaluated is ·implementation-dependent·. Each operand is evaluated by applying the following steps, in order: - ·Atomization· is applied to the operand. The result of this
operation is called the atomized operand.
- If the atomized operand is an empty sequence, the result of
the value comparison is an empty sequence, and the implementation
need not evaluate the other operand or apply the operator. However,
an implementation may choose to evaluate the other operand in order
to determine whether it raises an error.
- If the atomized operand is a sequence of
length greater than one, a ·type error· is raised
[err:XPTY0004].
.
- If the atomized operand is of type
xdt:untypedAtomic, it is cast to xs:string.Note: The purpose of this rule is to make value comparisons transitive. Users should be aware that the general comparison operators have a different rule for casting of xdt:untypedAtomic operands. Users should also be aware that transitivity of value comparisons may be compromised by loss of precision during type conversion (for example, two xs:integer values that differ slightly may both be considered equal to the same xs:float value because xs:float has less precision than xs:integer).
After evaluation of the operands, if the types of the operands are a valid combination
for the given operator, the operator is applied to the operands. The combinations of atomic types
that are accepted by the various value comparison operators, and their
respective result types, are listed in B.2 Operator Mapping
together with the ·operator functions·
that define the semantics of the operator for each
type combination. The definitions of the operator functions are found in [XQuery 1.0 and XPath 2.0 Functions and Operators]. Informally, if both atomized operands consist of exactly one atomic
value, then the result of the comparison is true if the value of the
first operand is (equal, not equal, less than, less than or equal,
greater than, greater than or equal) to the value of the second
operand; otherwise the result of the comparison is false. If the types of the operands, after evaluation, are not a valid combination for the given operator, according to the rules in B.2 Operator Mapping, a ·type error· is raised
[err:XPTY0004].
. Here are some examples of value comparisons:
3.5.2 General ComparisonsThe general comparison operators are =, !=, <, <=, >, and >=. General comparisons are existentially quantified comparisons that may be applied to operand sequences of any length. The result of a general comparison that does not raise an error is
always true or false. A general comparison is evaluated by applying the following rules, in order: - ·Atomization· is applied to each operand. After atomization, each operand is a sequence of atomic values.
- The result of the comparison is
true if and only if there is a pair of
atomic values, one in the first operand sequence and the other in the second operand sequence, that have the required
magnitude relationship. Otherwise the result of the comparison is
false. The magnitude relationship between two atomic values is determined by
applying the following rules. If a cast operation called for by these rules is not successful, a dynamic error is raised. [err:FORG0001]Note: The purpose of these rules is to preserve compatibility with XPath 1.0, in which (for example) x < 17 is a numeric comparison if x is an untyped value. Users should be aware that the value comparison operators have different rules for casting of xdt:untypedAtomic operands. - If one of the atomic values is an instance of
xdt:untypedAtomic and the other is an instance of a ·numeric· type, then the xdt:untypedAtomic value is cast to the type xs:double. - If one of the atomic values is an instance of
xdt:untypedAtomic and the other is an instance of xdt:untypedAtomic or xs:string, then the xdt:untypedAtomic value (or values) is (are) cast to the type xs:string. - If one of the atomic values is an instance of
xdt:untypedAtomic and the other is not an instance of xs:string, xdt:untypedAtomic, or any ·numeric· type, then the xdt:untypedAtomic value is
cast to the ·dynamic type· of the other value. - After performing the conversions described above, the atomic values are
compared using one of the value comparison operators
eq, ne, lt, le, gt, or
ge, depending on whether the general comparison operator was =, !=, <, <=,
>, or >=. The values have the required magnitude relationship if and only if the result
of this value comparison is true.
When evaluating a general comparison in which either operand is a sequence of items, an implementation may return true as soon as it finds an item in the first operand and an item in the second operand that have the required magnitude relationship. Similarly, a general comparison may raise a ·dynamic error· as soon as it encounters an error in evaluating either operand, or in comparing a pair of items from the two operands. As a result of these rules, the result of a general comparison is not deterministic in the presence of errors. Here are some examples of general comparisons: - The following comparison is true if the ·typed value· of any
author subelement of $book1 is "Kennedy" as an instance of xs:string or xdt:untypedAtomic:$book1/author = "Kennedy" - The following example contains three general comparisons. The value of the first two comparisons is
true, and the value of the third comparison is false. This example illustrates the fact that general comparisons are not transitive.(1, 2) = (2, 3)
(2, 3) = (3, 4)
(1, 2) = (3, 4) - The following example contains two general comparisons, both of which are
true. This example illustrates the fact that the = and != operators are not inverses of each other.(1, 2) = (2, 3)
(1, 2) != (2, 3) - Suppose that
$a, $b, and $c are bound to element nodes with type annotation xdt:untypedAtomic, with ·string values· "1", "2", and "2.0" respectively. Then ($a, $b) = ($c, 3.0) returns false, because $b and $c are compared as strings. However, ($a, $b) = ($c, 2.0) returns true, because $b and 2.0 are compared as numbers.
3.5.3 Node ComparisonsNode comparisons are used to compare two nodes, by their identity or by their ·document order·. The result of a node comparison is defined by the following rules: - The operands of a node comparison are evaluated in ·implementation-dependent· order.
- Each operand must be either a single node or an empty sequence; otherwise
a ·type error· is raised
[err:XPTY0004].
.
- If either operand is an empty sequence, the result of the
comparison is an empty sequence, and the implementation need not
evaluate the other operand or apply the operator. However, an
implementation may choose to evaluate the other operand in order to
determine whether it raises an error.
- A comparison with the
is operator is true if the two operand nodes have the same identity, and are thus the same node; otherwise it
is false. See [XQuery/XPath Data Model (XDM)] for a definition of node identity. - A comparison with the
<< operator returns true if the left operand node precedes the right operand node in
·document order·; otherwise it returns false. - A comparison with the
>> operator returns true if the left operand node follows the right operand node in
·document order·; otherwise it returns false.
Here are some examples of node comparisons:
3.6 Logical Expressions
A logical expression is either an and-expression or
an or-expression. If a logical expression does not raise an error, its value is always one
of the boolean values true or false. The first step in evaluating a logical expression is to find the ·effective boolean value· of each of its operands (see 2.4.3 Effective Boolean Value). The value of an and-expression is determined by the effective
boolean values (EBV's) of its operands, as shown in the following table: | AND: | EBV2 =
true | EBV2 = false | error in EBV2 | EBV1 =
true | true | false | error | EBV1
= false | false | false | either false or
error | | error in EBV1 | error | either false or
error | error |
The value of an
or-expression is determined by the effective boolean values (EBV's) of
its operands, as shown in
the following table: | OR: | EBV2 =
true | EBV2 = false | error in
EBV2 | EBV1 =
true | true | true | either true or
error | EBV1 =
false | true | false | error | | error
in EBV1 | either true or
error | error | error |
The
order in which the operands of a logical expression are evaluated is
·implementation-dependent·. The tables above are defined in such a way
that an or-expression can return true if the first
expression evaluated is true, and it can raise an error if evaluation
of the first expression raises an error. Similarly, an and-expression
can return false if the first expression evaluated is
false, and it can raise an error if evaluation of the first expression
raises an error. As a result of these rules, a logical expression is
not deterministic in the presence of errors, as illustrated in the examples
below. Here are some examples of logical expressions: - The following expressions return
true:1 eq 1 and 2 eq 2 1 eq 1 or 2 eq 3 - The following
expression may return either
false or raise a ·dynamic error·:1 eq 2 and 3 idiv 0 = 1 - The
following expression may return either
true or raise a
·dynamic error·:1 eq 1 or 3 idiv 0 = 1 - The
following expression must raise a ·dynamic error·:
1 eq 1 and 3 idiv 0 = 1
In addition to and- and or-expressions, XQuery provides a
function named fn:not that takes a general sequence as
parameter and returns a boolean value. The fn:not function
is defined in [XQuery 1.0 and XPath 2.0 Functions and Operators]. The
fn:not function reduces its parameter to an ·effective boolean value·. It then returns
true if the effective boolean value of its parameter is
false, and false if the effective boolean
value of its parameter is true. If an error is
encountered in finding the effective boolean value of its operand,
fn:not raises the same error.
3.7 Constructors
XQuery provides constructors that can create XML structures within a query.
Constructors are provided for element, attribute, document, text, comment, and processing instruction nodes. Two kinds of constructors are provided: direct constructors, which use an XML-like notation, and computed constructors, which use a notation based on enclosed expressions. This section contains a conceptual description of the semantics of various kinds of constructor expressions. An XQuery implementation is free to use any implementation technique that produces the same result as the processing steps described in this section.
3.7.1 Direct Element ConstructorsAn element constructor creates an element node. [Definition:] A direct element constructor is a form of element constructor in which the name of the constructed element is a constant. Direct element constructors are based on standard XML notation. For example, the following expression is a direct element constructor
that creates a book element containing an attribute and some nested elements: <book isbn="isbn-0060229357">
<title>Harold and the Purple Crayon</title>
<author>
<first>Crockett</first>
<last>Johnson</last>
</author>
</book>If the element name in a direct element constructor has a namespace prefix, the namespace prefix is resolved to a namespace URI using the ·statically known namespaces·. If the element name has no namespace prefix, it is implicitly qualified by the ·default element/type namespace·. Note that both the statically known namespaces and the default element/type namespace may be affected by ·namespace declaration attributes· found inside the element constructor. The namespace prefix of the element name is retained after expansion of the QName, as described in [XQuery/XPath Data Model (XDM)]. The resulting ·expanded QName· becomes the node-name property of the constructed element node. In a direct element constructor, the name used in the end tag must exactly match the name
used in the corresponding start tag, including its prefix or absence of a prefix. In a direct element constructor, curly braces { } delimit enclosed
expressions, distinguishing them from literal text. Enclosed expressions
are evaluated and replaced by their value, as illustrated by the following
example: <example>
<p> Here is a query. </p>
<eg> $b/title </eg>
<p> Here is the result of the query. </p>
<eg>{ $b/title }</eg>
</example>The above query might generate the following result (whitespace has been added for readability to this result and other result examples in this document):
<example>
<p> Here is a query. </p>
<eg> $b/title </eg>
<p> Here is the result of the query. </p>
<eg><title>Harold and the Purple Crayon</title></eg>
</example> Since XQuery uses curly braces to denote enclosed expressions, some
convention is needed to denote a curly brace used as an ordinary character. For
this purpose, a pair of identical curly brace characters within the content of an element or attribute are interpreted by XQuery as a single curly brace
character (that is, the pair "{{" represents the
character "{" and the pair "}}" represents
the character "}".) Alternatively, the ·character references·{ and } can be used to denote curly brace characters. A single left curly brace
("{") is interpreted as the beginning delimiter for an
enclosed expression. A single right curly brace ("}")
without a matching left curly brace is treated as a ·static error·
[err:XPST0003].
. The result of an element constructor is a new element node, with its own node identity. All the attribute and descendant nodes of the new element node are also new nodes with their own identities, even if they are copies of existing nodes.
3.7.1.1 AttributesThe start tag of a direct element constructor may contain one or more attributes. As in XML, each attribute is specified by a name and a value. In a direct element constructor, the name of each attribute is specified by a constant QName, and the value of the attribute is specified by a string of characters enclosed in single or double quotes. As in the main content of the element constructor, an attribute value may contain expressions enclosed in curly braces, which are evaluated and replaced by their value during processing of the element constructor. Each attribute in a direct element constructor creates a new attribute node, with its own node identity, whose parent is the constructed element node. However, note that ·namespace declaration attributes· (see 3.7.1.2 Namespace Declaration Attributes) do not create attribute nodes. If an attribute name has a namespace prefix, the prefix is resolved to a namespace URI using the ·statically known namespaces·. If the attribute name has no namespace prefix, the attribute is in no namespace. Note that the statically known namespaces used in resolving an attribute name may be affected by ·namespace declaration attributes· that are found inside the same element constructor. The namespace prefix of the attribute name is retained after expansion of the QName, as described in [XQuery/XPath Data Model (XDM)]. The resulting ·expanded QName· becomes the node-name property of the constructed attribute node. If the attributes in a direct element constructor do not have distinct ·expanded
QNames· as their respective node-name properties, a ·static error· is raised
[err:XPST0040].
. Conceptually, an attribute (other than a namespace declaration attribute) in a direct element constructor is processed by the following steps: - Each consecutive sequence of literal characters in the attribute
content is treated as a string containing those characters. Attribute
value normalization is then applied to normalize whitespace and
expand ·character references· and ·predefined entity references·. An XQuery processor
that supports XML 1.0 uses the rules for attribute value normalization
in Section 3.3.3 of [XML 1.0]; an XQuery processor that supports XML
1.1 uses the rules for attribute value normalization in Section 3.3.3
of [XML 1.1]. In either case, the normalization rules are applied as though the type of the attribute were CDATA (leading and trailing whitespace characters are not stripped.) The choice between XML 1.0 and XML 1.1 rules is ·implementation-defined·.
- Each enclosed expression is converted to a string as follows:
- ·Atomization· is applied to the value of the enclosed expression, converting it to a sequence of atomic values.
- If the result of atomization is an empty sequence, the result is the zero-length string. Otherwise, each atomic value in the atomized sequence is cast into a string.
- The individual strings resulting from the previous step are merged into a single string by concatenating them with a single space character between each pair.
- Adjacent strings resulting from the above steps are concatenated with no intervening blanks. The resulting string becomes the
string-value property of the attribute node. The attribute node is given a ·type annotation· (type-name property) of xdt:untypedAtomic (this type annotation may change if the parent element is validated). The typed-value property of the attribute node is the same as its string-value, as an instance of xdt:untypedAtomic. - The
parent property of the attribute node is set to the element node constructed by the direct element constructor that contains this attribute. - If the attribute name is
xml:id, the string value and typed value of the attribute are further normalized by discarding any leading and
trailing space (#x20) characters, and by replacing sequences of
space (#x20) characters by a single space (#x20) character.Note: This step accomplishes xml:id processing as defined in [XML ID]. - If the attribute name is
xml:id, the is-id property of the resulting attribute node is set to true; otherwise the is-id property is set to false. The is-idrefs property of the attribute node is unconditionally set to false.
- Example:
<shoe size="7"/> The string value of the size attribute is "7". - Example:
<shoe size="{7}"/>The string value of the size attribute is "7". - Example:
<shoe size="{()}"/>The string value of the size attribute is the zero-length string. - Example:
<chapter ref="[{1, 5 to 7, 9}]"/>The string value of the ref attribute is "[1 5 6 7 9]". - Example:
<shoe size="As big as {$hat/@size}"/>The string value of the size attribute is the
string "As big as ", concatenated with the string value of the
node denoted by the expression
$hat/@size.
3.7.1.2 Namespace Declaration AttributesThe names of
a constructed element and its attributes may be ·QNames· that
include namespace prefixes. Namespace prefixes can be
bound to namespaces in the ·Prolog· or by namespace
declaration attributes. It is a
·static error· to use a
namespace prefix that has not been bound to a namespace
[err:XPST0008].
. [Definition:] A
namespace declaration attribute is used inside a direct element constructor. Its purpose is to bind a namespace prefix or to set the ·default element/type namespace· for the constructed element node, including its attributes. Syntactically, a namespace declaration attribute has the form of an attribute with namespace prefix xmlns, or with name xmlns and no namespace prefix. The value of a namespace declaration attribute must be a URILiteral; otherwise a ·static error· is raised
[err:XPST0022].
. All the namespace declaration attributes of a given element must have distinct names
[err:XPST0071].
. Each namespace declaration attribute is processed as follows: - The local part of the attribute name is interpreted as a namespace prefix and the value of the attribute is interpreted as a namespace URI. This prefix and URI are added to the ·statically known namespaces· of the constructor expression (overriding any existing binding of the given prefix), and are also added as a namespace binding to the ·in-scope namespaces· of the constructed element. If the namespace URI is a zero-length string and the implementation supports [XML Names 1.1], any
existing namespace binding for the given prefix is removed from the
·in-scope namespaces· of the constructed element and from the ·statically known namespaces· of the constructor expression. If the namespace URI is a zero-length string and the implementation does not support [XML Names 1.1], a static error is raised
[err:XPST0085].
. It is ·implementation-defined· whether an implementation supports [XML Names] or [XML Names 1.1].
- If the name of the namespace declaration attribute is
xmlns with no prefix, the value of the attribute is interpreted as a namespace URI. This URI specifies the ·default element/type namespace· of the constructor expression (overriding any existing default), and is added (with no prefix) to the ·in-scope namespaces· of the constructed element (overriding any existing namespace binding with no prefix). If the namespace URI is a zero-length string, the ·default element/type namespace· of the constructor expression is set to "none," and any no-prefix namespace binding is removed from the ·in-scope namespaces· of the constructed element. - It is a ·static error·
[err:XPST0070].
if a namespace declaration attribute binds a namespace URI to the predefined prefix
xml or xmlns, or binds a prefix other than xml to the namespace URI http://www.w3.org/XML/1998/namespace.
A namespace declaration attribute does not cause an attribute node to be created. The following examples illustrate namespace declaration attributes: - In this element constructor, a namespace declaration attribute is used to set the ·default element/type namespace· to
http://example.org/animals:<cat xmlns = "http://example.org/animals">
<breed>Persian</breed>
</cat> - In this element constructor, namespace declaration attributes are used to bind the namespace prefixes
metric and english:<box xmlns:metric = "http://example.org/metric/units"
xmlns:english = "http://example.org/english/units">
<height> <metric:meters>3</metric:meters> </height>
<width> <english:feet>6</english:feet> </width>
<depth> <english:inches>18</english:inches> </depth>
</box>
3.7.1.3 ContentThe part of a direct element constructor between the start tag and the end tag is called the content of the element constructor. This content may consist of text characters (parsed as ElementContentChar), nested direct constructors, CdataSections, character and ·predefined entity references·, and expressions enclosed in curly braces. In general, the value of an enclosed expression may be any sequence of nodes and/or atomic values. Enclosed expressions can be used in the content of an element constructor to compute both the content and the attributes of the constructed node. Conceptually, the content of an element constructor is processed as
follows: - The content is evaluated to produce a
sequence of nodes called the content sequence, as
follows:
- If the ·boundary-space policy· in the ·static context· is
strip, ·boundary whitespace· is identified and deleted (see 3.7.1.4 Boundary Whitespace for a definition of boundary whitespace.) - ·Predefined entity references·
and ·character references· are expanded into their
referenced strings, as described in 3.1.1 Literals. Characters inside a CDataSection, including special characters such as
< and &, are treated as literal characters rather than as markup characters (except for the sequence ]]>, which terminates the CDataSection). - Each consecutive sequence of
literal characters evaluates to a single text node containing the
characters.
- Each nested direct constructor is evaluated according to the rules in 3.7.1 Direct Element Constructors or 3.7.2 Other Direct Constructors, resulting in a new element, comment, or processing instruction node. The
parent property of the resulting node is then set to the newly constructed element node. - Enclosed expressions are evaluated as follows:
- For each adjacent sequence of one or more atomic values returned by an enclosed expression, a new text node is constructed, containing the result of casting each atomic value to a string, with a single space character inserted between adjacent values.
Note: The insertion of blank characters between adjacent values applies even if one or both of the values is a zero-length string. - For each node returned by an enclosed expression, a new copy is made of the given node and all nodes that have the given node as an ancestor, collectively referred to as copied nodes. The properties of the copied nodes are as follows:
- Each copied node receives a new node identity.
- The
parent, children, and attributes properties of the copied nodes are set so as to preserve their inter-node relationships. For the topmost node (the node directly returned by the enclosed expression), the parent property is set to the node constructed by this constructor. - If ·construction mode· in the ·static context· is
strip:- If the copied node is an element node, its
type-name property is set to xdt:untyped. Its nilled, is-id, and is-idrefs properties are set to false. - If the copied node is an attribute node, its
type-name property is set to xdt:untypedAtomic. Its is-idrefs property is set to false. Its is-id property is set to true if the qualified name of the attribute node is xml:id; otherwise it is set to false. - The
string-value of each copied element and attribute node remains unchanged, and its typed-value becomes equal to its string-value as an instance of xdt:untypedAtomic.Note: Implementations that store only the ·typed value· of a node are required at this point to convert the typed value to a string form. On the other hand, if ·construction mode· in the ·static context· is preserve, the type-name, nilled, string-value, typed-value, is-id, and is-idrefs properties of the copied nodes are preserved. - The
in-scope-namespaces property of a copied element node is
determined by the following rules. In applying these rules, the default
namespace or absence of a default namespace is treated like any other
namespace binding:- If ·copy-namespaces mode· specifies
preserve, all in-scope-namespaces of the original element are
retained in the new copy. If ·copy-namespaces mode· specifies no-preserve, the new copy retains only those in-scope namespaces of the original element that are used in the names of the element and its
attributes. It is a
·type error·
[err:XPTY0086].
in this case if the ·typed value· of the copied element or of any of
its attributes is ·namespace-sensitive·. [Definition:] A value is namespace-sensitive if it
includes an item whose ·dynamic type· is xs:QName or xs:NOTATION or is
derived by restriction from xs:QName or xs:NOTATION.Note: Error
[ err:XPTY0086].
can occur only if ·construction mode· is preserve,
since otherwise the typed value of the copied node is never namespace-sensitive. - If ·copy-namespaces mode· specifies
inherit, the copied node inherits all the in-scope namespaces of the constructed node, augmented and overridden by the in-scope namespaces of the original element that were preserved by the preceding rule. If ·copy-namespaces mode· specifies no-inherit, the copied node does not inherit any in-scope namespaces from the constructed node.
- When an element or processing instruction node is copied, its
base-uri
property is set to be the same as that of its new parent,
with the following exception: if a copied element node has an xml:base attribute, its base-uri property is set to
the value of that attribute, resolved (if it is relative) against
the base-uri property of the new parent node. - All other properties of the copied nodes are preserved.
- Adjacent text nodes in the content sequence are merged into a single text node by concatenating their contents, with no intervening blanks. After concatenation, any text node whose content is a zero-length string is deleted from the content sequence.
- If the content sequence contains a document node, the document node is replaced in the content sequence by its children.
- If the content
sequence contains an attribute node following a node that is not an
attribute node, a ·type error·
is raised
[err:XPTY0024].
.
- The properties of the newly constructed element node are determined as follows:
node-name is the ·expanded QName· resulting from resolving the element name in the start tag, including its original namespace prefix (if any), as described in 3.7.1 Direct Element Constructors.base-uri is taken from the first of the following sources that exists:- the value of the constructed node's attribute named
xml:base, if this attribute exists; - ·base URI· in the ·static context·.
parent is set to empty.attributes consist of all the attributes specified in the start tag as described in 3.7.1.1 Attributes, together with all the attribute nodes in the content sequence, in ·implementation-dependent· order. If two or more of these attributes have the same node-name, a ·dynamic error· is raised
[err:XPDY0025].
. Note that the parent property of each of these attribute nodes has been set to the newly constructed element node.children consist of all the element, text, comment, and processing
instruction nodes in the content sequence. Note that the parent property of each of these nodes has been set to the newly constructed element node.in-scope-namespaces consist of all the namespace bindings resulting from namespace declaration attributes as described in 3.7.1.2 Namespace Declaration Attributes, and possibly additional namespace bindings as described in 3.7.4 In-scope Namespaces of a Constructed Element.- The
nilled property is false. - The
string-value property is equal to the concatenated contents of the text-node descendants in document order. If there are no text-node descendants, the string-value property is a zero-length string. - The
typed-value property is equal to the string-value property, as an instance of xdt:untypedAtomic. - If ·construction mode· in the ·static context· is
strip, the type-name property is xdt:untyped. On the other hand, if construction mode is preserve, the type-name property is xs:anyType. - The
is-id and is-idrefs properties are set to false.
- Example:
<a>{1}</a>The constructed element node has one child, a text node containing the value "1". - Example:
<a>{1, 2, 3}</a>The constructed element node has one child, a text node containing the value "1 2 3". - Example:
<c>{1}{2}{3}</c>The constructed element node has one child, a text node containing the value "123". - Example:
<b>{1, "2", "3"}</b>The constructed element node has one child, a text node containing the value "1 2 3". - Example:
<fact>I saw 8 cats.</fact> The constructed element node has one child, a text node containing the value "I saw 8 cats.". - Example:
<fact>I saw {5 + 3} cats.</fact>The constructed element node has one child, a text node containing the value "I saw 8 cats.". - Example:
<fact>I saw <howmany>{5 + 3}</howmany> cats.</fact>The constructed element node has three children: a text node containing "I saw ", a child element node named howmany, and a text node containing " cats.". The child element node in turn has a single text node child containing the value "8".
3.7.1.4 Boundary WhitespaceIn a direct element constructor, whitespace characters may appear in the content of the constructed element. In some cases, enclosed expressions and/or nested elements may be separated only by whitespace characters. For
example, in the expression below, the end-tag
</title> and the start-tag <author> are separated by a newline character and four space
characters: <book isbn="isbn-0060229357">
<title>Harold and the Purple Crayon</title>
<author>
<first>Crockett</first>
<last>Johnson</last>
</author>
</book>[Definition:] Boundary whitespace is a
sequence of consecutive whitespace characters within the content of a ·direct element constructor·, that is delimited at each end either by the start or
end of the content, or by a DirectConstructor, or by an EnclosedExpr. For this purpose, characters generated by
·character references· such as   or by CdataSections are not
considered to be whitespace characters. The ·boundary-space policy· in the ·static context· controls whether boundary whitespace is
preserved by element constructors. If boundary-space policy is strip, boundary whitespace is not considered significant and
is discarded. On the other hand, if boundary-space policy is preserve, boundary whitespace is
considered significant and is
preserved. Note: Element constructors treat attributes named xml:space as ordinary attributes. An xml:space attribute does not affect the handling of whitespace by an element constructor.
3.7.2 Other Direct ConstructorsXQuery allows an expression to generate a processing instruction node or a comment node. This can be accomplished by using a direct processing instruction constructor or a direct comment constructor. In each case, the syntax of the constructor expression is
based on the syntax of a similar construct in XML. A direct processing instruction constructor creates a processing instruction node whose target property is PITarget and whose content property is DirPIContents. The base-uri property of the node is empty. The parent property of the node is empty. The PITarget of a processing instruction may not consist of the characters "XML" in any combination of upper and lower case. The DirPIContents of a processing instruction may not contain the string "?>". The following example illustrates a direct processing instruction constructor: <?format role="output" ?> A direct comment constructor creates a comment node whose content property is DirCommentContents. Its parent property is empty. The DirCommentContents of a comment may not contain two consecutive hyphens or end with a hyphen. These rules are syntactically enforced by the grammar shown above. The following example illustrates a direct comment constructor: <!-- Tags are ignored in the following section --> Note: A direct comment constructor is different from a comment, since a direct comment constructor actually constructs a comment node, whereas a comment is simply used in documenting a query and is not evaluated.
3.7.3 Computed
ConstructorsAn alternative way to create nodes is by
using a computed constructor. A
computed constructor begins with a keyword that identifies the type
of node to be created: element,
attribute, document, text, processing-instruction, or comment. For those kinds of nodes that have names (element, attribute, and processing instruction nodes), the keyword that specifies the node kind is followed by the name of the node to be
created. This name may be specified either as a QName or as an expression enclosed in braces. [Definition:] When an expression is used to specify the name of a constructed node, that expression is called the name expression of the constructor. [Definition:] The final part of a
computed constructor is an expression enclosed in braces, called
the content expression of the constructor, that generates the content of
the node. The following example illustrates the use of computed
element and attribute constructors in a simple case where the names
of the constructed nodes are constants. This example generates
exactly the same result as the first example in 3.7.1 Direct Element Constructors: element book {
attribute isbn {"isbn-0060229357" },
element title { "Harold and the Purple Crayon"},
element author {
element first { "Crockett" },
element last {"Johnson" }
}
}
3.7.3.1 Computed Element
Constructors[Definition:] A computed element constructor creates an element node, allowing both the name and the content of the node to be computed. If the keyword element is followed by a QName, it is expanded using the ·statically known namespaces·, and the resulting ·expanded QName· is used as the node-name property of the constructed element node. If expansion of the QName is not successful, a ·static error· is raised
[err:XPST0081].
. If the keyword element is followed by a ·name expression·, the name expression is processed as follows: - ·Atomization· is applied to the value of the ·name expression·. If the result of atomization is not a single atomic value of type
xs:QName, xs:string, or xdt:untypedAtomic, a ·type
error· is raised
[err:XPTY0004].
. - If the atomized value of the ·name expression· is of type
xs:QName, that ·expanded QName· is used as the node-name property of the constructed
element, retaining the prefix part of the QName. - If the atomized value of the ·name expression· is of type
xs:string or xdt:untypedAtomic, that value is converted to an ·expanded QName·. If the string value contains a namespace prefix, that prefix is resolved to a namespace URI using the ·statically known namespaces·. If the string value contains no namespace prefix, it is treated as a local name in the ·default element/type namespace·. The resulting ·expanded QName· is used as the node-name property of the constructed
element, retaining the prefix part of the QName. If conversion of the atomized ·name expression· to an expanded QName is not successful, a ·dynamic error· is raised
[err:XPDY0074].
.
The ·content expression· of a computed element constructor (if present) is processed in exactly the same way as an enclosed expression in the content of a ·direct element constructor·, as described in Step 1e of 3.7.1.3 Content. The result of processing the content expression is a sequence of nodes called the content sequence. If the ·content expression· is absent, the content sequence is an empty sequence. Processing of the computed element constructor proceeds as follows: - Adjacent text nodes in the content sequence are merged into a single text node by concatenating their contents, with no intervening blanks. After concatenation, any text node whose content is a zero-length string is deleted from the content sequence.
- If the content sequence contains a document node, the document node is replaced in the content sequence by its children.
- If the content
sequence contains an attribute node following a node that is not an
attribute node, a ·type error·
is raised
[err:XPTY0024].
.
- The properties of the newly constructed element node are determined as follows:
node-name is the ·expanded QName· resulting from processing the specified QName or ·name expression·, as described above.base-uri is taken from the first of the following sources that exists:- the value of the constructed node's attribute named
xml:base, if this attribute exists; - ·base URI· in the ·static context·.
parent is empty.attributes consist of all the attribute nodes in the content sequence, in ·implementation-dependent· order. If two or more of these attributes have the same node-name, a ·dynamic error· is raised
[err:XPDY0025].
. Note that the parent property of each of these attribute nodes has been set to the newly constructed element node.children consist of all the element, text, comment, and processing
instruction nodes in the content sequence. Note that the parent property of each of these nodes has been set to the newly constructed element node.in-scope-namespaces are computed as described in 3.7.4 In-scope Namespaces of a Constructed Element.- The
nilled property is false. - The
string-value property is equal to the concatenated contents of the text-node descendants in document order. - The
typed-value property is equal to the string-value property, as an instance of xdt:untypedAtomic. - If ·construction mode· in the ·static context· is
strip, the type-name property is xdt:untyped. On the other hand, if construction mode is preserve, the type-name property is xs:anyType. - The
is-id and is-idrefs properties are set to false.
A computed element constructor might be
used to make a modified copy of an existing element. For example,
if the variable $e is bound to an element with ·numeric·
content, the following constructor might be used to create a new
element with the same name and attributes as $e and
with numeric content equal to twice the value of
$e: element {fn:node-name($e)}
{$e/@*, 2 * fn:data($e)}In this example, if $e is
bound by the expression let $e := <length
units="inches">{5}</length>, then the result of the
example expression is the element <length
units="inches">10</length>. Note: The ·static type· of the expression fn:node-name($e) is xs:QName?, denoting zero or one QName. Therefore, if the ·Static Typing Feature· is in effect, the above example raises a static type error, since the name expression in a computed element constructor is required to return exactly one string or QName. In order to avoid the static type error, the name expression fn:node-name($e) could be rewritten as fn:exactly-one(fn:node-name($e)). If the ·Static Typing Feature· is not in effect, the example can be successfully evaluated as written, provided that $e is bound to exactly one element node with numeric content. One important
purpose of computed constructors is to allow the name of a node to
be computed. We will illustrate this feature by an expression that
translates the name of an element from one language to
another. Suppose that the variable $dict is bound to a
dictionary element containing a sequence of entry elements, each of which encodes translations for a specific word. Here is an example
entry that encodes the German and Italian variants of the word "address":
<entry word="address">
<variant xml:lang="de">Adresse</variant>
<variant xml:lang="it">indirizzo</variant>
</entry>
Suppose further that the variable $e is bound to the following element: <address>123 Roosevelt Ave. Flushing, NY 11368</address> Then the following expression generates a new element in which the name of $e has been translated into Italian and the content of $e (including its attributes, if any) has been preserved. The first enclosed expression after the element keyword generates the name of the element, and the second enclosed
expression generates the content and attributes:
element
{$dict/entry[@word=name($e)]/variant[@xml:lang="it"]}
{$e/@*, $e/node()}The result of this expression is as follows: <indirizzo>123 Roosevelt Ave. Flushing, NY 11368</indirizzo> Note: As in the previous example, if the ·Static Typing Feature· is in effect, the enclosed expression that computes the element name in the above computed element constructor must be wrapped in a call to the fn:exactly-one function in order to avoid a static type error. Additional examples of computed element constructors can be found
in I.4 Recursive Transformations.
3.7.3.2 Computed Attribute
Constructors | | [113] | CompAttrConstructor | ::= | "attribute" (QName | ("{" Expr "}")) "{" Expr? "}" |
|
A computed attribute constructor creates a new attribute node, with its own node identity. If the keyword attribute is followed by a QName, that QName is expanded using the ·statically known namespaces·, and the resulting ·expanded QName· (including its prefix) is used as the node-name property of the constructed attribute node. If expansion of the QName is not successful, a ·static error· is raised
[err:XPST0081].
. If the keyword attribute is followed by a ·name expression·, the name expression is processed as follows: - ·Atomization· is applied to the result of the ·name expression·. If the result of ·atomization· is not a single atomic value of type
xs:QName, xs:string, or xdt:untypedAtomic, a ·type
error· is raised
[err:XPTY0004].
. - If the atomized value of the ·name expression· is of type
xs:QName, that ·expanded QName· (including its prefix) is used as the node-name property of the constructed
attribute node. - If the atomized value of the ·name expression· is of type
xs:string or xdt:untypedAtomic, that value is converted to an ·expanded QName·. If the string value contains a namespace prefix, that prefix is resolved to a namespace URI using the ·statically known namespaces·. If the string value contains no namespace prefix, it is treated as a local name in no namespace. The resulting ·expanded QName· (including its prefix) is used as the node-name property of the constructed
attribute. If conversion of the atomized ·name expression· to an ·expanded QName· is not successful, a ·dynamic error· is raised
[err:XPDY0074].
.
The node-name property of the constructed attribute (an ·expanded QName·) is checked as follows: If its URI part is http://www.w3.org/2000/xmlns/ (corresponding to namespace prefix xmlns) or if it is in no namespace and its local name is xmlns, a ·dynamic error·
[err:XPDY0044].
is raised. The ·content expression· of a computed attribute constructor is processed as follows: - ·Atomization· is applied to the result of the ·content expression·, converting it to a sequence of atomic values. (If the ·content expression· is absent, the result of this step is an empty sequence.)
- If the result of atomization is an empty sequence, the value of the attribute is the zero-length string. Otherwise, each atomic value in the atomized sequence is cast into a string.
- The individual strings resulting from the previous step are merged into a single string by concatenating them with a single space character between each pair. The resulting string becomes the
string-value property of the new attribute node. The ·type annotation· (type-name property) of the new attribute node is xdt:untypedAtomic. The typed-value property of the attribute node is the same as its string-value, as an instance of xdt:untypedAtomic. - The
parent property of the attribute node is set to empty. - If the attribute name is
xml:id, the string value and typed value of the attribute are further normalized by discarding any leading and
trailing space whitespace characters, and by replacing sequences of
whitespace characters by a single space (#x20) character.Note: This step accomplishes xml:id processing as defined in [XML ID]. - If the attribute name is
xml:id, the is-id property of the resulting attribute node is set to true; otherwise the is-id property is set to false. The is-idrefs property of the attribute node is unconditionally set to false.
3.7.3.3 Document Node Constructors | | [110] | CompDocConstructor | ::= | "document" "{" Expr "}" |
|
All document node constructors are computed constructors. The result of a document node constructor is a new document node, with its own node identity. A document node constructor is useful when the result of a query is to be a document in its own right. The following example illustrates a query that returns an XML document containing a root element named author-list: document
{
<author-list>
{fn:doc("bib.xml")/bib/book/author}
</author-list>
}The ·content expression· of a document node constructor is processed in exactly the same way as an enclosed expression in the content of a ·direct element constructor·, as described in Step 1e of 3.7.1.3 Content. The result of processing the content expression is a sequence of nodes called the content sequence. Processing of the document node constructor then proceeds as follows: - Adjacent text nodes in the content sequence are merged into a single text node by concatenating their contents, with no intervening blanks. After concatenation, any text node whose content is a zero-length string is deleted from the content sequence.
- If the content sequence contains a document node, the document node is replaced in the content sequence by its children.
- If the content sequence contains an attribute node, a ·type error· is raised
[err:XPTY0004].
.
- The properties of the newly constructed document node are determined as follows:
base-uri is taken from ·base URI· in the ·static context·. If no base URI is defined in the static context, the base-uri property is empty.children consist of all the element, text, comment, and processing
instruction nodes in the content sequence. Note that the parent property of each of these nodes has been set to the newly constructed document node.- The
unparsed-entities and document-uri properties are empty. - The
string-value property is equal to the concatenated contents of the text-node descendants in document order. - The
typed-value property is equal to the string-value property, as an instance of xdt:untypedAtomic.
No validation is performed on the constructed document node. The [XML 1.0] rules that govern the structure of an XML document (for example, the document node must have exactly one child that is an element node) are not enforced by the XQuery document node constructor.
3.7.3.4 Text Node Constructors | | [114] | CompTextConstructor | ::= | "text" "{" Expr "}" |
|
All text node constructors are computed constructors. The result of a text node constructor is a new text node, with its own node identity. The ·content expression· of a text node constructor is processed as follows: - ·Atomization· is applied to the value of the ·content expression·, converting it to a sequence of atomic values.
- If the result of atomization is an empty sequence, no text node is constructed. Otherwise, each atomic value in the atomized sequence is cast into a string.
- The individual strings resulting from the previous step are merged into a single string by concatenating them with a single space character between each pair. The resulting string becomes the
content property of the constructed text node.
The parent property of the constructed text node is set to empty. Note: It is possible for a text node constructor to construct a text node containing a zero-length string. However, if used in the content of a constructed element or document node, such a text node will be deleted or merged with another text node. The following example illustrates a text node constructor: text {"Hello"}
3.7.3.5 Computed Processing Instruction Constructors | | [116] | CompPIConstructor | ::= | "processing-instruction" (NCName | ("{" Expr "}")) "{" Expr? "}" |
|
A computed processing instruction constructor (CompPIConstructor) constructs a new processing instruction node with its own node identity.
If the keyword processing-instruction is followed by an NCName, that NCName is used as the target property of the constructed node. If the keyword processing-instruction is followed by a ·name expression·, the name expression is processed as follows: - ·Atomization· is applied to the value of the ·name expression·. If the result of ·atomization· is not a single atomic value of type
xs:NCName, xs:string, or xdt:untypedAtomic, a ·type
error· is raised
[err:XPTY0004].
. - If the atomized value of the ·name expression· is of type
xs:string or xdt:untypedAtomic, that value is cast to the type xs:NCName. If the value cannot be cast to xs:NCName, a ·dynamic error· is raised
[err:XPDY0041].
. - The resulting NCName is then used as the
target property of the newly constructed processing instruction node. However, a ·dynamic error· is raised if the NCName is equal to "XML" (in any combination of upper and lower case)
[err:XPDY0064].
.
The
·content expression· of a computed processing instruction constructor
is processed as follows: - ·Atomization· is applied to the value of the ·content expression·, converting it to a sequence of atomic values. (If the ·content expression· is absent, the result of this step is an empty sequence.)
- If the result of atomization is an empty sequence, it is replaced by a zero-length string. Otherwise, each atomic value in the atomized sequence is cast into a string. If any of the resulting strings contains the string "
?>", a ·dynamic error·
[err:XPDY0026].
is raised. - The individual strings resulting from the previous step are merged into a single string by concatenating them with a single space character between each pair. Leading whitespace is removed from the resulting string. The resulting string then becomes the
content property of the constructed processing instruction node.
The remaining properties of the new processing instruction node are determined as follows: - The
parent property is empty. - The
base-uri property is empty.
The following example illustrates a computed processing instruction constructor: let $target := "audio-output",
$content := "beep"
return processing-instruction {$target} {$content}The processing instruction node constructed by this example might be serialized as follows: <?audio-output beep?>
3.7.3.6 Computed Comment Constructors | | [115] | CompCommentConstructor | ::= | "comment" "{" Expr "}" |
|
A computed comment constructor (CompCommentConstructor) constructs a new comment node with its own node identity.
The ·content expression· of a computed comment constructor is processed as follows: - ·Atomization· is applied to the value of the ·content expression·, converting it to a sequence of atomic values.
- If the result of atomization is an empty sequence, it is replaced by a zero-length string. Otherwise, each atomic value in the atomized sequence is cast into a string.
- The individual strings resulting from the previous step are merged into a single string by concatenating them with a single space character between each pair. The resulting string becomes the
content property of the constructed comment node. - It is a ·dynamic
error·
[err:XPDY0072].
if the result of the ·content expression· of a computed comment constructor contains two adjacent hyphens or ends with a hyphen.
The parent property of the constructed comment node is set to empty. The following example illustrates a computed comment constructor: let $homebase := "Houston"
return comment {fn:concat($homebase, ", we have a problem.")}The comment node constructed by this example might be serialized as follows: <!--Houston, we have a problem.-->
3.7.4 In-scope Namespaces of a Constructed ElementAn element node constructed by a direct or computed element constructor has an ·in-scope namespaces· property that consists of a set of ·namespace bindings·. The in-scope namespaces of an element node may affect the way the node is serialized (see 2.2.4 Serialization), and may also affect the behavior of certain functions that operate on nodes, such as fn:name. Note the difference between ·in-scope namespaces·, which is a dynamic property of an element node, and ·statically known namespaces·, which is a static property of an expression. Also note that one of the namespace bindings in the in-scope namespaces may have no prefix (denoting the default namespace for the given element). The in-scope namespaces of a constructed element node consist of the following namespace bindings: - A namespace binding is created for each namespace declared in the current element constructor by a ·namespace declaration
attribute·.
- A namespace binding is created for each namespace that is declared in a ·namespace declaration
attribute· of an enclosing ·direct element constructor· and not overridden by the current element constructor or an intermediate constructor.
- A namespace binding is always created to bind the prefix
xml to the namespace URI http://www.w3.org/XML/1998/namespace. - For each namespace used in the name of the constructed element or in the names of its attributes, a namespace binding must exist. If a namespace binding does not already exist for one of these namespaces, a new namespace binding is created for it. If the name of the node includes a prefix, that
prefix is used in the namespace binding; if the name has no prefix, then a
binding is created for the empty prefix. If this would result in a conflict,
because it would require two different bindings of the same prefix, then the
prefix used in the node name is changed to an arbitrary ·implementation-dependent· prefix that does not cause such a conflict, and a
namespace binding is created for this new prefix.
Note: ·Copy-namespaces mode· does not affect the namespace bindings of a newly constructed element node. It applies only to existing nodes that are copied by a constructor expression. The following query serves as an example: declare namespace p="http://example.com/ns/p";
declare namespace q="http://example.com/ns/q";
declare namespace f="http://example.com/ns/f";
<p:a q:b="{f:func(2)}" xmlns:r="http://example.com/ns/r"/>
The ·in-scope namespaces· of the resulting p:a element consists of the following ·namespace bindings·: p = "http://example.com/ns/p"q = "http://example.com/ns/q"r = "http://example.com/ns/r"
xml = "http://www.w3.org/XML/1998/namespace"
The
namespace bindings for p and q are added to the result element because their respective namespaces
are used in the names of the element and its attributes. The namespace binding r="http://example.com/ns/r" is added to the in-scope namespaces of the constructed
element because it is defined by a ·namespace declaration attribute·, even though it is not used in a name. No namespace binding corresponding to f="http://example.com/ns/f" is created, because the namespace prefix f appears only in the query prolog and is not used in an element or attribute name of the constructed node. This namespace binding does not appear in the query result, even though it is present in the ·statically known namespaces· and is available for use during processing of the query. Note that the following constructed element, if nested within a validate expression, cannot be validated: <p xsi:type="xs:integer">3</p> The constructed element will have namespace bindings for the prefixes xsi (because it is used in a name) and xml (because it is defined for every constructed element node). During validation of the constructed element, the validator will be unable to interpret the namespace prefix xs because it is has no namespace binding. Validation of this constructed element could be made possible by providing a ·namespace declaration attribute·, as in the following example: <p xmlns:xs="http://www.w3.org/2001/XMLSchema"
xsi:type="xs:integer">3</p>
3.8 FLWOR Expressions
XQuery provides a feature called a FLWOR expression that supports iteration and binding of variables to intermediate results. This
kind of expression is often useful for computing joins between two or more
documents and for restructuring data. The name FLWOR,
pronounced "flower", is suggested by the keywords for, let, where, order by, and return. The for and let clauses in a FLWOR expression generate an ordered sequence of tuples of bound variables, called the tuple stream. The optional where clause serves to filter the tuple stream, retaining some tuples and discarding others. The optional order by clause can be used to reorder the tuple stream. The return clause constructs the result of the FLWOR expression. The return clause is evaluated once for every tuple in the tuple stream, after filtering by the where clause, using the variable bindings in the respective tuples. The result of the FLWOR
expression is an ordered sequence containing the results of these
evaluations, concatenated as if by the ·comma operator·. The following example of a FLWOR expression includes all of the possible clauses. The for clause iterates over all the departments in an input document, binding the variable $d to each department number in turn. For each binding of $d, the let clause binds variable $e to all the employees in the given department, selected from another input document. The result of the for and let clauses is a tuple stream in which each tuple contains a pair of bindings for $d and $e ($d is bound to a department number and $e is bound to a set of employees in that department). The where clause filters the tuple stream by keeping only those binding-pairs that represent departments having at least ten employees. The order by clause orders the surviving tuples in descending order by the average salary of the employees in the department. The return clause constructs a new big-dept element for each surviving tuple, containing the department number, headcount, and average salary. for $d in fn:doc("depts.xml")/depts/deptno
let $e := fn:doc("emps.xml")/emps/emp[deptno = $d]
where fn:count($e) >= 10
order by fn:avg($e/salary) descending
return
<big-dept>
{
$d,
<headcount>{fn:count($e)}</headcount>,
<avgsal>{fn:avg($e/salary)}</avgsal>
}
</big-dept>The clauses in a FLWOR expression are described in more detail below.
3.8.1 For and Let ClausesThe purpose of the for and let clauses in a FLWOR expression is to produce a tuple stream in which each tuple consists of one or more bound variables. The simplest example of a for clause contains one variable and an associated expression. [Definition:] The value of the expression associated with a variable in a for clause is called the binding sequence for that variable. The for clause iterates over the items in the binding sequence, binding the variable to each item in turn. If ·ordering mode· is ordered, the resulting sequence of variable bindings is ordered according to the order of values in the binding sequence; otherwise the ordering of the variable bindings is ·implementation-dependent·. A for clause may also contain multiple variables, each with an associated expression whose value is the binding sequence for that variable. In this case, the for clause iterates each variable over its binding sequence. The resulting tuple stream contains one tuple for each combination of values in the respective binding sequences. If ·ordering mode· is ordered, the order of the tuple stream is determined primarily by the order of the binding sequence of the leftmost variable, and secondarily by the binding sequences of the other variables, working from left to right. Otherwise, the ordering of the variable bindings is ·implementation-dependent·. A let clause may also contain one or more variables, each with an associated expression. Unlike a for clause, however, a let clause binds each variable to the result of its associated expression, without iteration. The variable bindings generated by let clauses are added to the binding tuples generated by the for clauses. If there are no for clauses, the let clauses generate one tuple containing all the variable bindings. Although for and let clauses both bind variables, the manner in which variables are bound is quite
different, as illustrated by the following examples. The first example uses a let clause: let $s := (<one/>, <two/>, <three/>)
return <out>{$s}</out>The variable $s is bound to the result of the expression (<one/>,
<two/>, <three/>). Since there are no for clauses, the let clause generates one tuple that contains the binding of $s.
The return clause is invoked for this tuple, creating the following output: <out>
<one/>
<two/>
<three/>
</out> The next example is a similar query that contains a for clause instead of a let clause: for $s in (<one/>, <two/>, <three/>)
return <out>{$s}</out>In this example, the variable $s iterates over the given expression. If ·ordering mode· is ordered, $s is first bound to <one/>, then to <two/>, and finally to <three/>. One tuple is generated for each of these bindings, and the return clause is invoked for each tuple, creating the following output: <out>
<one/>
</out>
<out>
<two/>
</out>
<out>
<three/>
</out> The following example illustrates how binding tuples are generated by a for clause that contains multiple variables when ·ordering mode· is ordered. for $i in (1, 2), $j in (3, 4) The tuple stream generated by the above for clause is as follows: ($i = 1, $j = 3)
($i = 1, $j = 4)
($i = 2, $j = 3)
($i = 2, $j = 4) If ·ordering mode· were unordered, the for clause in the above example would generate the same tuple stream but the order of the tuples would be ·implementation-dependent·. The scope of a variable bound in a for or let clause comprises all subexpressions of the containing FLWOR expression
that appear after the variable binding. The scope does not
include the expression to which the variable is bound. The following example illustrates how bindings in for and let clauses may reference variables that were bound in earlier clauses, or in earlier bindings in the same clause of the FLWOR expression: for $x in $w, $a in f($x)
let $y := g($a)
for $z in p($x, $y)
return q($x, $y, $z) The for and let clauses of a given FLWOR expression may bind the same variable name more than once. In this case, each new binding occludes the previous one, which becomes inaccessible in the remainder of the FLWOR expression. Each variable bound in a
for or let clause may have an optional
type declaration, which is a type declared using the
syntax in 2.5.3 SequenceType Syntax. If the type of a value bound to the variable does not match the declared type according to the rules for ·SequenceType
matching·, a ·type error· is raised
[err:XPTY0004].
. For example, the following expression raises a ·type error· because the variable $salary has a type declaration that is not satisfied by the value that is bound to the variable: let $salary as xs:decimal := "cat"
return $salary * 2 Each variable bound in a for clause may have an associated positional variable that is bound at the same time. The name of the positional variable is preceded by the keyword at. The positional variable always has an implied type of xs:integer. As a variable iterates over the items in its ·binding sequence·, its positional variable iterates over the integers that represent the ordinal positions of those items in the binding sequence, starting with 1. Positional variables are illustrated by the following for clause: for $car at $i in ("Ford", "Chevy"),
$pet at $j in ("Cat", "Dog")If ·ordering mode· is ordered, the tuple stream generated by the above for clause is as follows: ($i = 1, $car = "Ford", $j = 1, $pet = "Cat")
($i = 1, $car = "Ford", $j = 2, $pet = "Dog")
($i = 2, $car = "Chevy", $j = 1, $pet = "Cat")
($i = 2, $car = "Chevy", $j = 2, $pet = "Dog") If ·ordering mode· is unordered, the order of the tuple stream is ·implementation-dependent·. In addition, if a for clause contains subexpressions that are affected by ·ordering mode·, the association of positional variables with items returned by these subexpressions is ·implementation-dependent· if ·ordering mode· is unordered.
3.8.2 Where ClauseThe optional where clause serves as a filter for the tuples of variable bindings
generated by the for and let clauses. The expression in the where clause, called the where-expression, is evaluated once for
each of these tuples. If the ·effective boolean value· of the
where-expression is true, the tuple is retained and its variable bindings are used in an
execution of the return clause. If the ·effective boolean value· of the where-expression is false, the tuple is discarded. The ·effective boolean value· of an expression is defined in 2.4.3 Effective Boolean Value. The following expression illustrates how a where clause might be applied to a positional variable in order to perform sampling on an input sequence. This expression approximates the average value in a sequence by sampling one value out of each one hundred input values. fn:avg(for $x at $i in $inputvalues
where $i mod 100 = 0
return $x)
3.8.3 Order By and Return ClausesThe return clause of a FLWOR expression is evaluated once for each tuple in the tuple stream, and the results of these evaluations are concatenated, as if by the ·comma operator·, to form the result of the FLWOR expression. If no order by clause is present, the order of the tuple stream is determined by the for and let clauses and by ·ordering mode·. If an order by clause is present, it reorders the tuples in the tuple stream into a new, value-based order. In either case, the resulting order determines the order in which the return clause is evaluated, once for each tuple, using the variable bindings in the respective tuples. Note that ·ordering mode· has no effect on a FLWOR expression if an order by clause is present, since order by takes precedence over ·ordering mode·. An order by clause contains one or more ordering specifications, called orderspecs, as shown in the grammar above. For each tuple in the tuple stream, after filtering by the where clause, the orderspecs are evaluated, using the variable bindings in that tuple. The relative order of two tuples is determined by comparing the values of their orderspecs, working from left to right until a pair of unequal values is encountered. If an orderspec specifies a ·collation·, that collation is used in comparing values of type xs:string, xs:anyURI, or types derived from them (otherwise, the ·default collation· is used). If an orderspec specifies a collation by a relative URI, that relative URI is resolved to an absolute URI using the ·base URI· in the ·static context·. If an orderspec specifies a collation that is not found in ·statically known collations·, an error is raised
[err:XPST0076].
. The process of evaluating and comparing the orderspecs is based on
the following rules: When two orderspec values are compared to determine their relative position in the ordering sequence, the greater-than relationship is defined as follows: - When the orderspec specifies
empty least, a value W is considered to be greater-than a value V if one of the following is true:- V is an empty sequence and W is not an empty sequence.
- V is
NaN, and W is neither NaN nor an empty sequence. - No collation is specified, and W
gt V is true. - A specific collation C is specified, and
fn:compare(V, W, C) is less than zero.
- When the orderspec specifies
empty greatest, a value W is considered to be greater-than a value V if one of the following is true:- W is an empty sequence and V is not an empty sequence.
- W is
NaN, and V is neither NaN nor an empty sequence. - No collation is specified, and W
gt V is true. - A specific collation C is specified, and
fn:compare(V, W, C) is less than zero.
- When the orderspec specifies neither
empty least nor empty greatest, the ·default order for empty sequences· in the ·static context· determines whether the rules for empty least or empty greatest are used.
If T1 and T2 are two tuples in the tuple stream, and V1 and V2 are the first pair of values encountered when evaluating their orderspecs from left to right for which one value is greater-than the other (as defined above), then: - If V1 is greater-than V2: If the orderspec specifies
descending, then T1 precedes T2 in the tuple stream; otherwise, T2 precedes T1 in the tuple stream. - If V2 is greater-than V1: If the orderspec specifies
descending, then T2 precedes T1 in the tuple stream; otherwise, T1 precedes T2 in the tuple stream.
If neither V1 nor V2 is greater-than the other for any pair of orderspecs for tuples T1 and T2, the following rules apply. - If
stable is specified, the original order of T1 and T2 is preserved in the tuple stream. - If
stable is not specified, the order of T1 and T2 in the tuple stream is ·implementation-dependent·.
Note: If two orderspecs return the special floating-point values positive and negative zero, neither of these values is greater-than the other, since +0.0 gt -0.0 and -0.0 gt +0.0 are both false. An order by clause makes it easy to sort the result of a FLWOR expression, even if the sort key is not included in the result of the expression. For example, the following expression returns employee names in descending order by salary, without returning the actual salaries: for $e in $employees
order by $e/salary descending
return $e/name Since the order by clause in a FLWOR expression is the only facility provided by XQuery for specifying a value ordering, a FLWOR expression must be used in some queries where iteration would not otherwise be necessary. For example, a list of books with price less than 100 might be obtained by a simple ·path expression· such as $books/book[price < 100]. But if these books are to be returned in alphabetic order by title, the query must be expressed as follows: for $b in $books/book[price < 100]
order by $b/title
return $b The following example illustrates an order by clause that uses several options. It causes a collection of books to be sorted in primary order by title, and in secondary descending order by price. A specific ·collation· is specified for the title ordering, and in the ordering by price, books with no price are specified to occur last (as though they have the least possible price). Whenever two books with the same title and price occur, the keyword stable indicates that their input order is preserved. for $b in $books/book
stable order by $b/title
collation "http://www.example.org/collations/fr-ca",
$b/price descending empty least
return $bParentheses are helpful in return clauses that contain comma operators,
since FLWOR expressions have a higher precedence than the comma
operator. For instance, the following query raises an error because
after the comma, $j is no longer within the FLWOR expression, and is an
undefined variable: let $i := 5,
$j := 20 * i
return $i, $jlet $i := 5,
$j := 20 * i
return ($i, $j)Parentheses can be used to bring $j into the return clause of the FLWOR expression, as the
programmer probably intended:
3.8.4 ExampleThe following example illustrates how FLWOR expressions can be nested, and how ordering can be specified at multiple levels of an element hierarchy. The example query inverts a document hierarchy to
transform a bibliography into an author list. The input (bound to the variable $bib) is a bib element containing a list of
books, each of which in turn contains a list of authors. The example is based on
the following input: <bib>
<book>
<title>TCP/IP Illustrated</title>
<author>Stevens</author>
<publisher>Addison-Wesley</publisher>
</book>
<book>
<title>Advanced Programming
in the Unix Environment</title>
<author>Stevens</author>
<publisher>Addison-Wesley</publisher>
</book>
<book>
<title>Data on the Web</title>
<author>Abiteboul</author>
<author>Buneman</author>
<author>Suciu</author>
</book>
</bib>The following query transforms the input document into a list in which each author's name appears only once, followed by a list of titles of books written by that author. The fn:distinct-values function is used to eliminate duplicates (by value) from a list of author nodes. The author list, and the lists of books published by each author, are returned in alphabetic order using the ·default collation·. <authlist>
{
for $a in fn:distinct-values($bib/book/author)
order by $a
return
<author>
<name> {$a} </name>
<books>
{
for $b in $bib/book[author = $a]
order by $b/title
return $b/title
}
</books>
</author>
}
</authlist>The result of the above expression is as follows: <authlist>
<author>
<name>Abiteboul</name>
<books>
<title>Data on the Web</title>
</books>
</author>
<author>
<name>Buneman</name>
<books>
<title>Data on the Web</title>
</books>
</author>
<author>
<name>Stevens</name>
<books>
<title>Advanced Programming
in the Unix Environment</title>
<title>TCP/IP Illustrated</title>
</books>
</author>
<author>
<name>Suciu</name>
<books>
<title>Data on the Web</title>
</books>
</author>
</authlist>
3.9 Ordered and Unordered Expressions
| | [91] | OrderedExpr | ::= | "ordered" "{" Expr "}" | | [92] | UnorderedExpr | ::= | "unordered" "{" Expr "}" |
|
The purpose of ordered and unordered expressions is to set the ·ordering mode· in the ·static context· to ordered or unordered for a certain region in a query. The specified ordering mode applies to the expression nested inside the curly braces. For expressions where the ordering of the result is not significant, a performance advantage may be realized by setting the ordering mode to unordered, thereby granting the system flexibility to return the result in the order that it finds most efficient. ·Ordering mode· affects the behavior of ·path expressions· that include a "/" or "//" operator or an ·axis step·; union, intersect, and except expressions; and FLWOR expressions that have no order by clause. If ordering mode is ordered, node sequences returned by path, union, intersect, and except expressions are in ·document order·; otherwise the order of these return sequences is ·implementation-dependent·. The effect of ordering mode on FLWOR expressions is described in 3.8 FLWOR Expressions. Ordering mode has no effect on duplicate elimination. Note: In a region of the query where ordering mode is unordered, certain functions that depend on the ordering of node sequences may return nondeterministic results. These functions include fn:position, fn:last, fn:index-of, fn:insert-before, fn:remove, fn:reverse, and fn:subsequence. Also, within a ·path expression· in an unordered region, ·numeric predicates· are nondeterministic. For example, in an ordered region, the path expression (//a/b)[5] will return the fifth qualifying b-element in ·document order·. In an unordered region, the same expression will return an ·implementation-dependent· qualifying b-element. The use of an unordered expression is illustrated by the following example, which joins together two documents named parts.xml and suppliers.xml. The example returns the part numbers of red parts, paired with the supplier numbers of suppliers who supply these parts. If an unordered expression were not used, the resulting list of (part number, supplier number) pairs would be required to have an ordering that is controlled primarily by the ·document order· of parts.xml and secondarily by the ·document order· of suppliers.xml. However, this might not be the most efficient way to process the query if the ordering of the result is not important. An XQuery implementation might be able to process the query more efficiently by using an index to find the red parts, or by using suppliers.xml rather than parts.xml to control the primary ordering of the result. The unordered expression gives the query evaluator freedom to make these kinds of optimizations. unordered {
for $p in fn:doc("parts.xml")/parts/part[color = "Red"],
$s in fn:doc("suppliers.xml")/suppliers/supplier
where $p/suppno = $s/suppno
return
<ps>
{ $p/partno, $s/suppno }
</ps>
}In addition to ordered and unordered expressions, XQuery provides a function named fn:unordered that operates on any sequence of items and returns the same sequence in a nondeterministic order. A call to the fn:unordered function may be thought of as giving permission for the argument expression to be materialized in whatever order the system finds most efficient. The fn:unordered function relaxes ordering only for the sequence that is its immediate operand, whereas an unordered expression sets the ·ordering mode· for its operand expression and all nested expressions.
3.10 Conditional Expressions
XQuery supports a conditional expression based on the keywords if, then, and else. The expression following the if keyword is called the test expression, and the expressions
following the then and else keywords are called the then-expression and else-expression, respectively. The first step in processing a conditional expression is to find
the ·effective boolean value· of the test expression, as defined in 2.4.3 Effective Boolean Value. The value of a conditional expression is defined as follows: If the
effective boolean value of the test expression is true, the value of the then-expression is returned. If the
effective boolean value of the test expression is false,
the value of the else-expression is returned. Conditional expressions have a special rule for propagating ·dynamic errors·. If the effective value of the test expression is true, the conditional expression ignores (does not raise) any dynamic errors encountered in the else-expression. In this case, since the else-expression can have no observable effect, it need not be evaluated. Similarly, if the effective value of the test expression is false, the conditional expression ignores any ·dynamic errors· encountered in the then-expression, and the then-expression need not be evaluated. Here are some examples of conditional expressions:
3.11 Quantified Expressions
Quantified expressions support existential and universal quantification. The
value of a quantified expression is always true or false. A quantified expression begins with
a quantifier, which is the keyword some or every, followed by one or more in-clauses that are used to bind variables,
followed by the keyword satisfies and a test expression. Each in-clause associates a variable with an
expression that returns a sequence of items, called the binding sequence for that variable. The in-clauses generate tuples of variable bindings, including a tuple for each combination of items in the binding sequences of the respective variables. Conceptually, the test expression is evaluated for each
tuple of variable bindings. Results depend on the ·effective boolean value· of the test expressions, as defined in 2.4.3 Effective Boolean Value. The value of the quantified expression is defined
by the following rules: - If the quantifier is
some, the quantified expression is true if at least one evaluation of the test expression has the ·effective boolean value·true; otherwise the quantified expression is false. This rule implies that, if the in-clauses generate zero binding
tuples, the value of the quantified expression is false. - If the quantifier is
every, the quantified expression is true if every evaluation of the test expression has the ·effective boolean value·true; otherwise the quantified expression is false. This rule implies that, if the in-clauses generate zero binding
tuples, the value of the quantified
expression is true.
The scope of a variable bound in a quantified expression comprises all
subexpressions of the quantified expression that appear after the variable binding. The scope does not include the expression to which the variable is bound.
Each variable bound in an in-clause of a quantified expression may have an optional type declaration. If the type of a value bound to the variable does not match the declared type according to the rules for ·SequenceType
matching·, a ·type error· is raised
[err:XPTY0004].
. The order in which test expressions are evaluated for the various binding
tuples is ·implementation-dependent·. If the quantifier
is some, an implementation may
return true as soon as it finds one binding tuple for which the test expression has
an ·effective boolean value· of true, and it may raise a ·dynamic error· as soon as it finds one binding tuple for
which the test expression raises an error. Similarly, if the quantifier is every, an implementation may return false as soon as it finds one binding tuple for which the test expression has
an ·effective boolean value· of false, and it may raise a ·dynamic error· as soon as it finds one binding tuple for
which the test expression raises an error. As a result of these rules, the
value of a quantified expression is not deterministic in the presence of
errors, as illustrated in the examples below. Here are some examples of quantified expressions: - This expression is
true if every part element has a discounted attribute (regardless of the values of these attributes):every $part in /parts/part satisfies $part/@discounted - This expression is
true if at least
one employee element satisfies the given comparison expression:some $emp in /emps/employee satisfies
($emp/bonus > 0.25 * $emp/salary) - In the following examples, each quantified expression evaluates its test
expression over nine tuples of variable bindings, formed from the Cartesian
product of the sequences
(1, 2, 3) and (2, 3, 4). The expression beginning with some evaluates to true, and the expression beginning with every evaluates to false.some $x in (1, 2, 3), $y in (2, 3, 4)
satisfies $x + $y = 4every $x in (1, 2, 3), $y in (2, 3, 4)
satisfies $x + $y = 4 - This quantified expression may either return
true or raise a ·type error·, since its test expression returns true for one variable binding
and raises a ·type error· for another:some $x in (1, 2, "cat") satisfies $x * 2 = 4 - This quantified expression may either return
false or raise a ·type error·, since its test expression returns false for one variable binding and raises a ·type error· for another:every $x in (1, 2, "cat") satisfies $x * 2 = 4 - This quantified expression contains a type declaration that is not satisfied by every item in the test expression. If the ·Static Typing Feature· is implemented, this expression raises a ·type error· during the ·static analysis
phase·. Otherwise, the expression may either return
true or raise a ·type error· during the ·dynamic evaluation
phase·.some $x as xs:integer in (1, 2, "cat") satisfies $x * 2 = 4
3.12 Expressions on SequenceTypes
In addition to their use in function parameters and results, ·sequence types· are used in instance of, typeswitch,cast, castable, and treat expressions.
3.12.1 Instance OfThe boolean
operator instance of
returns true if the value of its first operand matches
the SequenceType in its second
operand, according to the rules for ·SequenceType
matching·; otherwise it returns false. For example: 5 instance of xs:integerThis example returns true because the given value is an instance of the given type.5 instance of xs:decimalThis example returns true because the given value is an integer literal, and xs:integer is derived by restriction from xs:decimal.<a>{5}</a> instance of xs:integerThis example returns false because the given value is an element rather than an integer.(5, 6) instance of xs:integer+This example returns true because the given sequence contains two integers, and is a valid instance of the specified type.. instance of element()This example returns true if the context item is an element node or false if the context item is defined but is not an element node. If the context item is undefined, a ·dynamic error· is raised
[err:XPDY0002].
.
3.12.2 TypeswitchThe typeswitch expression chooses one of several expressions to evaluate based on the ·dynamic type· of an input value. In a typeswitch expression, the typeswitch keyword is followed by an expression enclosed in parentheses, called
the operand expression. This is the expression whose type is being
tested. The
remainder of the typeswitch expression consists of one or more case clauses and a default clause. Each case clause specifies a SequenceType followed by a return expression. [Definition:] The effective case in a typeswitch expression is the first case clause such that the value of the operand expression matches the SequenceType in the case clause, using the rules of ·SequenceType
matching·. The value of the typeswitch expression is the value of the return expression in the effective case. If the value of the operand
expression does not match any SequenceType named in a case clause, the value of the typeswitch expression is the value of the return expression in the default clause. In a case or default clause, if the value to be returned depends on the value of the operand expression, the clause must specify a variable name. Within the return expression of the case or default clause, this variable name is bound to the value of the operand expression. Inside a case clause, the ·static type· of the variable is the SequenceType named in the case clause. Inside a default clause, the static type of the variable is the same as the static type of the operand expression. If the value to be returned by a case or default clause does not depend on the value of the operand expression, the clause need not specify a variable. The scope of a variable binding in a case or default clause comprises that clause. It is not an error for more than one case or default clause in the same typeswitch expression to bind variables
with the same name.
A special rule applies to propagation of ·dynamic errors· by typeswitch expressions. A typeswitch expression ignores (does not raise) any dynamic errors encountered in case clauses other than the ·effective case·. Dynamic errors encountered in the default clause are raised only if there is no ·effective case·. The following example shows how a typeswitch expression might
be used to process an expression in a way that depends on its ·dynamic type·. typeswitch($customer/billing-address)
case $a as element(*, USAddress) return $a/state
case $a as element(*, CanadaAddress) return $a/province
case $a as element(*, JapanAddress) return $a/prefecture
default return "unknown"
3.12.3 CastOccasionally
it is necessary to convert a value to a specific datatype. For this
purpose, XQuery provides a cast expression that
creates a new value of a specific type based on an existing value. A
cast expression takes two operands: an input
expression and a target type. The type of the
input expression is called the input type. The target
type must be an atomic type that is in the ·in-scope schema types· and is not xs:NOTATION or xdt:anyAtomicType, optionally
followed by the occurrence indicator "?" to denote that an empty
sequence is permitted
[err:XPST0080].
. If the target type has no namespace prefix, it
is considered to be in the ·default element/type
namespace·. The semantics of the cast expression
are as follows: - ·Atomization· is performed on the input
expression.
- If the result of atomization is a
sequence of more than one atomic value, a ·type error· is raised
[err:XPTY0004].
.
- If the result
of atomization is an empty sequence:
- If
? is specified after the target type, the result of the
cast expression is an empty sequence. -
If
? is not specified after the target type, a ·type error· is raised
[err:XPTY0004].
.
- If the result of atomization is a single atomic value, the result
of the cast expression depends on the input type and the target
type. In general, the cast expression attempts to create a new value
of the target type based on the input value. Only certain combinations
of input type and target type are supported. A summary of the rules
are listed below— the normative definition of these rules is
given in [XQuery 1.0 and XPath 2.0 Functions and Operators]. For the purpose of
these rules, an implementation may determine
that one type is derived by restriction from another type either by examining the ·in-scope schema definitions· or by using an
alternative, ·implementation-dependent· mechanism such as a data
dictionary.
cast is supported for the combinations of
input type and target type listed in . For each of these combinations, both
the input type and the target type are primitive ·schema types·. For
example, a value of type xs:string can be cast into the
schema type xs:decimal. For each of these built-in combinations,
the semantics of casting are specified in [XQuery 1.0 and XPath 2.0 Functions and Operators].If the target type of a cast expression is xs:QName, or is a type that is derived from xs:QName or xs:NOTATION, the input expression must be a string literal; otherwise a ·static error·
[err:XPST0083].
is raised.Note: The reason for this rule is that construction of an instance of one of these target types requires knowledge about namespace bindings. If the input expression is not a literal, it might be derived from an input document whose namespace bindings are different from the ·statically known namespaces·. cast is
supported if the input type is a non-primitive atomic type that is derived by restriction from the target
type. In this case, the input value
is mapped into the value space of the target type, unchanged except
for its type. For example, if shoesize is derived by
restriction from xs:integer, a value of type
shoesize can be cast into the schema type
xs:integer.cast is
supported if the target type is a non-primitive atomic type and the input
type is xs:string or xdt:untypedAtomic. The
input value is first converted to a value in the lexical space of the
target type by applying the whitespace normalization rules for the
target type (as defined in [XML Schema]); a ·dynamic error· [err:FORG0001]
is raised if the resulting lexical value does not satisfy the pattern
facet of the target type. The lexical value is then converted to the
value space of the target type using the schema-defined rules for the
target type; a ·dynamic error· [err:FORG0001]
is raised if the resulting value does not satisfy all the facets of
the target type.cast is supported if
the target type is a non-primitive atomic type that is derived by restriction from the input type. The input value must satisfy all the
facets of the target type (in the case of the pattern facet, this is
checked by generating a string representation of the input value,
using the rules for casting to xs:string). The resulting
value is the same as the input value, but with a different ·dynamic type·.- If a primitive type P1 can be cast into a
primitive type P2, then any type derived by restriction from P1 can be cast into any type derived by restriction from P2, provided that the facets of the target type are
satisfied. First the input value is cast to P1 using rule (b)
above. Next, the value of type P1 is cast to the type P2, using rule
(a) above. Finally, the value of type P2 is cast to the target type,
using rule (d) above.
- For any combination of input
type and target type that is not in the above list, a
cast expression raises a ·type error·
[err:XPTY0004].
.
If casting from the input type to the target type is supported but nevertheless it is not possible to cast the input value into the value space of the target type, a ·dynamic error· is raised. [err:FORG0001] This includes the case when any facet of the target type is not satisfied. For example, the expression "2003-02-31" cast as xs:date would raise a ·dynamic error·.
3.12.4 CastableXQuery
provides an expression that tests whether a given value
is castable into a given target type. The target
type must be an atomic type that is in the ·in-scope schema types· and is not xs:NOTATION or xdt:anyAtomicType, optionally
followed by the occurrence indicator "?" to denote that an empty
sequence is permitted
[err:XPST0080].
. The expression V castable
as T returns true if the value V can
be successfully cast into the target type T by using a
cast expression; otherwise it returns
false. The castable expression can be used as a ·predicate· to
avoid errors at evaluation time. It can also be used to select an
appropriate type for processing of a given value, as illustrated in
the following example:
if ($x castable as hatsize)
then $x cast as hatsize
else if ($x castable as IQ)
then $x cast as IQ
else $x cast as xs:string
3.12.5 Constructor
FunctionsFor every atomic type in the ·in-scope schema types· (except xs:NOTATION and xdt:anyAtomicType, which are not instantiable), a constructor function is implicitly defined. In each case, the name of the constructor function is the same as the name of its target type (including namespace). The signature of the constructor function for type
T is as follows: T($arg as xdt:anyAtomicType?) as T? [Definition:] The constructor function for a given type is used to convert instances of other atomic types into the given type. The semantics of the constructor function T($arg) are defined to be equivalent to the expression ($arg cast as T?). The constructor functions for xs:QName and for types derived from xs:QName and xs:NOTATION require their arguments to be string literals; otherwise a static error
[err:XPST0083].
is raised. This rule is consistent with the semantics of cast expressions for these types, as defined in 3.12.3 Cast. The following examples illustrate the use of constructor functions: Note: An instance of an atomic type that is not in a namespace can be constructed in either of the following ways:
3.12.6 TreatXQuery provides an
expression called treat that can be used to modify the
·static type· of its
operand. Like cast, the treat
expression takes two operands: an expression and a SequenceType. Unlike
cast, however, treat does not change the
·dynamic type· or value of its operand. Instead, the purpose of
treat is to ensure that an expression has an expected
dynamic type at evaluation time. The semantics of expr1 treat as type1 are as
follows:
3.13 Validate Expressions
| | [63] | ValidateExpr | ::= | "validate" ValidationMode? "{" Expr "}" | | [64] | ValidationMode | ::= | "lax" | "strict" |
|
A validate expression can be used to validate a document node or an element node with respect to the ·in-scope schema definitions·, using the schema validation process defined in [XML Schema]. If the operand of a validate expression does not evaluate to exactly one document or element node, a ·type error· is raised
[err:XPTY0030].
. In this specification, the node that is the operand of a validate expression is called the operand node. A validate expression returns a new node with its own identity and with no parent. The new node and its descendants are given ·type annotations· that are generated by applying a validation process to the operand node. In some cases, default values may also be generated by the validation process. A validate expression may optionally specify a validation mode. The default validation mode is strict. The result of a validate expression is defined by the following rules. - If the operand node is a document node, its children must consist of exactly one element node and zero or more comment and processing instruction nodes, in any order; otherwise, a ·dynamic error·
[err:XPDY0061].
is raised.
- The operand node is converted to an XML Information Set ([XML Infoset]) according to the "Infoset Mapping" rules defined in [XQuery/XPath Data Model (XDM)]. Note that this process discards any existing ·type annotations·.
- Validity assessment is carried out on the root element information item of the resulting Infoset, using the ·in-scope schema definitions· as the effective schema. The process of validation applies recursively to contained elements and attributes to the extent required by the effective schema. During validity assessment, the following special rules are in effect:
- If validation mode is
strict, then there must be a
top-level element declaration in the ·in-scope element declarations· that matches the root element information
item in the Infoset, and schema-validity assessment is
carried out using that declaration in accordance with item
2 of [XML Schema] Part 1, section 5.2, "Assessing Schema-Validity."
If there is no such element declaration, a ·dynamic error· is
raised
[err:XPDY0084].
. - If validation mode is
lax, then schema-validity
assessment is carried out in accordance with item
3 of [XML Schema] Part 1, section 5.2, "Assessing Schema-Validity."If validation mode is lax and the root element
information item has neither a top-level element
declaration nor an xsi:type attribute, [XML Schema] defines the recursive checking of children
and attributes as optional. During processing of an XQuery validate expression, this
recursive checking is required. - If the operand node is an element node, the validation rules named "Validation Root Valid (ID/IDREF)" and "Identity-constraint Satisfied" are not applied. This means that document-level constraints relating to uniqueness and referential integrity are not enforced.
- There is no check that the document contains unparsed entities whose names match the values of nodes of type
xs:ENTITY or xs:ENTITIES. - There is no check that the document contains notations whose names match the values of nodes of type
xs:NOTATION.
Note: Validity assessment is affected by the presence or absence of xsi:type attributes on the elements being validated, and may generate new information items such as default attributes. - The next step depends on validation mode and on the
validity property of the root element information item in the PSVI that results from the validation process.- If the
validity property of the root element information item is valid (for any validation mode), or if validation mode is lax and the validity property of the root element information item is notKnown, the PSVI is converted back into an ·XDM instance· as described in [XQuery/XPath Data Model (XDM)] Section 3.3, "Construction from a PSVI". The resulting node (a new node of the same kind as the operand node) is returned as the result of the validate expression. - Otherwise, a ·dynamic
error· is raised
[err:XPDY0027].
.
Note: The effect of these rules is as follows: If validation mode is strict, the validated element must have a top-level element declaration in the effective schema, and must conform to this declaration. If validation mode is lax, the validated element must conform to its top-level element declaration if such a declaration exists in the effective schema. If validation mode
is lax and there is no top-level element declaration for the
element, and the element has an xsi:type attribute, then the
xsi:type attribute must name a top-level type definition in the
effective schema, and the element must conform to that type. The validated element corresponds either to the operand node or (if the operand node is a document node) to its element child. Note: During conversion of the PSVI into an ·XDM instance· after validation, any element information items whose validity property is notKnown are converted into element nodes with ·type annotation·xs:anyType, and any attribute information items whose validity property is notKnown are converted into attribute nodes with ·type annotation·xdt:untypedAtomic, as described in .
3.14 Extension Expressions
[Definition:] An extension expression is an expression whose semantics are
·implementation-defined·. Typically a particular extension will be recognized
by some implementations and not by others. The syntax is designed so that
extension expressions can be successfully parsed by all implementations, and
so that fallback behavior can be defined for implementations that do not
recognize a particular extension. An extension expression consists of one or more pragmas, followed by an expression enclosed in curly braces. [Definition:] A pragma is denoted by the delimiters (# and #), and consists of an identifying QName followed by ·implementation-defined· content. The content of a pragma may consist of any string of characters that does not contain the ending delimiter #). The QName of a
pragma must resolve to a namespace URI and local name, using the ·statically known namespaces·
[err:XPST0081].
. Note: There is no default namespace for
pragmas. Each implementation recognizes an ·implementation-defined· set of namespace
URIs used to denote pragmas. If the namespace part of a pragma QName is not recognized by the
implementation as a pragma namespace, then the pragma
is ignored. If all the pragmas in an ExtensionExpr are ignored, then the
value of the ExtensionExpr is the value of the expression enclosed in curly braces; if this expression is absent, then a ·static error· is
raised
[err:XPST0079].
. If an implementation recognizes the namespace of one or more pragmas in an ExtensionExpr, then the value
of the ExtensionExpr, including its error behavior, is ·implementation-defined·. For example, an implementation that recognizes the namespace of
a pragma QName, but does not recognize the local part of the QName, might choose
either to raise an error or to ignore the pragma. It is a ·static error·
[err:XPST0013].
if an implementation recognizes a pragma but
determines that its content is invalid. If an implementation recognizes a pragma, it must report any static
errors in the following expression even if it will not evaluate that
expression (however, static type errors are raised only if the ·Static Typing Feature· is in effect.) Note: The following examples illustrate three ways in which extension expressions might be
used. - A pragma can be used to furnish a hint for how to evaluate the
following expression, without actually changing the result.
For example:
declare namespace exq = "http://example.org/XQueryImplementation";
(# exq:use-index #)
{ $bib/book/author[name='Berners-Lee'] }
An implementation that recognizes the exq:use-index pragma might use an
index to evaluate the expression that follows. An implementation that
does not recognize this pragma would evaluate the expression in its normal
way. - A pragma might be used to modify the semantics of the following
expression in ways that would not (in the absence of the pragma) be
conformant with this specification. For example, a pragma might be used to
permit comparison of
xs:duration values using implementation-defined
semantics (this would normally be an error). Such changes to the language
semantics must be scoped to the expression contained within the curly
braces following the pragma. - A pragma might contain syntactic constructs that are
evaluated in place of the following expression. In this case, the
following expression itself (if it is present) provides a fallback for use by
implementations that do not recognize the pragma. For example:
declare namespace exq = "http://example.org/XQueryImplementation";
for $x in
(# exq:distinct //city by @country #)
{ //city[not(@country = preceding::city/@country)] }
return f:show-city($x)
Here an implementation that recognizes the pragma will return the result of
evaluating the proprietary syntax exq:distinct //city by
@country,
while an implementation that does not recognize the pragma will instead
return the result of the expression //city[not(@country =
preceding::city/@country)]. If no fallback expression is required, or
if none is feasible, then the expression between the curly braces may be
omitted, in which case implementations that do not recognize the pragma will
raise a ·static error·.
4 Modules and PrologsA query can be assembled from one or more fragments called modules. [Definition:] A module is a fragment of XQuery code that conforms to the Module grammar and can independently undergo the ·static analysis phase· described in 2.2.3 Expression
Processing. Each module is either a ·main module· or a ·library module·. [Definition:] A main module consists of a
·Prolog· followed by a ·Query Body·. A query has exactly one
main module. In a main module, the ·Query Body· can be evaluated, and
its value is the result of the query. [Definition:] A module that does not contain a ·Query Body· is called a library module. A library module consists of a ·module declaration· followed by a ·Prolog·. A library module cannot be evaluated directly; instead, it provides function and variable declarations that can be imported into other modules. The XQuery syntax does not allow a ·module· to contain both a ·module declaration· and a ·Query Body·. [Definition:] A Prolog is a series of declarations and imports that define the processing environment for the ·module· that contains the Prolog. Each declaration or import is followed by a semicolon. A Prolog is organized into two parts. The first part of the Prolog consists of setters, imports, namespace declarations, and default namespace declarations. [Definition:] Setters are declarations that set the value of some property that affects query processing, such as construction mode, ordering mode, or default collation. Namespace declarations and default namespace declarations affect the interpretation of QNames within the query. Imports are used to import definitions from schemas and modules. [Definition:] Each imported schema or module is identified by its target namespace, which is the namespace of the objects (such as elements or functions) that are defined by the schema or module. The second part of the Prolog consists of declarations of variables, functions, and options. These declarations appear at the end of the Prolog because they may be affected by declarations and imports in the first part of the Prolog. [Definition:] The Query Body, if present, consists of an expression that defines the result of the query. Evaluation of expressions is described in 3 Expressions. A module can be evaluated only if it has a Query Body.
4.1 Version Declaration[Definition:] Any ·module· may contain a version declaration. If present, the version declaration occurs at the beginning of the ·module· and identifies the applicable XQuery syntax and semantics for the ·module·.
The version number "1.0" indicates a requirement that the ·module· must be processed by an implementation that supports XQuery Version 1.0. If the
version declaration is not present, the version is presumed to be "1.0".
An XQuery implementation must raise a ·static error·
[err:XPST0031].
when processing a ·module· labeled with
a version that the implementation does not support. It is the intent of the XQuery working group
to give later versions of this specification numbers other than "1.0", but
this intent does not indicate a commitment to produce any future versions of
XQuery, nor if any are produced, to use any particular numbering scheme. [Definition:] If present, a version declaration may optionally include an encoding declaration. The value of the string literal following the keyword encoding is an encoding
name, and must conform to the definition of EncName specified in [XML 1.0]
[err:XPST0087].
. The purpose of an encoding declaration is to allow the writer of a query to provide a string that indicates how the query is encoded, such as "UTF-8", "UTF-16", or "US-ASCII". Since the encoding of a query may change as the query moves from one environment to another, there can be no guarantee that the encoding declaration is correct. The handling of an encoding declaration is ·implementation-dependent·. If an implementation has a priori knowledge of the encoding of a query, it may use this knowledge and disregard the encoding declaration. The semantics of a query are not affected by the presence or absence of an encoding declaration. If a version declaration is present, no Comment may occur before the end of the version declaration. If such a Comment is present, the result is ·implementation-dependent·. Note: The effect of a Comment before the end of a version declaration is implementation-dependent because it may suppress query processing by interfering with detection of the encoding declaration. The following examples illustrate version declarations: xquery version "1.0"; xquery version "1.0" encoding "utf-8";
4.2 Module Declaration
[Definition:] A module declaration serves to identify a ·module· as a ·library module·. A module declaration begins with the keyword module and contains a namespace prefix and a URILiteral. The URILiteral identifies the ·target namespace· of the library module, which is the namespace for all variables and functions exported by the library module. The name of every variable and function declared in a library module must
have a namespace URI that is the same as the target namespace of the module; otherwise a ·static error· is raised
[err:XPST0048].
. In the ·statically known namespaces· of the library module, the namespace prefix specified in the module declaration is bound to the module's target namespace. Any ·module· may import one or more library modules by means of a ·module import· that specifies the target namespace of the library modules to be imported. When a module imports one or more library modules, the variables and functions declared in the imported modules are added to the ·static context· and (where applicable) to the ·dynamic context· of the importing module. The following is an example of a module declaration: module namespace math = "http://example.org/math-functions";
4.3 Boundary-space Declaration
| | [11] | BoundarySpaceDecl | ::= | "declare" "boundary-space" ("preserve" | "strip") |
|
[Definition:] A boundary-space declaration sets the ·boundary-space policy· in the ·static context·, overriding any implementation-defined default. Boundary-space policy controls whether ·boundary whitespace· is preserved by element constructors during processing of the query. If boundary-space policy is preserve, boundary whitespace is preserved. If boundary-space policy is strip, boundary whitespace is stripped (deleted). A further discussion of whitespace in constructed elements can be found in 3.7.1.4 Boundary Whitespace. The following example illustrates a boundary-space declaration: declare boundary-space preserve; If a Prolog contains more than one boundary-space declaration, a ·static error· is raised
[err:XPST0068].
.
4.4 Default Collation Declaration
| | [19] | DefaultCollationDecl | ::= | "declare" "default" "collation" URILiteral |
|
[Definition:] A default collation declaration sets the value of the ·default
collation· in the ·static context·, overriding any implementation-defined default. The default collation is the collation that is
used by functions and operators that require a collation
if no other collation is specified. For example, the
gt operator on strings is defined by a call to
the fn:compare function, which takes an optional
collation parameter. Since the gt operator does
not specify a collation, the fn:compare function
implements gt by using the default collation. If neither the implementation nor the Prolog
specifies a default collation, the Unicode codepoint collation
(http://www.w3.org/2005/xpath-functions/collation/codepoint)
is used. The following
example illustrates a default
collation declaration: declare default collation
"http://example.org/languages/Icelandic"; If a default collation declaration specifies a collation by a relative URI, that relative URI is resolved to an absolute URI using the ·base URI· in the ·static context·. If a Prolog contains more than one default collation declaration, or the value specified by a default collation declaration (after resolution of a relative URI, if necessary) is not present in ·statically known collations·, a ·static error· is raised
[err:XPST0038].
.
4.5 Base URI Declaration
| | [20] | BaseURIDecl | ::= | "declare" "base-uri" URILiteral |
|
[Definition:] A base URI declaration specifies the
·base URI· property of the ·static context·, which
is used when resolving relative URIs within a
·module·. For example, the fn:doc
function resolves a relative URI using the base URI of the
calling module. The following is an example of a base URI declaration: declare base-uri "http://example.org"; If a Prolog contains more than one base URI declaration, a ·static error· is raised
[err:XPST0032].
.
4.6 Construction Declaration
| | [25] | ConstructionDecl | ::= | "declare" "construction" ("strip" | "preserve") |
|
[Definition:] A construction declaration sets the ·construction
mode· in the ·static
context·, overriding any implementation-defined default. The
construction mode governs the behavior of element and document node constructors. If construction mode is preserve, the type of a constructed element node is xs:anyType, and all attribute and element nodes copied during node construction retain their original types. If construction mode is strip, the type of a constructed element node is xdt:untyped; all element nodes copied during node construction receive the type xdt:untyped, and all attribute nodes copied during node construction receive the type xdt:untypedAtomic. The following example illustrates a construction declaration: declare construction strip; If a Prolog specifies more than one construction declaration, a ·static error· is raised
[err:XPST0067].
.
4.7 Ordering Mode Declaration
| | [14] | OrderingModeDecl | ::= | "declare" "ordering" ("ordered" | "unordered") |
|
[Definition:] An ordering mode declaration sets the ·ordering mode· in the ·static context·, overriding any implementation-defined default. This ordering mode applies to all expressions in a ·module· (including both the ·Prolog· and the ·Query Body·, if any), unless overridden by an ordered or unordered expression. ·Ordering mode· affects the behavior of ·path expressions· that include a "/" or "//" operator or an ·axis step·; union, intersect, and except expressions; and FLWOR expressions that have no order by clause. If ordering mode is ordered, node sequences returned by path, union, intersect, and except expressions are in ·document order·; otherwise the order of these return sequences is ·implementation-dependent·. The effect of ordering mode on FLWOR expressions is described in 3.8 FLWOR Expressions. The following example illustrates an ordering mode declaration: declare ordering unordered; If a Prolog contains more than one ordering mode declaration, a ·static error· is raised
[err:XPST0065].
.
4.8 Empty Order Declaration
| | [15] | EmptyOrderDecl | ::= | "declare" "default" "order" "empty" ("greatest" | "least") |
|
[Definition:] An empty order declaration sets the ·default order for empty sequences· in the ·static context,· which controls the processing of empty sequences and NaN values as ordering keys in an order by clause in a FLWOR expression. An individual order by clause may override the default order for empty sequences by specifying empty greatest or empty least. The following example illustrates an empty order declaration: declare default order empty least; If a Prolog contains more than one empty order declaration, a ·static error· is raised
[err:XPST0069].
.
4.9 Copy-Namespaces Declaration
| | [16] | CopyNamespacesDecl | ::= | "declare" "copy-namespaces" PreserveMode "," InheritMode | | [17] | PreserveMode | ::= | "preserve" | "no-preserve" | | [18] | InheritMode | ::= | "inherit" | "no-inherit" |
|
[Definition:] A copy-namespaces declaration sets the value of ·copy-namespaces mode· in the ·static context·, overwriting any implementation-defined default. Copy-namespaces mode controls the
namespace bindings that are assigned when an existing element node is
copied by an element constructor. Handling of namespace bindings by element constructors is described in 3.7.1 Direct Element Constructors. The following example illustrates a copy-namespaces declaration: declare copy-namespaces preserve, no-inherit; If a Prolog contains more than one copy-namespaces declaration, a ·static error· is raised
[err:XPST0055].
.
4.10 Schema Import
[Definition:] A schema
import imports the element declarations, attribute declarations, and type definitions
from a schema into the ·in-scope schema
definitions·. The schema to be imported is identified by its ·target namespace·. The schema import may bind a namespace prefix to the target namespace of the imported schema, or may declare that target namespace to be the ·default element/type namespace·. The schema import may also provide optional hints for locating the schema. The first URILiteral in a schema import specifies the target namespace of the schema to be imported. The URILiterals that follow the at keyword are optional location hints, and can be interpreted or disregarded in an implementation-dependent way. Multiple location hints might be used to indicate more than one possible place to look for the schema or multiple physical resources to be assembled to form the schema. A schema import that specifies a zero-length string as target namespace is considered to import a schema that has no target namespace. Such a schema import may not bind a namespace prefix
[err:XPST0057].
, but it may set the default element/type namespace to a zero-length string (representing "no namespace"), thus enabling the definitions in the imported namespace to be referenced. If the default element/type namespace is not set to "no namespace", there is no way to reference the definitions in an imported schema that has no target namespace. It is a ·static error·
[err:XPST0058].
if more than one schema import in the same ·Prolog· specifies the same target namespace. It is a ·static error·
[err:XPST0059].
if the implementation is not able to process a schema import by finding a valid schema with the specified target namespace. It is a ·static error·
[err:XPST0035].
if multiple imported schemas, or multiple physical resources within one schema, contain definitions for the same name in the same symbol space (for example, two definitions for the same element name, even if the definitions are consistent). However, it is not an error to import the schema with target namespace http://www.w3.org/2001/XMLSchema (predeclared prefix xs), even though the built-in types defined in this schema are implicitly included in the ·in-scope schema types.·
It is a ·static error·
[err:XPST0012].
if the set of
definitions contained in all schemas imported by a Prolog do not satisfy the
conditions for schema validity specified in Sections 3 and 5 of
[XML Schema] Part 1--i.e., each definition must
be valid, complete, and unique. The following example imports a schema,
specifying both its target namespace and its location, and binding the
prefix soap to the target namespace: import schema namespace soap="http://www.w3.org/2003/05/soap-envelope"
at "http://www.w3.org/2003/05/soap-envelope/"; The
following example imports a schema by specifying only its
target namespace, and makes it the default element/type
namespace: import schema default element namespace "http://example.org/abc"; The following example imports a schema that has no target namespace, providing a location hint, and sets the default element/type namespace to "no namespace" so that the definitions in the imported schema can be referenced: import schema default element namespace ""
at "http://example.org/xyz.xsd"; The following example imports a schema that has no target namespace and sets the default element/type namespace to "no namespace". Since no location hint is provided, it is up to the implementation to find the schema to be imported. import schema default element namespace "";
4.11 Module Import
[Definition:] A module import imports the function
declarations and variable declarations from one or more
·library modules· into the ·function signatures· and ·in-scope variables· of the importing ·module·. Each module import names a ·target namespace· and imports an ·implementation-defined· set of modules that share this target namespace. The module import may bind a namespace prefix to the target namespace, and it may provide optional hints for locating the modules to be imported. The first URILiteral in a module import must be of nonzero length
[err:XPST0088].
, and specifies the target namespace of the modules to be imported. The URILiterals that follow the at keyword are optional location hints, and can be interpreted or disregarded in an ·implementation-defined· way. It is a ·static error·
[err:XPST0047].
if more than one module import in a ·Prolog· specifies the same target namespace. It is a ·static error·
[err:XPST0059].
if the implementation is not able to process a module import by finding a valid module definition with the specified target namespace. It is a ·static error· if the name and arity of a function declared in an imported module is the same as the name and arity of a function declared in the importing module or in another imported module (even if the declarations are consistent)
[err:XPST0034].
. It is a ·static error· if the ·expanded QName· of a variable declared in an imported module is the same as the ·expanded QName· of a variable declared in the importing module or in another imported module (even if the declarations are consistent)
[err:XPST0049].
. Each ·module· has its own ·static context·. A ·module import· imports only
functions and variable declarations; it does not import other objects from the imported modules, such as
·in-scope schema definitions· or ·statically known namespaces·. Module imports are not
transitive—that is, importing a module provides access only to function and
variable declarations contained directly in the imported module. For
example, if module A imports module B, and module B imports module C,
module A does not have access to the functions and variables declared in module C. A module may import its own target namespace (this is interpreted as importing an ·implementation-defined· set of other modules that share its target namespace.) However, it is a ·static error·
[err:XPST0073].
if the graph of module imports contains a cycle (that is, if there exists a sequence of modules M1 ... Mn such that each Mi imports Mi+1 and Mn imports M1), unless all the modules in the cycle share a common namespace. It is a
·static error·
[err:XPST0036].
to import a module if the importing module's
·in-scope schema types· do not include definitions for the schema type names that appear in variable declarations, function parameters, or function returns found in the
imported module. To illustrate the above rules, suppose that a certain schema defines a type named triangle. Suppose that a library module imports the schema, binds its target namespace to the prefix geometry, and declares a function with the following ·function signature·: math:area($t as geometry:triangle) as xs:double. If a query wishes to use this function, it must import both the library module and the schema on which it is based. Importing the library module alone would not provide access to the definition of the type geometry:triangle used in the signature of the area function. The following example illustrates a module import: import module namespace math = "http://example.org/math-functions";
4.12 Namespace Declaration
[Definition:] A namespace declaration declares a namespace prefix and
associates it with a namespace URI, adding the (prefix, URI) pair to the set of
·statically known namespaces·. The namespace declaration is in scope throughout the query
in which it is declared, unless it is overridden by a ·namespace declaration attribute· in a ·direct element constructor·. If the URILiteral part of a namespace declaration is a zero-length
string, any existing namespace binding for the given prefix is removed
from the ·statically known namespaces·. This feature provides a way to
remove predeclared namespace prefixes such as local. The following query illustrates a namespace declaration: declare namespace foo = "http://example.org";
<foo:bar> Lentils </foo:bar> In the query result, the newly created node is in the namespace
associated with the namespace URI http://example.org. Multiple declarations of the same namespace prefix in a ·Prolog· result in a ·static error·
[err:XPST0033].
. It is a ·static error·
[err:XPST0008].
if an expression contains a QName with a namespace prefix that is not in the ·statically known namespaces·. XQuery has several predeclared namespace prefixes that are present in the ·statically known namespaces· before each query is processed. These prefixes may be used without an explicit declaration. They may be overridden by ·namespace declarations· in a ·Prolog· or by ·namespace declaration attributes· on constructed elements (however, the prefix xml may not be redeclared, and no other prefix may be bound to the namespace URI associated with the prefix xml
[err:XPST0070].
). The predeclared namespace prefixes are as follows: xml = http://www.w3.org/XML/1998/namespacexs = http://www.w3.org/2001/XMLSchemaxsi = http://www.w3.org/2001/XMLSchema-instancefn = http://www.w3.org/2005/xpath-functionsxdt = http://www.w3.org/2005/xpath-datatypeslocal = http://www.w3.org/2005/xquery-local-functions (see 4.15 Function Declaration.)
Additional predeclared namespace prefixes may be added to the ·statically known namespaces· by an implementation. The namespace prefix xmlns also has a special significance (it identifies a ·namespace declaration attribute·), and it may not be redeclared
[err:XPST0070].
. When element or attribute names are compared, they are considered identical if
the local parts and namespace URIs match on a codepoint basis. Namespace prefixes need not be identical for two names to match, as illustrated by the following example: declare namespace xx = "http://example.org";
let $i := <foo:bar xmlns:foo = "http://example.org">
<foo:bing> Lentils </foo:bing>
</foo:bar>
return $i/xx:bingAlthough the namespace prefixes xx and foo differ, both are bound to the namespace URI "http://example.org". Since xx:bing and foo:bing have the same local name and the same namespace URI, they match. The
output of the above query is as follows. <foo:bing xmlns:foo = "http://example.org"> Lentils </foo:bing>
4.13 Default Namespace Declaration
| | [12] | DefaultNamespaceDecl | ::= | "declare" "default" ("element" | "function") "namespace" URILiteral |
|
Default namespace declarations can be
used in a ·Prolog· to facilitate the use of unprefixed
QNames. The following kinds of default namespace declarations
are supported: Unprefixed attribute names and variable names are in no namespace.
4.14 Variable Declaration
A variable
declaration adds the ·static type· of a variable to the
·in-scope variables·, and may also add a value for
the variable to the ·variable values·. If the ·expanded QName· of the variable is the same as that of another variable in ·in-scope variables·, a ·static error· is raised
[err:XPST0049].
. If a
variable declaration includes a type, that type is added to
the ·static context· as the type of the variable. If a variable
declaration includes an expression but not an explicit type,
the type of the variable is inferred from static analysis of the expression and is added to the ·static context·. If a variable declaration includes
both a type and an expression, the value returned by the expression must match the declared type according to the rules for ·SequenceType
matching·;
otherwise a ·type error· is
raised
[err:XPTY0004].
. [Definition:] If a variable declaration includes an
expression, the expression is called an initializing expression. The initializing expression for a given variable must be evaluated
before the evaluation of any expression that references the variable. The ·static
context· for an initializing expression includes all functions that are declared or imported anywhere in the ·Prolog·, but it includes only those variables and namespaces that are declared or imported earlier in the Prolog than the variable that is being initialized. If an initializing expression cannot be evaluated because of a circularity (for example, it depends on a function that in turn depends on the value of the variable that is being initialized), a ·static error· is raised
[err:XPST0054].
. If the variable declaration
includes the keyword external, a value must be
provided for the variable by the external environment before
the query can be evaluated. If an external variable declaration also includes a declared type, the value provided by the external environment must match the declared type according to the rules for ·SequenceType
matching· (see 2.2.5 Consistency Constraints). If an external variable declaration does not include a declared type, the type and a matching value must be provided by the external environment at evaluation time. The ·static type· of such a variable is considered to be item()*. All variable names declared in a ·library module· must (when expanded) be in the ·target namespace· of the library module
[err:XPST0048].
. When a library module is imported, variables declared in the
imported module are added to the ·in-scope variables· of the importing
module. Variable names that have no namespace prefix are in no namespace. Variable declarations that have no namespace prefix may appear only in a main module. The term variable declaration always refers to a declaration of a
variable in a ·Prolog·. The binding of a variable to
a value in a query expression, such as a FLWOR expression, is
known as a variable binding, and does not make
the variable visible to an importing module. Here are
some examples of variable
declarations: - The following declaration
specifies both the type and the value of a variable. This
declaration causes the type
xs:integer to be
associated with variable $x in the ·static context·, and the
value 7 to be associated with variable
$x in the ·dynamic
context·.declare variable $x as xs:integer := 7; - The following declaration specifies a
value but not a type. The ·static type· of the variable is
inferred from the static type of its value. In this case, the
variable
$x has a static type of
xs:decimal, inferred from its value which is
7.5.declare variable $x := 7.5; - The
following declaration specifies a type but not a value. The
keyword
external indicates that the value of the
variable will be provided by the external environment. At
evaluation time, if the variable $x in the
·dynamic context·
does not have a value of type xs:integer, a type
error is raised.declare variable $x as xs:integer external; - The following declaration
specifies neither a type nor a value. It simply declares that
the query depends on the existence of a variable named
$x, whose type and value will be provided by the
external environment. During query analysis, the type of
$x is considered to be
item()*. During query evaluation, the
·dynamic context· must include a type and a value for $x, and its value must be compatible with its type.declare variable $x external; - The following declaration, which might appear in a library module, declares a variable whose name includes a namespace prefix:
declare variable $math:pi as xs:double := 3.14159E0;
4.15 Function Declaration
In addition to the built-in functions described in
[XQuery 1.0 and XPath 2.0 Functions and Operators], XQuery allows users to declare functions
of their own. A function declaration specifies the name of the function, the
names and datatypes of the parameters, and the datatype of the result. All
datatypes are specified using the syntax described in
2.5 Types. A function declaration causes the declared function to be added to the ·function signatures· of the ·module· in which it appears. A function declaration specifies whether a function is ·user-defined· or ·external·. [Definition:] For a user-defined function, the function declaration includes an
expression called the function body that defines how the result of
the function is computed from its parameters.. The ·static
context· for a function body includes all functions that are declared or imported anywhere in the ·Prolog·, but it includes only those variables and namespaces that are declared or imported earlier in the Prolog than the function that is being defined. [Definition:] External functions are functions that are implemented outside the query environment. For example, an XQuery implementation might provide a set of external functions in addition to the core function library described in [XQuery 1.0 and XPath 2.0 Functions and Operators]. External functions are identified by the keyword external. The purpose of a function declaration for an external function is to declare the datatypes of the function parameters and result, for use in type checking of the query that contains or imports the function declaration. An XQuery implementation may provide a facility whereby external functions can be implemented using a host programming language, but it is not required to do so. If such a facility is provided, the protocols by which parameters are passed to an external function, and the result of the function is returned to the invoking query, are ·implementation-defined·. An XQuery implementation may augment the type system of
[XQuery/XPath Data Model (XDM)] with additional types that are designed to facilitate exchange of data with host programming
languages, or it may provide mechanisms for the user to define such
types. For example, a type might be provided that encapsulates an object returned by an
external function, such as an SQL database connection. These additional types, if defined, are considered to be derived
by restriction from xdt:anyAtomicType. Every user-defined function must be in a namespace--that is, every declared function name must (when expanded) have a non-null namespace URI
[err:XPST0060].
. If the function name in a function declaration has no namespace prefix, it is considered to be in the ·default function namespace·. Every function name declared in a ·library module· must (when expanded) be in the ·target namespace· of the library module
[err:XPST0048].
. It is a ·static error·
[err:XPST0045].
if the function name in a function declaration (when expanded) is in any of the following namespaces: http://www.w3.org/XML/1998/namespacehttp://www.w3.org/2001/XMLSchemahttp://www.w3.org/2001/XMLSchema-instancehttp://www.w3.org/2005/xpath-functionshttp://www.w3.org/2005/xpath-datatypes
It is a ·static error·
[err:XPST0034].
if the ·expanded QName· and arity (number of arguments) of the declared function are the same as the ·expanded QName· and arity of another function in ·function signatures·. In order to allow main modules to declare functions for local use within the module without defining a new namespace, XQuery predefines the namespace prefix local to the namespace http://www.w3.org/2005/xquery-local-functions. It is suggested (but not required) that this namespace be used for defining local functions. If a function parameter is declared using a name but no type, its default type is item()*. If the result type is omitted from a function declaration, its default result type is item()*. The parameters of a function declaration are considered to be variables whose scope is the function body.
It is an ·static error·
[err:XPST0039].
for a function declaration to have more than one parameter with the same name.
The type of a function parameter can be any type that can be expressed as a ·sequence type·. The following example illustrates the declaration and use of a local function that
accepts a sequence of employee elements, summarizes them by department, and returns a sequence of dept elements. Rules for converting function arguments to their declared parameter types, and for converting the result of a function to its declared result type, are described in 3.1.5 Function Calls A function declaration may be recursive—that is, it may reference itself. Mutually recursive functions, whose bodies reference each other,
are also allowed. The following example declares a recursive function that
computes the maximum depth of a node hierarchy, and calls the function to
find the maximum depth of a particular document. In its declaration, the
user-declared function local:depth calls the built-in functions empty and max, which are in the default function namespace. Since a
·constructor function· is effectively declared for every
user-defined atomic type in the ·in-scope schema types·, a ·static
error·
[err:XPST0034].
is raised if the Prolog attempts to declare a single-parameter function with the same ·expanded QName· as any of these types.
4.16 Option Declaration
[Definition:] An option declaration declares an option that affects the behavior of
a particular implementation. Each option consists of an identifying QName and a StringLiteral. Typically, a particular option will be recognized by some implementations and
not by others. The syntax is designed so that option declarations can be
successfully parsed by all implementations. The QName of an option must resolve to a namespace URI and local name, using the ·statically known namespaces·
[err:XPST0081].
. Note: There is no default namespace for
options. Each implementation recognizes an ·implementation-defined· set of namespace
URIs used to denote option declarations. If the namespace part of the QName is not a namespace recognized by the
implementation as one used to denote option declarations, then the option
declaration is ignored. Otherwise, the effect of the option declaration, including its error behavior, is ·implementation-defined·.
For example, if the local part of the QName is
not recognized, or if the StringLiteral does not conform to the rules
defined by the implementation for the particular option declaration, the implementation may choose
whether to report an error, ignore the option declaration, or take some
other action. Implementations may impose rules on where particular option declarations may
appear relative to variable declarations and function declarations, and the
interpretation of an option declaration may depend on its position. An option declaration must not be used to change the syntax accepted by the
processor, or to suppress the detection of static errors. However, it may be
used without restriction to modify the semantics of the query. The scope of
the option declaration is ·implementation-defined·—for example, an option
declaration might apply to the whole query, to the current module, or to
the immediately following function declaration. The following examples illustrate several possible uses for option declarations: - This option declaration might be used to set a serialization parameter:
declare namespace exq = "http://example.org/XQueryImplementation";
declare option exq:output "encoding = iso-8859-1";
- This option declaration might be used to specify how comments in source documents returned by
the
fn:doc() function should be handled:declare option exq:strip-comments "true";
- This option declaration might be used to associate a namespace used in function names with a
Java class:
declare namespace math = "http://example.org/MathLibrary";
declare option exq:java-class "math = java.lang.Math";
5 ConformanceThis section defines the conformance criteria for an XQuery processor. In this section, the
following terms are used to indicate the requirement levels defined in [RFC 2119]. [Definition:] MUST means that the item is an absolute requirement of the specification.[Definition:] MAY means that an item is truly optional.[Definition:] SHOULD means that there may exist valid reasons in particular circumstances
to ignore a particular item, but the full implications must be understood and carefully
weighed before choosing a different course. An XQuery processor that claims to conform to this specification ·MUST· include a claim of Minimal Conformance as defined in 5.1 Minimal Conformance. In addition to a claim of Minimal Conformance, it
·MAY· claim conformance to one or more optional features
defined in 5.2 Optional Features.
5.2 Optional Features
5.2.1 Schema Import Feature[Definition:] The Schema
Import Feature permits the query Prolog to contain a ·schema import·. If an XQuery implementation does not support the Schema Import Feature, it ·MUST· raise a static error
[err:XPST0009].
if it encounters a schema import.
5.2.2 Schema Validation Feature[Definition:] The
Schema Validation Feature permits a query to contain a
validate expression (see 3.13 Validate Expressions.) If an XQuery implementation does not support the Schema Validation Feature, it
·MUST· raise a static error
[err:XPST0075].
if it encounters a validate expression.
5.2.3 Static Typing Feature[Definition:] The Static Typing Feature provides support for the static
semantics defined in [XQuery 1.0 and XPath 2.0 Formal Semantics], and requires
implementations to detect and report ·type
errors· during the ·static analysis
phase·. If an implementation does not support the ·Static Typing Feature·, but can nevertheless determine during the
static analysis phase that an expression, if evaluated, will necessarily raise a
type error at run time, the implementation ·MAY· raise
that error during the static analysis phase. The choice of whether to raise such an
error at analysis time is ·implementation
dependent·. Note: An implementation that does not support the ·Static Typing Feature· is not
required to raise type errors during the static analysis phase; however, it
·MUST· detect and raise non-type-related static
errors during the static analysis phase.
5.2.3.1 Static Typing ExtensionsIn some cases, the static typing rules defined in [XQuery 1.0 and XPath 2.0 Formal Semantics] are not very precise (see, for example, the
type inference rules for the ancestor axes—parent, ancestor, and
ancestor-or-self—and for the function fn:root). Some
implementations may wish to support more precise static typing rules. A conforming implementation that implements the ·Static Typing Feature··MAY· also provide one or more static typing
extensions. [Definition:] A static typing extension is an
·implementation-defined· type inference rule that infers a more
precise static type than that inferred by the type inference rules in
[XQuery 1.0 and XPath 2.0 Formal Semantics]. See for a formal definition of the constraints on
static typing extensions.
5.2.4 Full Axis Feature[Definition:] The following axes are
designated as optional axes: ancestor,
ancestor-or-self, following,
following-sibling, preceding, and
preceding-sibling. [Definition:] A conforming XQuery
implementation that supports the Full Axis Feature·MUST· support all the ·optional axes·. Conforming XQuery implementations that do not support the Full Axis Feature ·MAY· support one or more optional axes; it is ·implementation-defined· which optional
axes are supported by such implementations. A conforming implementation that
encounters a reference to an optional axis that it does not support ·MUST· raise a ·static error·
[err:XPST0010].
. Note: XQuery does not recognize the namespace axis (defined by XPath 1.0
and deprecated by XPath 2.0).
5.2.6 Serialization Feature[Definition:] A conforming
XQuery implementation that supports the Serialization Feature·MUST· provide means for serializing the result of a
query, as specified in 2.2.4 Serialization. A conforming XQuery implementation that supports the Serialization Feature ·MUST· conform to C.3 Serialization Parameters. The means by which serialization is
invoked is ·implementation-defined·. If an error is raised during the serialization process as specified in [XSLT 2.0 and XQuery 1.0 Serialization], an conforming XQuery implementation ·MUST· report the error to the calling environment. Note: Not all implementations need to serialize. For instance, an implementation might
provide results via an XML API instead of producing a textual
representation.
5.2.7 Trivial XML Embedding Feature[Definition:] A conforming XQuery implementation that supports the Trivial XML
Embedding Feature·MUST· provide the embedding specified in
[XQueryX 1.0] Section 5, "A Trivial Embedding of XQuery."
5.3 Data Model Conformance
All XQuery implementations process data represented in the ·data model· as specified in [XQuery/XPath Data Model (XDM)]. The data model specification relies on languages such as XQuery to specify conformance criteria for the data model in their respective
environments, and suggests that the following issues should be considered: - Support for normative construction from an infoset. A conforming
implementation ·MAY· choose to claim conformance to
. This specification defines a
normative way to construct an ·XDM instance· from an XML document that is
merely well-formed or is governed by a DTD.
- Support for normative construction from a PSVI. A conforming
implementation ·MAY· choose to claim conformance to
. This specification defines a
normative way to construct an ·XDM instance· from an XML document that is
governed by a W3C XML Schema.
- Support for XML 1.0 and XML 1.1. The [XQuery/XPath Data Model (XDM)]
supports either [XML 1.0] or [XML 1.1]. In XQuery, the
choice of which XML version to support is ·implementation-defined·.At the time of writing there is no published version of XML Schema that references the XML 1.1 specifications. This means that datatypes such as
xs:NCName and xs:ID are constrained by the XML 1.0 rules. It is recommended that an XQuery 1.0 processor should implement the rules defined by later versions of XML Schema as they become available. - Ranges of data values. In XQuery, the following limits are
·implementation-defined·:
- For the
xs:decimal type, the maximum number of decimal digits
(totalDigits facet) (must be at least 18). - For the types
xs:date, xs:time, xs:dateTime, xs:gYear,
and xs:gYearMonth: the maximum value of the year component and the maximum number of fractional second digits (must be at least 3). - For the
xs:duration type: the maximum absolute values of the
years, months, days, hours, minutes, and seconds components. - For the
xdt:yearMonthDuration type: the maximum absolute value,
expressed as an integer number of months. - For the
xdt:dayTimeDuration type: the maximum absolute value,
expressed as a decimal number of seconds. - For the types
xs:string, xs:hexBinary, xs:base64Binary, xs:QName,
xs:anyURI, xs:NOTATION, and types derived from them: limitations (if any)
imposed by the implementation on lengths of values. The limits listed above
need not be fixed, but may depend on environmental factors such as
system resources. For example, the length of a value of type xs:string may be limited by available memory.
A XQuery Grammar
A.1 EBNFThe grammar of XQuery uses the same simple Extended Backus-Naur Form
(EBNF) notation as [XML 1.0] with the following minor differences. - All named symbols have a name that begins with an uppercase letter.
- It adds a notation for referring to productions in external specs.
- Comments or extra-grammatical constraints on grammar productions are between '/*' and
'*/' symbols.
- A 'xgc:' prefix is an extra-grammatical constraint, the
details of which are explained in A.1.2 Extra-grammatical Constraints
- A 'ws:' prefix explains the whitespace rules for the production, the
details of which are explained in A.2.4 Whitespace Rules
- A 'gn:'
prefix means a 'Grammar Note', and is meant as a clarification for
parsing rules, and is explained in A.1.3 Grammar Notes.
These notes are not normative.
The terminal symbols for this grammar include the quoted
strings used in the production rules below, and the terminal
symbols defined in section A.2.1 Terminal Symbols. The EBNF notation is described in more detail in A.1.1 Notation. To increase readability, the EBNF in the main body of this document omits
some of these notational features. This appendix is the normative
version of the EBNF. | | [1] | Module | ::= | VersionDecl? (LibraryModule | MainModule) | | [2] | VersionDecl | ::= | "xquery" "version" StringLiteral ("encoding" StringLiteral)? Separator | | [3] | MainModule | ::= | PrologQueryBody | | [4] | LibraryModule | ::= | ModuleDeclProlog | | [5] | ModuleDecl | ::= | "module" "namespace" NCName "=" URILiteralSeparator | | [6] | Prolog | ::= | ((DefaultNamespaceDecl | Setter | NamespaceDecl | Import) Separator)* ((VarDecl | FunctionDecl | OptionDecl) Separator)* | | [7] | Setter | ::= | BoundarySpaceDecl | DefaultCollationDecl | BaseURIDecl | ConstructionDecl | OrderingModeDecl | EmptyOrderDecl | CopyNamespacesDecl | | [8] | Import | ::= | SchemaImport | ModuleImport | | [9] | Separator | ::= | ";" | | [10] | NamespaceDecl | ::= | "declare" "namespace" NCName "=" URILiteral | | [11] | BoundarySpaceDecl | ::= | "declare" "boundary-space" ("preserve" | "strip") | | [12] | DefaultNamespaceDecl | ::= | "declare" "default" ("element" | "function") "namespace" URILiteral | | [13] | OptionDecl | ::= | "declare" "option" QNameStringLiteral | | [14] | OrderingModeDecl | ::= | "declare" "ordering" ("ordered" | "unordered") | | [15] | EmptyOrderDecl | ::= | "declare" "default" "order" "empty" ("greatest" | "least") | | [16] | CopyNamespacesDecl | ::= | "declare" "copy-namespaces" PreserveMode "," InheritMode | | [17] | PreserveMode | ::= | "preserve" | "no-preserve" | | [18] | InheritMode | ::= | "inherit" | "no-inherit" | | [19] | DefaultCollationDecl | ::= | "declare" "default" "collation" URILiteral | | [20] | BaseURIDecl | ::= | "declare" "base-uri" URILiteral | | [21] | SchemaImport | ::= | "import" "schema" SchemaPrefix? URILiteral ("at" URILiteral ("," URILiteral)*)? | | [22] | SchemaPrefix | ::= | ("namespace" NCName "=") | ("default" "element" "namespace") | | [23] | ModuleImport | ::= | "import" "module" ("namespace" NCName "=")? URILiteral ("at" URILiteral ("," URILiteral)*)? | | [24] | VarDecl | ::= | "declare" "variable" "$" QNameTypeDeclaration? ((":=" ExprSingle) | "external") | | [25] | ConstructionDecl | ::= | "declare" "construction" ("strip" | "preserve") | | [26] | FunctionDecl | ::= | "declare" "function" QName "(" ParamList? ")" ("as" SequenceType)? (EnclosedExpr | "external") | | [27] | ParamList | ::= | Param ("," Param)* | | [28] | Param | ::= | "$" QNameTypeDeclaration? | | [29] | EnclosedExpr | ::= | "{" Expr "}" | | [30] | QueryBody | ::= | Expr | | [31] | Expr | ::= | ExprSingle ("," ExprSingle)* | | [32] | ExprSingle | ::= | FLWORExpr | QuantifiedExpr | TypeswitchExpr | IfExpr | OrExpr | | [33] | FLWORExpr | ::= | (ForClause | LetClause)+ WhereClause? OrderByClause? "return" ExprSingle | | [34] | ForClause | ::= | "for" "$" VarNameTypeDeclaration? PositionalVar? "in" ExprSingle ("," "$" VarNameTypeDeclaration? PositionalVar? "in" ExprSingle)* | | [35] | PositionalVar | ::= | "at" "$" VarName | | [36] | LetClause | ::= | "let" "$" VarNameTypeDeclaration? ":=" ExprSingle ("," "$" VarNameTypeDeclaration? ":=" ExprSingle)* | | [37] | WhereClause | ::= | "where" ExprSingle | | [38] | OrderByClause | ::= | (("order" "by") | ("stable" "order" "by")) OrderSpecList | | [39] | OrderSpecList | ::= | OrderSpec ("," OrderSpec)* | | [40] | OrderSpec | ::= | ExprSingleOrderModifier | | [41] | OrderModifier | ::= | ("ascending" | "descending")? ("empty" ("greatest" | "least"))? ("collation" URILiteral)? | | [42] | QuantifiedExpr | ::= | ("some" | "every") "$" VarNameTypeDeclaration? "in" ExprSingle ("," "$" VarNameTypeDeclaration? "in" ExprSingle)* "satisfies" ExprSingle | | [43] | TypeswitchExpr | ::= | "typeswitch" "(" Expr ")" CaseClause+ "default" ("$" VarName)? "return" ExprSingle | | [44] | CaseClause | ::= | "case" ("$" VarName "as")? SequenceType "return" ExprSingle | | [45] | IfExpr | ::= | "if" "(" Expr ")" "then" ExprSingle "else" ExprSingle | | [46] | OrExpr | ::= | AndExpr ( "or" AndExpr )* | | [47] | AndExpr | ::= | ComparisonExpr ( "and" ComparisonExpr )* | | [48] | ComparisonExpr | ::= | RangeExpr ( (ValueComp | GeneralComp | NodeComp) RangeExpr )? | | [49] | RangeExpr | ::= | AdditiveExpr ( "to" AdditiveExpr )? | | [50] | AdditiveExpr | ::= | MultiplicativeExpr ( ("+" | "-") MultiplicativeExpr )* | | [51] | MultiplicativeExpr | ::= | UnionExpr ( ("*" | "div" | "idiv" | "mod") UnionExpr )* | | [52] | UnionExpr | ::= | IntersectExceptExpr ( ("union" | "|") IntersectExceptExpr )* | | [53] | IntersectExceptExpr | ::= | InstanceofExpr ( ("intersect" | "except") InstanceofExpr )* | | [54] | InstanceofExpr | ::= | TreatExpr ( "instance" "of" SequenceType )? | | [55] | TreatExpr | ::= | CastableExpr ( "treat" "as" SequenceType )? | | [56] | CastableExpr | ::= | CastExpr ( "castable" "as" SingleType )? | | [57] | CastExpr | ::= | UnaryExpr ( "cast" "as" SingleType )? | | [58] | UnaryExpr | ::= | ("-" | "+")* ValueExpr | | [59] | ValueExpr | ::= | ValidateExpr | PathExpr | ExtensionExpr | | [60] | GeneralComp | ::= | "=" | "!=" | "<" | "<=" | ">" | ">=" | | [61] | ValueComp | ::= | "eq" | "ne" | "lt" | "le" | "gt" | "ge" | | [62] | NodeComp | ::= | "is" | "<<" | ">>" | | [63] | ValidateExpr | ::= | "validate" ValidationMode? "{" Expr "}" | | [64] | ValidationMode | ::= | "lax" | "strict" | | [65] | ExtensionExpr | ::= | Pragma+ "{" Expr? "}" | | [66] | Pragma | ::= | "(#" S? QNamePragmaContents "#)" | /* ws: explicit */ | | [67] | PragmaContents | ::= | (Char* - (Char* '#)' Char*)) | | [68] | PathExpr | ::= | ("/" RelativePathExpr?) | ("//" RelativePathExpr) | RelativePathExpr | /* xgs: leading-lone-slash */ | | [69] | RelativePathExpr | ::= | StepExpr (("/" | "//") StepExpr)* | | [70] | StepExpr | ::= | FilterExpr | AxisStep | | [71] | AxisStep | ::= | (ReverseStep | ForwardStep) PredicateList | | [72] | ForwardStep | ::= | (ForwardAxisNodeTest) | AbbrevForwardStep | | [73] | ForwardAxis | ::= | ("child" "::") | ("descendant" "::") | ("attribute" "::") | ("self" "::") | ("descendant-or-self" "::") | ("following-sibling" "::") | ("following" "::") | | [74] | AbbrevForwardStep | ::= | "@"? NodeTest | | [75] | ReverseStep | ::= | (ReverseAxisNodeTest) | AbbrevReverseStep | | [76] | ReverseAxis | ::= | ("parent" "::") | ("ancestor" "::") | ("preceding-sibling" "::") | ("preceding" "::") | ("ancestor-or-self" "::") | | [77] | AbbrevReverseStep | ::= | ".." | | [78] | NodeTest | ::= | KindTest | NameTest | | [79] | NameTest | ::= | QName | Wildcard | | [80] | Wildcard | ::= | "*" | (NCName ":" "*") | ("*" ":" NCName) | /* ws: explicit */ | | [81] | FilterExpr | ::= | PrimaryExprPredicateList | | [82] | PredicateList | ::= | Predicate* | | [83] | Predicate | ::= | "[" Expr "]" | | [84] | PrimaryExpr | ::= | Literal | VarRef | ParenthesizedExpr | ContextItemExpr | FunctionCall | OrderedExpr | UnorderedExpr | Constructor | | [85] | Literal | ::= | NumericLiteral | StringLiteral | | [86] | NumericLiteral | ::= | IntegerLiteral | DecimalLiteral | DoubleLiteral | | [87] | VarRef | ::= | "$" VarName | | [88] | VarName | ::= | QName | | [89] | ParenthesizedExpr | ::= | "(" Expr? ")" | | [90] | ContextItemExpr | ::= | "." | | [91] | OrderedExpr | ::= | "ordered" "{" Expr "}" | | [92] | UnorderedExpr | ::= | "unordered" "{" Expr "}" | | [93] | FunctionCall | ::= | QName "(" (ExprSingle ("," ExprSingle)*)? ")" | /* xgs: reserved-function-names */ | | | | | /* gn: parens */ | | [94] | Constructor | ::= | DirectConstructor | ComputedConstructor | | [95] | DirectConstructor | ::= | DirElemConstructor | DirCommentConstructor | DirPIConstructor | | [96] | DirElemConstructor | ::= | "<" QNameDirAttributeList ("/>" | (">" DirElemContent* "</" QNameS? ">")) | /* ws: explicit */ | | [97] | DirAttributeList | ::= | (S (QNameS? "=" S? DirAttributeValue)?)* | /* ws: explicit */ | | [98] | DirAttributeValue | ::= | ('"' (EscapeQuot | QuotAttrValueContent)* '"') | ("'" (EscapeApos | AposAttrValueContent)* "'") | /* ws: explicit */ | | [99] | QuotAttrValueContent | ::= | QuotAttrContentChar | CommonContent | | [100] | AposAttrValueContent | ::= | AposAttrContentChar | CommonContent | | [101] | DirElemContent | ::= | DirectConstructor | CDataSection | CommonContent | ElementContentChar | | [102] | CommonContent | ::= | PredefinedEntityRef | CharRef | "{{" | "}}" | EnclosedExpr | | [103] | DirCommentConstructor | ::= | "<!--" DirCommentContents "-->" | /* ws: explicit */ | | [104] | DirCommentContents | ::= | ((Char - '-') | ('-' (Char - '-')))* | /* ws: explicit */ | | [105] | DirPIConstructor | ::= | "<?" PITarget (SDirPIContents)? "?>" | /* ws: explicit */ | | [106] | DirPIContents | ::= | (Char* - (Char* '?>' Char*)) | /* ws: explicit */ | | [107] | CDataSection | ::= | "<![CDATA[" CDataSectionContents "]]>" | /* ws: explicit */ | | [108] | CDataSectionContents | ::= | (Char* - (Char* ']]>' Char*)) | /* ws: explicit */ | | [109] | ComputedConstructor | ::= | CompDocConstructor | CompElemConstructor | CompAttrConstructor | CompTextConstructor | CompCommentConstructor | CompPIConstructor | | [110] | CompDocConstructor | ::= | "document" "{" Expr "}" | | [111] | CompElemConstructor | ::= | "element" (QName | ("{" Expr "}")) "{" ContentExpr? "}" | | [112] | ContentExpr | ::= | Expr | | [113] | CompAttrConstructor | ::= | "attribute" (QName | ("{" Expr "}")) "{" Expr? "}" | | [114] | CompTextConstructor | ::= | "text" "{" Expr "}" | | [115] | CompCommentConstructor | ::= | "comment" "{" Expr "}" | | [116] | CompPIConstructor | ::= | "processing-instruction" (NCName | ("{" Expr "}")) "{" Expr? "}" | | [117] | SingleType | ::= | AtomicType "?"? | | [118] | TypeDeclaration | ::= | "as" SequenceType | | [119] | SequenceType | ::= | ("empty-sequence" "(" ")") | (ItemTypeOccurrenceIndicator?) | | [120] | OccurrenceIndicator | ::= | "?" | "*" | "+" | /* xgs: occurrence-indicators */ | | [121] | ItemType | ::= | KindTest | ("item" "(" ")") | AtomicType | | [122] | AtomicType | ::= | QName | | [123] | KindTest | ::= | DocumentTest | ElementTest | AttributeTest | SchemaElementTest | SchemaAttributeTest | PITest | CommentTest | TextTest | AnyKindTest | | [124] | AnyKindTest | ::= | "node" "(" ")" | | [125] | DocumentTest | ::= | "document-node" "(" (ElementTest | SchemaElementTest)? ")" | | [126] | TextTest | ::= | "text" "(" ")" | | [127] | CommentTest | ::= | "comment" "(" ")" | | [128] | PITest | ::= | "processing-instruction" "(" (NCName | StringLiteral)? ")" | | [129] | AttributeTest | ::= | "attribute" "(" (AttribNameOrWildcard ("," TypeName)?)? ")" | | [130] | AttribNameOrWildcard | ::= | AttributeName | "*" | | [131] | SchemaAttributeTest | ::= | "schema-attribute" "(" AttributeDeclaration ")" | | [132] | AttributeDeclaration | ::= | AttributeName | | [133] | ElementTest | ::= | "element" "(" (ElementNameOrWildcard ("," TypeName "?"?)?)? ")" | | [134] | ElementNameOrWildcard | ::= | ElementName | "*" | | [135] | SchemaElementTest | ::= | "schema-element" "(" ElementDeclaration ")" | | [136] | ElementDeclaration | ::= | ElementName | | [137] | AttributeName | ::= | QName | | [138] | ElementName | ::= | QName | | [139] | TypeName | ::= | QName | | [140] | URILiteral | ::= | StringLiteral |
|
A.1.1 NotationThe following definitions will be helpful in defining precisely this exposition. [Definition:] Each rule in the grammar defines one symbol, using the following format:symbol ::= expression [Definition:] A terminal is a symbol or string or pattern that can appear
in the right-hand side of a rule, but never appears on the
left hand side in the main grammar, although it may appear
on the left-hand side of a rule in the grammar for terminals. The following constructs are used to match strings of one or more characters in a terminal: - [a-zA-Z]
- matches any
Char
with a value in the range(s) indicated (inclusive).
- [abc]
- matches any
Char
with a value among the characters enumerated.
- [^abc]
- matches any
Char
with a value not among the characters given.
- "string"
- matches the sequence of characters that appear inside the double
quotes.
- 'string'
- matches the sequence of characters that appear inside the single
quotes.
- [http://www.w3.org/TR/REC-example/#NT-Example]
- matches any string matched by the production defined in the external specification as per the provided reference.
Patterns (including the above constructs) can be combined with
grammatical operators to form more complex patterns, matching more
complex sets of character strings. In the examples that follow,
A and B represent (sub-)patterns. - (A)
A is treated as a unit and may be combined as described in this list.- A?
- matches
A or nothing; optional A. - A B
- matches
A followed by B. This operator has higher precedence than alternation; thus A B | C D is identical to (A B) | (C D). - A | B
- matches
A or B but not both. - A - B
- matches any string that matches
A but does not match B. - A+
- matches one or more occurrences of
A. Concatenation has higher precedence than alternation; thus A+ | B+ is identical to (A+) | (B+).
- A*
- matches zero or more occurrences of
A. Concatenation has higher precedence than alternation; thus A* | B* is identical to (A*) | (B*)
A.1.2 Extra-grammatical ConstraintsThis section contains constraints on the EBNF productions, which are required to parse legal sentences. The notes below are referenced from the right side of the production, with the notation: /* xgc: <id> */. Constraint: leading-lone-slashA single slash may appear either as a complete path expression
or as the first part of a path expression in which it is
followed by a RelativePathExpr, which can take the form
of a NameTest ("*" or a QName). In contexts where operators
like "*", "union", etc., can occur, parsers may have
difficulty distinguishing operators from NameTests. For
example, without lookahead the first part of the expression "/
* 5", for example is easily taken to be a complete expression,
"/ *", which has a very different interpretation (the child
nodes of "/"). To reduce the need for lookahead, therefore, if the token
immediately following a slash is "*" or a keyword, then the
slash must be the beginning, but not the entirety, of a
PathExpr (and the following token must be a NameTest,
not an operator). A single slash may be used as the left-hand argument of an
operator by parenthesizing it: (/) * 5. The expression 5 *
/, on the other hand, is legal without parentheses. Constraint: xml-versionAn implementation's choice to support the [XML 1.0] and [XML Names], or [XML 1.1]
and [XML Names 1.1] lexical specification determines the external document from which
to obtain the definition for this production. The EBNF only has references to the 1.0 versions. In some cases, the XML 1.0 and XML 1.1 definitions may be exactly the same. Also please note that these external productions follow the whitespace rules of their respective specifications, and not the rules of this specification, in particular A.2.4.1 Default Whitespace Handling. Thus prefix : localname is not a valid QName for purposes
of this specification, just as it is not permitted in a XML document.
Also, comments are not permissible on either side of the colon. Also extra-grammatical constraints such as well-formedness constraints must be taken into account. Constraint: reserved-function-namesUnprefixed function names spelled the same way as language
keywords could make the language harder to recognize. For
instance, if(foo) could be taken either as a FunctionCall or
as the beginning of an IfExpr. Therefore it is not legal
syntax for a user to invoke functions with unprefixed names
which match any of the names in A.3 Reserved Function Names. A function named "if" can be called by binding its namespace
to a prefix and using the prefixed form: "library:if(foo)"
instead of "if(foo)". Constraint: occurrence-indicatorsAs written, the grammar in A XQuery Grammar is ambiguous for some forms
using the '+' and '*' Kleene operators. The ambiguity is
resolved as follows: these operators are tightly bound
to the SequenceType expression, and have higher precedence
than other uses of these symbols. Any occurrence of '+'
and '*', as well as '?', following a sequence type is
assumed to be an occurrence indicator. That is, a
"+", "*", or "?" immediately following an ItemType must
be an OccurrenceIndicator. Thus, 4 treat as
item() + - 5 must be interpreted as (4 treat as item()+) - 5,
taking the '+' as an OccurrenceIndicator and the
'-' as a subtraction operator. To force the interpretation
of "+" as an addition operator (and the corresponding
interpretation of the "-" as a unary minus), parentheses
may be used: the form (4 treat as item()) + -5 surrounds
the SequenceType expression with parentheses and leads
to the desired interpretation. This rule has as a consequence that certain forms which
would otherwise be legal and unambiguous are not
recognized: in "4 treat as item() + 5", the "+" is
taken as an OccurrenceIndicator, and not as an operator,
which means this is not a legal expression.
A.1.3 Grammar NotesThis section contains general notes on the EBNF productions, which may be helpful in understanding how to interpret and implement the EBNF. These notes are not normative. The notes below are referenced from the right side of the production, with the notation: /* gn: <id> */. Note: - grammar-note: parens
- Look-ahead is required to distinguish FunctionCall from a QName or keyword followed by a Pragma orComment. For example:
address (: this may be empty :) may be mistaken for a call to a function named "address" unless this lookahead is employed. Another example is for (: whom the bell :) $tolls in 3 return $tolls, where the keyword "for" must not be mistaken for a function name. - grammar-note: comments
- Comments are allowed everywhere that ·ignorable whitespace· is allowed, and the Comment symbol does not explicity appear on the right-hand side of the grammar (except in its own production). See A.2.4.1 Default Whitespace Handling. Note that comments are not allowed in direct constructor content, though they are allowed in nested EnclosedExprs.A comment can contain nested comments, as long as all "(:" and ":)" patterns are balanced, no matter where they occur within the outer comment.
Note: Lexical analysis may typically handle nested comments by incrementing a counter for each "(:" pattern, and decrementing the counter for each ":)" pattern. The comment does not terminate until the counter is back to zero. Some illustrative examples:(: commenting out a (: comment :) may be confusing, but often helpful :) is a legal Comment, since balanced nesting of comments is allowed."this is just a string :)" is a legal expression. However, (: "this is just a string :)" :) will cause a syntax error. Likewise, "this is another string (:" is a legal expression, but (: "this is another string (:" :) will cause a syntax error. It is a limitation of nested comments that literal content can cause unbalanced nesting of comments.for (: set up loop :) $i in $x return $i is syntactically legal, ignoring the comment.5 instance (: strange place for a comment :) of xs:integer is also syntactically legal.<eg (: an example:)>{$i//title}</eg> is not syntactically legal.<eg> (: an example:) </eg> is syntactically legal, but the characters that look like a comment are in
fact literal element content.
A.2 Lexical structure
The terminal symbols assumed by the grammar above are described
in this section. Quoted strings appearing in production rules are terminal
symbols. Other terminal symbols are defined in A.2.1 Terminal Symbols. It is ·implementation-defined· whether the lexical rules of [XML 1.0] and [XML Names] are followed, or alternatively, the lexical rules of [XML 1.1] and [XML Names 1.1] are followed. Implementations that support the full [XML 1.1] character set ·SHOULD·, for purposes of interoperability, provide a mode that follows only the [XML 1.0] and [XML Names] lexical rules. When tokenizing, the longest possible match that is valid in the current context is used. All keywords are case sensitive. Keywords are not reserved—that is, any QName may duplicate a keyword except as noted in A.3 Reserved Function Names.
A.2.1 Terminal SymbolsThe following symbols are used only in the definition of
terminal symbols; they are not terminal symbols in the
grammar of A.1 EBNF. | | [158] | Digits | ::= | [0-9]+ | | [159] | CommentContents | ::= | (Char+ - (Char* ('(:' | ':)') Char*)) |
|
A.2.2 Terminal DelimitationXQuery 1.0 expressions consist of terminal symbols
and ·symbol separators·.
Terminal symbols are of two kinds: delimiting and
non-delimiting. [Definition:] The delimiting terminal symbols are: "=", ";", ",", "$", ":=", "(", ")", "!=", "<=", ">", ">=", "<<", ">>", "::", "@", "..", "*", "[", "]", ".", "?", "-", "+", PredefinedEntityRef, "{", "}", "{{", "}}", "<", """, "'", "/>", "</", "(#", "#)", "<?", "?>", "<![CDATA[", "]]>", "<!--", "-->", Comment, "/", "//", CharRef, ":", S [Definition:] The non-delimiting terminal symbols are: "xquery", "version", "encoding", "module", "namespace", "declare", "boundary-space", "preserve", "strip", "default", "element", "function", "option", "ordering", "ordered", "unordered", "order", "empty", "copy-namespaces", "no-preserve", "inherit", "no-inherit", "collation", "base-uri", "import", "schema", "at", "variable", "construction", "as", "return", "for", "in", "let", "where", "by", "stable", "some", "every", "satisfies", "typeswitch", "case", "if", "then", "else", "eq", "ne", "lt", "le", "gt", "ge", "is", "validate", "lax", "strict", "child", "descendant", "attribute", "self", "descendant-or-self", "following-sibling", "following", "parent", "ancestor", "preceding-sibling", "preceding", "ancestor-or-self", "document", "text", "comment", "processing-instruction", "empty-sequence", "item", "node", "document-node", "schema-attribute", "schema-element", IntegerLiteral, DecimalLiteral, DoubleLiteral, StringLiteral, "external", "ascending", "descending", "greatest", "least", EscapeQuot, EscapeApos, ElementContentChar, QuotAttrContentChar, AposAttrContentChar, PITarget, QName, NCName, Char, Digits [Definition:] ·Whitespace· and Comments function as
symbol separators. For the most part, they are not mentioned
in the grammar, and may occur between any two terminal symbols
mentioned in the grammar, except where that is forbidden by
the /* ws: explicit */ annotation in the EBNF, or by the /* xgs: xml-version */ annotation.
It is customary to separate consecutive terminal symbols by
·whitespace· and Comments, but this is required only when
otherwise two non-delimiting symbols would be adjacent to each
other. There are two exceptions to this, that of "." and "-", which do require a ·symbol separator· if they follow a QName or NCName.
A.2.3 End-of-Line HandlingThe XQuery processor must behave as if it normalized all line breaks on input, before parsing. The normalization should be done according to the choice to support either [XML 1.0] or [XML 1.1] lexical processing.
A.2.3.1 XML 1.0 End-of-Line HandlingFor [XML 1.0] processing, all of the following must be translated to a single #xA character: - the two-character sequence #xD #xA
- any #xD character that is not immediately followed by #xA.
A.2.3.2 XML 1.1 End-of-Line HandlingFor [XML 1.1] processing, all of the following must be translated to a single #xA character: - the two-character sequence #xD #xA
- the two-character sequence #xD #x85
- the single character #x85
- the single character #x2028
- any #xD character that is not immediately followed by #xA or #x85.
The characters #x85 and #x2028 cannot be reliably recognized and translated until the VersionDecl declaration (if present) has been read.
A.2.4 Whitespace Rules
A.2.4.1 Default Whitespace Handling[Definition:] A whitespace character is any of the characters defined by [http://www.w3.org/TR/REC-xml#NT-S]. [Definition:] Ignorable whitespace consists of any ·whitespace· characters that may occur between ·terminals·, unless these characters occur in the context of a production marked with a ws:explicit annotation, in which case they can occur only where explicitly specified (see A.2.4.2 Explicit Whitespace Handling). Ignorable whitespace characters are not significant to the semantics of an expression. Whitespace is allowed before the first terminal and after the last terminal of a module. Whitespace is allowed between any two ·terminals·. Comments may also act as "whitespace" to prevent two adjacent terminals from being recognized as one. Some illustrative examples are as follows: foo- foo results in a syntax error. "foo-" would be recognized as a QName.foo -foo is syntactically equivalent to foo - foo, two QNames separated by a subtraction operator. foo(: This is a comment :)- foo is syntactically equivalent to foo - foo. This is because the comment prevents the two adjacent terminals from being recognized as one.foo-foo is syntactically equivalent to single QName. This is because "-" is a valid character in a QName.
When used as an operator after the characters of a name, the "-"
must be separated from the name, e.g. by using whitespace or
parentheses.10div 3 results in a syntax error.10 div3 also results in a syntax error.10div3 also results in a syntax error.
A.2.4.2 Explicit Whitespace HandlingExplicit whitespace notation is specified
with the EBNF productions, when it is different from the
default rules, using the notation shown below. This notation is not inherited. In other words, if an EBNF rule is marked as /* ws: explicit */, the notation does not automatically apply to all the 'child' EBNF productions of that rule. - ws: explicit
- /* ws: explicit */ means that the EBNF
notation explicitly notates, with
S or otherwise, where ·whitespace characters· are allowed. In productions with the /* ws: explicit */ annotation, A.2.4.1 Default Whitespace Handling does not apply. Comments are also not allowed in these productions.
For example, whitespace is not freely allowed by the direct constructor productions, but is specified explicitly in the grammar, in order to be more consistent with XML.
A.3 Reserved Function Names
The following names are not allowed as function names in an
unprefixed form because expression syntax takes precedence. attributecommentdocument-nodeelementempty-sequenceifitemnodeprocessing-instructionschema-attributeschema-elementtexttypeswitch
A.4 Precedence Order
The grammar in A.1 EBNF normatively defines built-in precedence among the operators of XQuery. These operators are summarized here to make clear the order of their precedence from lowest to highest.
Operators that have a lower precedence number cannot be contained by operators with a higher precedence number. The associativity column indicates the order in which operators of equal precedence in an expression are applied. | # | Operator |
Associativity |
|---|
| 1 | , (comma) | left-to-right | | 2 | := (assignment) | right-to-left | | 3 | for, some, every, typeswitch, if | left-to-right | | 4 | or | left-to-right | | 5 | and | left-to-right | | 6 | eq, ne, lt, le, gt, ge, =, !=, <, <=, >, >=, is, <<, >> | left-to-right | | 7 | to | left-to-right | | 8 | +, - | left-to-right | | 9 | *, div, idiv, mod | left-to-right | | 10 | union, | | left-to-right | | 11 | intersect, except | left-to-right | | 12 | instance of | left-to-right | | 13 | treat | left-to-right | | 14 | castable | left-to-right | | 15 | cast | left-to-right | | 16 | -(unary), +(unary) | right-to-left | | 17 | ?, *(OccurrenceIndicator), +(OccurrenceIndicator) | left-to-right | | 18 | /, // | left-to-right | | 19 | [ ], ( ), {} | left-to-right |
B Type Promotion and Operator Mapping
B.1 Type Promotion[Definition:] Under certain circumstances, an atomic value can be promoted from
one type to another. Type promotion is used in evaluating function calls (see 3.1.5 Function Calls), order by clauses (see 3.8.3 Order By and Return Clauses), and operators that accept numeric or string operands (see B.2 Operator Mapping). The following type promotions are permitted: - Numeric type promotion:
- A value of type
xs:float (or any type
derived by restriction from xs:float) can be promoted to
the type xs:double. The result is the
xs:double value that is the same as the original
value. - A value of type
xs:decimal (or any type derived
by restriction from xs:decimal) can be promoted to either
of the types xs:float or xs:double. The
result of this promotion is created by casting the original value to
the required type. This kind of promotion may cause loss of
precision.
- URI type promotion: A value of type
xs:anyURI (or any type derived by restriction from xs:anyURI) can be promoted to the type xs:string. The result of this promotion is created by casting the original value to the type xs:string.Note: Since xs:anyURI values can be promoted to xs:string, functions and operators that compare strings using the ·default collation· also compare xs:anyURI values using the ·default collation·. This ensures that orderings that include strings, xs:anyURI values, or any combination of the two types are consistent and well-defined.
Note that ·type promotion· is different from ·subtype substitution·. For example: - A function that expects a parameter
$p of type xs:float can be invoked with a value of type xs:decimal. This is an example of ·type promotion·. The value is actually converted to the expected type. Within the body of the function, $p instance of xs:decimal returns false. - A function that expects a parameter
$p of type xs:decimal can be invoked with a value of type xs:integer. This is an example of ·subtype substitution·. The value retains its original type. Within the body of the function, $p instance of xs:integer returns true.
B.2 Operator Mapping
The operator mapping tables in this section list the
combinations of types for which the various operators of XQuery
are defined. [Definition:] For each operator and valid combination of operand types, the operator mapping tables specify a result type and an operator function that implements the semantics of the operator for the given types. The definitions of the operator functions are given in [XQuery 1.0 and XPath 2.0 Functions and Operators]. The result of an operator may be the raising of an error by its operator function, as defined in [XQuery 1.0 and XPath 2.0 Functions and Operators]. In some cases, the operator function does not implement the full semantics of
a given operator. For the definition of each operator (including its
behavior for empty sequences or sequences of length greater than one),
see the descriptive material in the main part of this
document. The and and
or operators are defined directly in the main body of
this document, and do not occur in the operator mapping tables. Any operator listed in the operator mapping tables may be validly
applied to an operand of type AT if the table calls for
an operand of type ET and
type-matches(ET, AT) is
true (see 2.5.4 SequenceType Matching). For
example, a table entry indicates that the gt operator may
be applied to two xs:date operands, returning
xs:boolean. Therefore, the gt operator may
also be applied to two (possibly different) subtypes of
xs:date, also returning xs:boolean. [Definition:] When referring to a type, the term numeric denotes the types
xs:integer, xs:decimal,
xs:float, and xs:double. An operator whose
operands and result are designated as ·numeric· might be
thought of as representing four operators, one for each of the numeric
types. For example, the numeric + operator might be
thought of as representing the following four operators: | Operator | First operand type | Second operand type | Result type | + | xs:integer | xs:integer | xs:integer | + | xs:decimal | xs:decimal | xs:decimal | + | xs:float | xs:float | xs:float | + | xs:double | xs:double | xs:double |
A numeric operator may be validly applied to an operand of type AT if type-matches(ET, AT) is true where ET is any of the four numeric types. If the result type of an operator is listed as numeric, it means "the first type in the ordered list (xs:integer, xs:decimal, xs:float, xs:double) into which all operands can be converted by ·subtype substitution· and ·type promotion·." As an example, suppose that the type hatsize is derived from xs:integer and the type shoesize is derived from xs:float. Then if the + operator is invoked with operands of type hatsize and shoesize, it returns a result of type xs:float. Similarly, if + is invoked with two operands of type hatsize it returns a result of type xs:integer. [Definition:] In the operator mapping tables,
the term Gregorian refers to the types
xs:gYearMonth, xs:gYear,
xs:gMonthDay, xs:gDay, and
xs:gMonth. For binary operators that accept two
Gregorian-type operands, both operands must have the same type (for
example, if one operand is of type xs:gDay, the other
operand must be of type xs:gDay.) Binary Operators| Operator | Type(A) | Type(B) | Function | Result type |
|---|
| A + B | numeric | numeric | op:numeric-add(A, B) | numeric | | A + B | xs:date | xdt:yearMonthDuration | op:add-yearMonthDuration-to-date(A, B) | xs:date | | A + B | xdt:yearMonthDuration | xs:date | op:add-yearMonthDuration-to-date(B, A) | xs:date | | A + B | xs:date | xdt:dayTimeDuration | op:add-dayTimeDuration-to-date(A, B) | xs:date | | A + B | xdt:dayTimeDuration | xs:date | op:add-dayTimeDuration-to-date(B, A) | xs:date | | A + B | xs:time | xdt:dayTimeDuration | op:add-dayTimeDuration-to-time(A, B) | xs:time | | A + B | xdt:dayTimeDuration | xs:time | op:add-dayTimeDuration-to-time(B, A) | xs:time | | A + B | xs:dateTime | xdt:yearMonthDuration | op:add-yearMonthDuration-to-dateTime(A, B) | xs:dateTime | | A + B | xdt:yearMonthDuration | xs:dateTime | op:add-yearMonthDuration-to-dateTime(B, A) | xs:dateTime | | A + B | xs:dateTime | xdt:dayTimeDuration | op:add-dayTimeDuration-to-dateTime(A, B) | xs:dateTime | | A + B | xdt:dayTimeDuration | xs:dateTime | op:add-dayTimeDuration-to-dateTime(B, A) | xs:dateTime | | A + B | xdt:yearMonthDuration | xdt:yearMonthDuration | op:add-yearMonthDurations(A, B) | xdt:yearMonthDuration | | A + B | xdt:dayTimeDuration | xdt:dayTimeDuration | op:add-dayTimeDurations(A, B) | xdt:dayTimeDuration | | A - B | numeric | numeric | op:numeric-subtract(A, B) | numeric | | A - B | xs:date | xs:date | op:subtract-dates(A, B) | xdt:dayTimeDuration | | A - B | xs:date | xdt:yearMonthDuration | op:subtract-yearMonthDuration-from-date(A, B) | xs:date | | A - B | xs:date | xdt:dayTimeDuration | op:subtract-dayTimeDuration-from-date(A, B) | xs:date | | A - B | xs:time | xs:time | op:subtract-times(A, B) | xdt:dayTimeDuration | | A - B | xs:time | xdt:dayTimeDuration | op:subtract-dayTimeDuration-from-time(A, B) | xs:time | | A - B | xs:dateTime | xs:dateTime | op:subtract-dateTimes(A, B) | xdt:dayTimeDuration | | A - B | xs:dateTime | xdt:yearMonthDuration | op:subtract-yearMonthDuration-from-dateTime(A, B) | xs:dateTime | | A - B | xs:dateTime | xdt:dayTimeDuration | op:subtract-dayTimeDuration-from-dateTime(A, B) | xs:dateTime | | A - B | xdt:yearMonthDuration | xdt:yearMonthDuration | op:subtract-yearMonthDurations(A, B) | xdt:yearMonthDuration | | A - B | xdt:dayTimeDuration | xdt:dayTimeDuration | op:subtract-dayTimeDurations(A, B) | xdt:dayTimeDuration | | A * B | numeric | numeric | op:numeric-multiply(A, B) | numeric | | A * B | xdt:yearMonthDuration | numeric | op:multiply-yearMonthDuration(A, B) | xdt:yearMonthDuration | | A * B | numeric | xdt:yearMonthDuration | op:multiply-yearMonthDuration(B, A) | xdt:yearMonthDuration | | A * B | xdt:dayTimeDuration | numeric | op:multiply-dayTimeDuration(A, B) | xdt:dayTimeDuration | | A * B | numeric | xdt:dayTimeDuration | op:multiply-dayTimeDuration(B, A) | xdt:dayTimeDuration | | A idiv B | numeric | numeric | op:numeric-integer-divide(A, B) | xs:integer | | A div B | numeric | numeric | op:numeric-divide(A, B) | numeric; but xs:decimal if both operands are xs:integer | | A div B | xdt:yearMonthDuration | numeric | op:divide-yearMonthDuration(A, B) | xdt:yearMonthDuration | | A div B | xdt:dayTimeDuration | numeric | op:divide-dayTimeDuration(A, B) | xdt:dayTimeDuration | | A div B | xdt:yearMonthDuration | xdt:yearMonthDuration | op:divide-yearMonthDuration-by-yearMonthDuration (A, B) | xs:decimal | | A div B | xdt:dayTimeDuration | xdt:dayTimeDuration | op:divide-dayTimeDuration-by-dayTimeDuration (A, B) | xs:decimal | | A mod B | numeric | numeric | op:numeric-mod(A, B) | numeric | | A eq B | numeric | numeric | op:numeric-equal(A, B) | xs:boolean | | A eq B | xs:boolean | xs:boolean | op:boolean-equal(A, B) | xs:boolean | | A eq B | xs:string | xs:string | op:numeric-equal(fn:compare(A, B), 0) | xs:boolean | | A eq B | xs:date | xs:date | op:date-equal(A, B) | xs:boolean | | A eq B | xs:time | xs:time | op:time-equal(A, B) | xs:boolean | | A eq B | xs:dateTime | xs:dateTime | op:datetime-equal(A, B) | xs:boolean | | A eq B | xdt:yearMonthDuration | xdt:yearMonthDuration | op:yearMonthDuration-equal(A, B) | xs:boolean | | A eq B | xdt:dayTimeDuration | xdt:dayTimeDuration | op:dayTimeDuration-equal(A, B) | xs:boolean | | A eq B | xs:duration | xs:duration | op:duration-equal(A, B) | xs:boolean | | A eq B | Gregorian | Gregorian | op:gYear-equal(A, B) etc. | xs:boolean | | A eq B | xs:hexBinary | xs:hexBinary | op:hex-binary-equal(A, B) | xs:boolean | | A eq B | xs:base64Binary | xs:base64Binary | op:base64-binary-equal(A, B) | xs:boolean | | A eq B | xs:anyURI | xs:anyURI | op:numeric-equal(fn:compare(A, B), 0) | xs:boolean | | A eq B | xs:QName | xs:QName | op:QName-equal(A, B) | xs:boolean | | A eq B | xs:NOTATION | xs:NOTATION | op:NOTATION-equal(A, B) | xs:boolean | | A ne B | numeric | numeric | fn:not(op:numeric-equal(A, B)) | xs:boolean | | A ne B | xs:boolean | xs:boolean | fn:not(op:boolean-equal(A, B)) | xs:boolean | | A ne B | xs:string | xs:string | fn:not(op:numeric-equal(fn:compare(A, B), 0)) | xs:boolean | | A ne B | xs:date | xs:date | fn:not(op:date-equal(A, B)) | xs:boolean | | A ne B | xs:time | xs:time | fn:not(op:time-equal(A, B)) | xs:boolean | | A ne B | xs:dateTime | xs:dateTime | fn:not(op:datetime-equal(A, B)) | xs:boolean | | A ne B | xdt:yearMonthDuration | xdt:yearMonthDuration | fn:not(op:yearMonthDuration-equal(A, B)) | xs:boolean | | A ne B | xdt:dayTimeDuration | xdt:dayTimeDuration | fn:not(op:dayTimeDuration-equal(A, B) | xs:boolean | | A ne B | xs:duration | xs:duration | fn:not(op:duration-equal(A, B)) | xs:boolean | | A ne B | Gregorian | Gregorian | fn:not(op:gYear-equal(A, B)) etc. | xs:boolean | | A ne B | xs:hexBinary | xs:hexBinary | fn:not(op:hex-binary-equal(A, B)) | xs:boolean | | A ne B | xs:base64Binary | xs:base64Binary | fn:not(op:base64-binary-equal(A, B)) | xs:boolean | | A ne B | xs:anyURI | xs:anyURI | fn:not(op:numeric-equal(fn:compare(A, B), 0)) | xs:boolean | | A ne B | xs:QName | xs:QName | fn:not(op:QName-equal(A, B)) | xs:boolean | | A ne B | xs:NOTATION | xs:NOTATION | fn:not(op:NOTATION-equal(A, B)) | xs:boolean | | A gt B | numeric | numeric | op:numeric-greater-than(A, B) | xs:boolean | | A gt B | xs:boolean | xs:boolean | op:boolean-greater-than(A, B) | xs:boolean | | A gt B | xs:string | xs:string | op:numeric-greater-than(fn:compare(A, B), 0) | xs:boolean | | A gt B | xs:date | xs:date | op:date-greater-than(A, B) | xs:boolean | | A gt B | xs:time | xs:time | op:time-greater-than(A, B) | xs:boolean | | A gt B | xs:dateTime | xs:dateTime | op:datetime-greater-than(A, B) | xs:boolean | | A gt B | xdt:yearMonthDuration | xdt:yearMonthDuration | op:yearMonthDuration-greater-than(A, B) | xs:boolean | | A gt B | xdt:dayTimeDuration | xdt:dayTimeDuration | op:dayTimeDuration-greater-than(A, B) | xs:boolean | | A lt B | numeric | numeric | op:numeric-less-than(A, B) | xs:boolean | | A lt B | xs:boolean | xs:boolean | op:boolean-less-than(A, B) | xs:boolean | | A lt B | xs:string | xs:string | op:numeric-less-than(fn:compare(A, B), 0) | xs:boolean | | A lt B | xs:date | xs:date | op:date-less-than(A, B) | xs:boolean | | A lt B | xs:time | xs:time | op:time-less-than(A, B) | xs:boolean | | A lt B | xs:dateTime | xs:dateTime | op:datetime-less-than(A, B) | xs:boolean | | A lt B | xdt:yearMonthDuration | xdt:yearMonthDuration | op:yearMonthDuration-less-than(A, B) | xs:boolean | | A lt B | xdt:dayTimeDuration | xdt:dayTimeDuration | op:dayTimeDuration-less-than(A, B) | xs:boolean | | A ge B | numeric | numeric | op:numeric-greater-than(A, B) or op:numeric-equal(A, B) | xs:boolean | | A ge B | xs:boolean | xs:boolean | fn:not(op:boolean-less-than(A, B)) | xs:boolean | | A ge B | xs:string | xs:string | op:numeric-greater-than(fn:compare(A, B), -1) | xs:boolean | | A ge B | xs:date | xs:date | fn:not(op:date-less-than(A, B)) | xs:boolean | | A ge B | xs:time | xs:time | fn:not(op:time-less-than(A, B)) | xs:boolean | | A ge B | xs:dateTime | xs:dateTime | fn:not(op:datetime-less-than(A, B)) | xs:boolean | | A ge B | xdt:yearMonthDuration | xdt:yearMonthDuration | fn:not(op:yearMonthDuration-less-than(A, B)) | xs:boolean | | A ge B | xdt:dayTimeDuration | xdt:dayTimeDuration | fn:not(op:dayTimeDuration-less-than(A, B)) | xs:boolean | | A le B | numeric | numeric | op:numeric-less-than(A, B) or op:numeric-equal(A, B) | xs:boolean | | A le B | xs:boolean | xs:boolean | fn:not(op:boolean-greater-than(A, B)) | xs:boolean | | A le B | xs:string | xs:string | op:numeric-less-than(fn:compare(A, B), 1) | xs:boolean | | A le B | xs:date | xs:date | fn:not(op:date-greater-than(A, B)) | xs:boolean | | A le B | xs:time | xs:time | fn:not(op:time-greater-than(A, B)) | xs:boolean | | A le B | xs:dateTime | xs:dateTime | fn:not(op:datetime-greater-than(A, B)) | xs:boolean | | A le B | xdt:yearMonthDuration | xdt:yearMonthDuration | fn:not(op:yearMonthDuration-greater-than(A, B)) | xs:boolean | | A le B | xdt:dayTimeDuration | xdt:dayTimeDuration | fn:not(op:dayTimeDuration-greater-than(A, B)) | xs:boolean | | A is B | node() | node() | op:is-same-node(A, B) | xs:boolean | | A << B | node() | node() | op:node-before(A, B) | xs:boolean | | A >> B | node() | node() | op:node-after(A, B) | xs:boolean | | A union B | node()* | node()* | op:union(A, B) | node()* | | A | B | node()* | node()* | op:union(A, B) | node()* | | A intersect B | node()* | node()* | op:intersect(A, B) | node()* | | A except B | node()* | node()* | op:except(A, B) | node()* | | A to B | xs:integer | xs:integer | op:to(A, B) | xs:integer* | | A , B | item()* | item()* | op:concatenate(A, B) | item()* | Unary Operators| Operator | Operand type | Function | Result type |
|---|
| + A | numeric | op:numeric-unary-plus(A) | numeric | | - A | numeric | op:numeric-unary-minus(A) | numeric |
C Context ComponentsThe tables in this section describe how values are assigned to the various components of the static context and dynamic context, and to the parameters that control the serialization process.
C.1 Static Context ComponentsThe following table describes the components of the static context. The following aspects of each component are described: - Default initial value: This is the initial value of the component if it is not overridden or augmented by the implementation or by a query.
- Can be overwritten or augmented by implementation: Indicates whether an XQuery implementation is allowed to replace the default initial value of the component by a different, ·implementation-defined· value and/or to augment the default initial value by additional ·implementation-defined· values.
- Can be overwritten or augmented by a query: Indicates whether a query is allowed to replace and/or augment the initial value provided by default or by the implementation. If so, indicates how this is accomplished (for example, by a declaration in the prolog).
- Scope: Indicates where the component is applicable. "Global" indicates that the component applies globally, throughout all the modules used in a query. "Module" indicates that the component applies throughout a ·module·. "Lexical" indicates that the component applies within the expression in which it is defined (equivalent to "module" if the component is declared in a ·Prolog·.)
- Consistency Rules: Indicates rules that must be observed in assigning values to the component. Additional consistency rules may be found in 2.2.5 Consistency Constraints.
Static Context Components| Component | Default initial value | Can be overwritten or augmented by implementation? | Can be overwritten or augmented by a query? | Scope | Consistency rules |
|---|
| XPath 1.0 Compatibility Mode | false | no | no | global | Must be false. | | Statically known namespaces | fn, xml, xs, xsi, xdt, local | overwriteable and augmentable (except for xml) | overwriteable and augmentable by prolog or element constructor | lexical | Only one namespace can be assigned to a given prefix
per lexical scope. | | Default element/type namespace | no namespace | overwriteable | overwriteable by prolog or element constructor | lexical | Only one default namespace per lexical scope. | | Default function namespace | fn | overwriteable (not recommended) | overwriteable by prolog | module | None. | | In-scope schema types | built-in types in xs, xdt | augmentable | augmentable by schema import in prolog | module | Only one definition per global or local type. | | In-scope element declarations | none | augmentable | augmentable by schema import in prolog | module | Only one definition per global or local element name. | | In-scope attribute declarations | none | augmentable | augmentable by schema import in prolog | module | Only one definition per global or local attribute name. | | In-scope variables | none | augmentable | overwriteable and augmentable by prolog and by variable-binding expressions | lexical | Only one definition per variable per lexical scope. | | Context item static type | none (raises error on access) | overwriteable | not explicitly, but can be influenced by expressions | lexical | None. | | Function signatures | functions in fn namespace, and constructors for built-in atomic types | augmentable | augmentable by module import and by function declaration in prolog | module | Each function must have a unique expanded QName and number of arguments. | | Statically known collations | only the default collation | augmentable | no | module | Each URI uniquely identifies a collation. | | Default collation | Unicode codepoint collation | overwriteable | overwriteable by prolog | module | None. | | Construction mode | preserve | overwriteable | overwriteable by prolog | module | Value must be preserve or strip. | | Ordering mode | ordered | overwriteable | overwriteable by prolog or expression | lexical | Value must be ordered or unordered. | | Default order for empty sequences | implementation-defined | overwriteable | overwriteable by prolog | module | Value must be greatest or least. | | Boundary-space policy | strip | overwriteable | overwriteable by prolog | module | Value must be preserve or strip. | | Copy-namespaces mode | inherit, preserve | overwriteable | overwriteable by prolog | module | Value consists of inherit or no-inherit, and preserve or no-preserve. | | Base URI | none | overwriteable | overwriteable by prolog | module | Value must be a valid lexical representation of the type xs:anyURI. | | Statically known documents | none | augmentable | no | module | None. | | Statically known collections | none | augmentable | no | module | None. | | Statically known default collection type | node()* | overwriteable | no | module | None. |
C.2 Dynamic Context Components
The following table describes the components of the dynamic context. The following aspects of each component are described: - Default initial value: This is the initial value of the component if it is not overridden or augmented by the implementation or by a query.
- Can be overwritten or augmented by implementation: Indicates whether an XQuery implementation is allowed to replace the default initial value of the component by a different ·implementation-defined· value and/or to augment the default initial value by additional ·implementation-defined· values.
- Can be overwritten or augmented by a query: Indicates whether a query is allowed to replace and/or augment the initial value provided by default or by the implementation. If so, indicates how this is accomplished.
- Scope: Indicates where the component is applicable. "Global" indicates that the component applies globally, throughout all the modules used in a query, and remains constant during evaluation of a query. "Dynamic" indicates that evalation of an expression may influence the value of the component for that expression and for nested expressions.
- Consistency Rules: Indicates rules that must be observed in assigning values to the component. Additional consistency rules may be found in 2.2.5 Consistency Constraints.
Dynamic Context Components| Component | Default initial value | Can be overwritten or augmented by implementation? | Can be overwritten or augmented by a query? | Scope | Consistency rules |
|---|
| Context item | none | overwriteable | overwritten during evaluation of path expressions and predicates | dynamic | None | | Context position | none | overwriteable | overwritten during evaluation of path expressions and predicates | dynamic | If context item is defined, context position must be >0 and <= context size; else context position is undefined. | | Context size | none | overwriteable | overwritten during evaluation of path expressions and predicates | dynamic | If context item is defined, context size must be >0; else context size is undefined. | | Variable values | none | augmentable | overwriteable and augmentable by prolog and by variable-binding expressions | dynamic | Names and values must be consistent with in-scope variables. | | Function implementations | functions in fn namespace, and constructors for built-in atomic types | augmentable | augmentable by module import and by function declaration in prolog | global | Must be consistent with function signatures | | Current dateTime | none | must be initialized by implementation | no | global | Must include a timezone. Remains constant during evaluation of a query. | | Implicit timezone | none | must be initialized by implementation | no | global | Remains constant during evaluation of a query. | | Available documents | none | must be initialized by implementation | no | global | None | | Available collections | none | must be initialized by implementation | no | global | None | | Default collection | none | overwriteable | no | global | None |
C.3 Serialization Parameters
The following table specifies default values for the parameters that control the process of serializing an ·XDM instance· into XML notation (method = "xml"). The meanings of the various parameters are defined in [XSLT 2.0 and XQuery 1.0 Serialization]. For each parameter, an XQuery implementation may (but is not required to) provide a means whereby a user can override the default value. Serialization Parameters| Parameter | Default Value |
|---|
| byte-order-mark | implementation-defined | | cdata-section-elements | empty | | doctype-public | (none) | | doctype-system | (none) | | encoding | implementation-defined choice between "utf-8" and "utf-16" | | escape-uri-attributes | (not applicable when method = xml) | | include-content-type | (not applicable when method = xml) | | indent | no | | media-type | implementation-defined | | method | xml | | normalization-form | implementation-defined | | omit-xml-declaration | implementation-defined | | standalone | implementation-defined | | undeclare-prefixes | no | | use-character-maps | empty | | version | implementation-defined |
D Implementation-Defined ItemsThe following items in this specification are ·implementation-defined·: - The version of Unicode that is used to construct expressions.
- The ·statically-known collations·.
- The ·implicit timezone·.
- The circumstances in which ·warnings· are raised, and the ways in which warnings are handled.
- The method by which errors are reported to the external processing environment.
- Whether the implementation is based on the rules of [XML 1.0] and [XML Names] or the rules of [XML 1.1] and [XML Names 1.1]. One of these sets of rules must be applied consistently by all aspects of the implementation.
- Any components of the ·static context· or ·dynamic context· that are overwritten or augmented by the implementation.
- Which of the ·optional axes· are supported by the implementation, if the ·Full-Axis Feature· is not supported.
- The default handling of empty sequences returned by an ordering key (sortspec) in an
order by clause (empty least or empty greatest). - The names and semantics of any ·extension expressions· (·pragmas·) recognized by the implementation.
- The names and semantics of any ·option declarations· recognized by the implementation.
- Protocols (if any) by which parameters can be passed to an external function, and the result of the function can returned to the invoking query.
- The process by which the specific modules to be imported by a
·module import· are identified, if the ·Module Feature· is supported (includes processing of location hints, if any.)
- Any ·static typing extensions· supported by the implementation, if the ·Static Typing Feature· is supported.
- The means by which serialization is invoked, if the ·Serialization Feature· is supported.
- The default values for the
byte-order-mark, encoding, media-type, normalization-form, omit-xml-declaration, standalone, and version parameters, if the ·Serialization Feature· is supported. - Limits on ranges of values for various data types, as enumerated in 5.3 Data Model Conformance.
E References
E.1 Normative References- ISO/IEC 10646
- ISO (International Organization for Standardization). ISO/IEC 10646:2003. Information technology—Universal Multiple-Octet Coded Character Set (UCS), as, from time to time, amended, replaced by a new edition, or expanded by the addition of new parts. [Geneva]: International Organization for Standardization. (See http://www.iso.ch for the latest version.)
- RFC 2119
- S. Bradner. Key Words for use in RFCs to Indicate Requirement Levels. IETF RFC 2119. See http://www.ietf.org/rfc/rfc2119.txt.
- RFC2396
- T. Berners-Lee, R. Fielding, and
L. Masinter. Uniform Resource Identifiers (URI): Generic
Syntax. IETF RFC 2396. See http://www.ietf.org/rfc/rfc2396.txt.
- RFC3986
- T. Berners-Lee, R. Fielding, and
L. Masinter. Uniform Resource Identifiers (URI): Generic
Syntax. IETF RFC 3986. See http://www.ietf.org/rfc/rfc3986.txt.
- RFC3987
- M. Duerst and M. Suignard. Internationalized Resource Identifiers (IRIs). IETF RFC 3987. See http://www.ietf.org/rfc/rfc3987.txt.
- Unicode
- The Unicode Consortium. The Unicode Standard Reading, Mass.: Addison-Wesley, 2003, as updated from time to time by the publication of new versions. See http://www.unicode.org/unicode/standard/versions for the latest version and additional information on versions of the standard and of the Unicode Character Database. The version of Unicode to be used is ·implementation-defined·, but implementations are recommended to use the latest Unicode version.
- XML 1.0
- World Wide Web Consortium.
Extensible Markup Language (XML) 1.0. (Third Edition)
W3C Recommendation.
See http://www.w3.org/TR/REC-xml
- XML 1.1
- World Wide Web Consortium.
Extensible Markup Language (XML) 1.1.
W3C Recommendation.
See http://www.w3.org/TR/xml11/
- XML ID
- World Wide Web Consortium. xml:id Version 1.0. W3C Proposed Recommendation. See http://www.w3.org/TR/xml-id/
- XML Names
- World Wide Web
Consortium. Namespaces in XML. W3C Recommendation. See
http://www.w3.org/TR/REC-xml-names/
- XML Names 1.1
- World Wide Web
Consortium. Namespaces in XML 1.1. W3C Recommendation. See
http://www.w3.org/TR/xml-names11/
- XML Schema
- World Wide Web
Consortium. XML Schema, Parts 0, 1, and 2. W3C Recommendation, 2 May
2001. See http://www.w3.org/TR/2001/REC-xmlschema-0-20010502/, http://www.w3.org/TR/2001/REC-xmlschema-1-20010502/, and http://www.w3.org/TR/2001/REC-xmlschema-2-20010502/.
- XQuery 1.0 and XPath 2.0 Formal Semantics
- World
Wide Web Consortium. XQuery 1.0 and XPath 2.0 Formal Semantics. W3C Working Draft,
03 Nov. 2005. See http://www.w3.org/TR/xquery-semantics/.
- XQuery 1.0 and XPath 2.0 Functions and Operators
- World Wide Web Consortium. XQuery 1.0 and XPath 2.0 Functions and
Operators W3C Working Draft, 03 Nov. 2005. See http://www.w3.org/TR/xpath-functions/.
- XQuery/XPath Data Model (XDM)
- World Wide Web Consortium. XQuery 1.0 and XPath
2.0 Data Model (XDM). W3C Working Draft, 03 Nov. 2005. See http://www.w3.org/TR/xpath-datamodel/.
- XSLT 2.0 and XQuery 1.0 Serialization
- World
Wide Web Consortium.
XSLT 2.0 and XQuery 1.0 Serialization.
W3C Working Draft, 03 Nov. 2005.
See http://www.w3.org/TR/xslt-xquery-serialization/.
E.2 Non-normative References
- Document Object Model
- World Wide Web Consortium. Document Object Model (DOM) Level 3 Core Specification. W3C Recommendation, April 7, 2004. See http://www.w3.org/TR/2004/REC-DOM-Level-3-Core-20040407/.
- ODMG
- Rick Cattell et al. The
Object Database Standard: ODMG-93, Release 1.2. Morgan Kaufmann
Publishers, San Francisco, 1996.
- Quilt
- Don Chamberlin,
Jonathan Robie, and Daniela Florescu. Quilt: an XML Query Language for
Heterogeneous Data Sources. In Lecture Notes in Computer
Science, Springer-Verlag, Dec. 2000. Also available at http://www.almaden.ibm.com/cs/people/chamberlin/quilt_lncs.pdf.
See also http://www.almaden.ibm.com/cs/people/chamberlin/quilt.html.
- SQL
- International Organization for
Standardization (ISO). Information Technology-Database Language
SQL. Standard No. ISO/IEC 9075:2003. (Available from American
National Standards Institute, New York, NY 10036, (212)
642-4900.)
- Uniform Resource Locators (URL)
- Internet Engineering Task Force (IETF). Uniform Resource Locators (URL). Request For Comment No. 1738, Dec. 1994. See http://www.ietf.org/rfc/rfc1738.txt.
- XML 1.1 and Schema 1.0
- World Wide
Web Consortium. Processing XML 1.0 Documents with XML Schema 1.0 Processors. W3C Working Group Note, 11 May 2005. See http://www.w3.org/TR/xml11schema10/.
- XML Infoset
- World Wide Web
Consortium. XML Information Set. W3C Recommendation 24 October 2001. See
http://www.w3.org/TR/xml-infoset/
- XML Query 1.0 Requirements
- World Wide
Web Consortium. XML Query 1.0 Requirements. W3C Working Draft,
14 Nov 2003. See http://www.w3.org/TR/xquery-requirements/.
- XML Query Use Cases
- World Wide
Web Consortium. XML Query Use Cases. W3C Working Draft, 15 Sep. 2005. See http://www.w3.org/TR/xquery-use-cases/.
- XML-QL
- Alin Deutsch, Mary Fernandez, Daniela
Florescu, Alon Levy, and Dan Suciu. A Query Language for XML. See http://www.research.att.com/~mff/files/final.html
- XPath 1.0
- World Wide Web Consortium. XML Path
Language (XPath) Version 1.0. W3C Recommendation, Nov. 16, 1999. See
http://www.w3.org/TR/xpath.html
- XPath 2.0
- World Wide Web Consortium. XML Path
Language (XPath) Version 2.0. W3C Working Draft, 03 Nov. 2005. See
http://www.w3.org/TR/xpath20/.
- XPointer
- World Wide Web Consortium. XML
Pointer Language (XPointer). W3C Last Call Working Draft 8 January 2001. See http://www.w3.org/TR/WD-xptr
- XQL
- J. Robie, J. Lapp, D. Schach. XML
Query Language (XQL). See http://www.w3.org/TandS/QL/QL98/pp/xql.html.
- XQueryX 1.0
-
World Wide Web Consortium. XQueryX, Version
1.0. W3C Working Draft, 03 Nov. 2005. See http://www.w3.org/TR/xqueryx.
- XSLT 2.0
- World Wide Web Consortium. XSL
Transformations (XSLT) 2.0. W3C Working Draft, 03 Nov. 2005. See http://www.w3.org/TR/xslt20/
F Error Conditions- err:XPST0001
It is a ·static error·
if analysis of an
expression relies on some component of the ·static context· that has not been
assigned a value. - err:XPDY0002
It is a ·dynamic error·
if evaluation of an expression relies on some part of the ·dynamic
context· that has not been assigned a value. - err:XPST0003
It is a ·static error· if an expression
is not a valid instance of the grammar defined in A.1 EBNF. - err:XPTY0004
It is a ·type error·
if, during the ·static analysis phase·, an expression is found to have a ·static type· that is not appropriate
for the context in which the expression occurs, or during the ·dynamic evaluation
phase·, the ·dynamic type· of a value does not match a required type as
specified by the matching rules in 2.5.4 SequenceType Matching. - err:XPST0005
During the analysis phase,
it is a ·static error·
if the ·static type· assigned to an
expression other than the expression () or data(()) is empty-sequence(). - err:XPTY0006
(Not currently used.) - err:XPTY0007
(Not currently used.) - err:XPST0008
It is a ·static error· if
an expression refers to an element name, attribute name, schema type name, namespace prefix,
or variable name that is not defined in the
·static context·, except within an ElementTest or an AttributeTest. - err:XQST0009
An implementation that does not support the Schema Import Feature must raise a ·static error· if
a Prolog contains a schema import. - err:XPST0010
An implementation must raise a ·static error· if
it encounters a reference to an axis that it does not support. - err:XQST0012
It is a ·static error· if the set of
definitions contained in all schemas imported by a Prolog do not satisfy the
conditions for schema validity specified in Sections 3 and 5 of
[XML Schema] Part 1--i.e., each definition must
be valid, complete, and unique. - err:XQST0013
It is a ·static error·
if an implementation recognizes a pragma but
determines that its content is invalid. - err:XQST0014
(Not currently used.) - err:XQST0015
(Not currently used.) - err:XQST0016
An implementation that does not support the Module Feature raises a ·static
error· if it encounters a ·module declaration· or a ·module import·. - err:XPST0017
It is a ·static error·
if the expanded QName and number of arguments in a function call do
not match the name and arity of a ·function signature· in
the ·static context·. - err:XPTY0018
It is a ·type error· if
the result of the last step in a path expression contains both nodes and atomic values. - err:XPTY0019
It is a ·type error· if
the result of a step (other than the last step) in a path expression contains an atomic value. - err:XPTY0020
It is a ·type error· if,
in an axis step, the context item is not a node. - err:XPDY0021
(Not currently used.) - err:XQST0022
It is a ·static error·
if the value of a ·namespace declaration
attribute· is not a URILiteral.
- err:XQTY0023
(Not currently used.) - err:XQTY0024
It is a ·type error·
if the content sequence in an element constructor contains an attribute
node following a node that is not an attribute node. - err:XQDY0025
It is a ·dynamic
error·
if any attribute of a constructed element
does not have a name that is distinct from the names of all other attributes of the constructed element. - err:XQDY0026
It is a ·dynamic
error· if the result of the content expression of a computed processing instruction constructor contains the string "?>". - err:XQDY0027
In a validate expression,
it is a ·dynamic error· if
the root element information item in the PSVI resulting from validation does not have the expected validity property: valid if validation mode is strict, or either valid or notKnown if validation mode is lax. - err:XQTY0028
(Not currently used.) - err:XQDY0029
(Not currently used.) - err:XQTY0030
It is a ·type error·
if the argument of a validate expression does not
evaluate to exactly one document or element node.
- err:XQST0031
It is a ·static error·
if the version number specified in a version declaration is not
supported by the implementation.
- err:XQST0032
A ·static error· is raised
if a Prolog contains more than one ·base URI declaration·. - err:XQST0033
It is a ·static error·
if a Prolog contains multiple declarations for the same
namespace prefix.
- err:XQST0034
It is a ·static error·
if multiple functions declared or imported by a ·module· have the same expanded QName and the same number of arguments. - err:XQST0035
It is a ·static error· to import two schema components that both define the same
name in the same symbol space and in the same scope. - err:XQST0036
It is a ·static
error· to import a module if the importing module's
·in-scope schema types· do not include definitions for
the schema type names that appear in variable declarations, function
parameters, or function returns found in the imported module. - err:XQST0037
(Not currently used.) - err:XQST0038
It is a ·static
error·
if a Prolog contains more than one ·default
collation declaration·, or the value specified by a default collation declaration is not present in ·statically known collations·. - err:XQST0039
It is a ·static error· for a
function declaration to have more than one parameter with the same name.
- err:XQST0040
It is a ·static error· if the attributes specified by a direct element constructor do not have distinct expanded QNames. - err:XQDY0041
It is a ·dynamic error·
if the value of the name expression in a computed processing instruction constructor cannot be cast to the type xs:NCName. - err:XQST0042
(Not currently used.) - err:XQST0043
(Not currently used.) - err:XQDY0044
It is a ·dynamic error·
if the node-name property of the node constructed by a computed attribute constructor is in the namespace http://www.w3.org/2000/xmlns/ (corresponding to namespace prefix xmlns), or is in no namespace and has local name xmlns. - err:XQST0045
It is a ·static error·
if the function name in a function declaration is in one of the following namespaces: http://www.w3.org/XML/1998/namespace, http://www.w3.org/2001/XMLSchema, http://www.w3.org/2001/XMLSchema-instance, http://www.w3.org/2005/xpath-functions, http://www.w3.org/2005/xpath-datatypes. - err:XQST0046
An implementation ·MAY· raise a ·static error· if the value of a URILiteral is of nonzero length and is not in the lexical
space of xs:anyURI, or if it is a string that represents a "relative reference" as
defined in [RFC3986]. - err:XQST0047
It is a ·static error·
if multiple module imports in the same Prolog specify the same target namespace. - err:XQST0048
It is a ·static error·
if a function or variable declared in a library module is not in the target namespace of the library module. - err:XQST0049
It is a ·static error·
if more than one variable declared or imported by a ·module· has the same expanded QName. - err:XPDY0050
It is a ·dynamic error·
if the ·dynamic type· of the operand of a treat expression does not match the ·sequence type· specified by the treat expression. This error might also be raised by a path expression beginning with "/" or "//" if the context node is not in a tree that is rooted at a document node. This is because a leading "/" or "//" in a path expression is an abbreviation for an initial step that includes the clause treat as document-node(). - err:XPST0051
It is a ·static error·
if a QName that is used as an AtomicType in a SequenceType is not defined in the ·in-scope schema types· as an atomic type. - err:XQDY0052
(Not currently used.) - err:XQST0053
(Not currently used.) - err:XQST0054
It is a ·static error·
if the ·initializing expression· in a variable declaration cannot be executed because of a circularity (for example, the expression depends on a function that in turn depends on the value of the initialized variable). - err:XQST0055
It is a ·static error· if a Prolog contains more than one ·copy-namespaces declaration·. - err:XQST0056
(Not currently used.) - err:XQST0057
It is a ·static error·
if a schema import binds a namespace prefix but does not specify a target namespace other than a zero-length string. - err:XQST0058
It is a ·static error·
if multiple schema imports specify the same target namespace. - err:XQST0059
It is a ·static error·
if an implementation is unable to process a schema or module import by finding a schema or module with the specified target namespace. - err:XQST0060
It is a ·static error· if the name of a function in a function declaration is not in a namespace (expanded QName has a null namespace URI). - err:XQDY0061
It is a ·dynamic error·
if the operand of a validate expression is a document node whose children do not consist of exactly one element node and zero or more comment and processing instruction nodes, in any order. - err:XQDY0062
(Not currently used.) - err:XQST0063
(Not currently used.) - err:XQDY0064
It is a ·dynamic error·
if the value of the name expression in a computed processing instruction constructor is equal to "XML" (in any combination of upper and lower case). - err:XQST0065
A ·static error· is raised
if a Prolog contains more than one ·ordering mode declaration·. - err:XQST0066
A ·static error· is raised
if a Prolog contains more than one default element/type namespace declaration, or more than one default function namespace declaration.
- err:XQST0067
A ·static error· is raised
if a Prolog contains more than one ·construction declaration·. - err:XQST0068
A ·static error· is raised
if a Prolog contains more than one ·boundary-space declaration·. - err:XQST0069
A ·static error· is raised
if a Prolog contains more than one ·empty order declaration·. - err:XQST0070
A ·static error· is raised
if the predefined namespace prefix xml or xmlns is redeclared by a namespace declaration or namespace declaration attribute, or if another namespace prefix is bound to the namespace URI associated with the prefix xml. - err:XQST0071
A ·static error· is raised
if the namespace declaration attributes of a direct element constructor do not have distinct names. - err:XQDY0072
It is a ·dynamic
error· if the result of the content expression of a computed comment constructor contains two adjacent hyphens or ends with a hyphen. - err:XQST0073
It is a ·static error· if the graph of ·module imports· contains a cycle (that is, if there exists a sequence of modules M1 ... Mn such that each Mi imports Mi+1 and Mn imports M1), unless all the modules in the cycle share a common namespace. - err:XQDY0074
It is a ·dynamic error·
if the value of the name expression in a computed element or attribute constructor cannot be converted to an ·expanded QName· (for example, because it contains a namespace prefix not found in ·statically known namespaces·.) - err:XQST0075
An implementation that does not support the Validation Feature must raise a ·static error· if
it encounters a validate expression. - err:XQST0076
It is a ·static
error·
if a collation subclause in an order by clause of a FLWOR expression does not identify a collation that is present in ·statically known collations·. - err:XQST0077
(Not currently used.) - err:XQST0078
(Not currently used.) - err:XQST0079
It is a ·static
error·
if an extension expression contains neither a ·pragma· that is recognized by the implementation nor an expression enclosed in curly braces. - err:XPST0080
The target type of a cast or castable expression must be an atomic type that is in the ·in-scope schema types· and is not xs:NOTATION or xdt:anyAtomicType, optionally followed by the occurrence indicator "?"; otherwise a ·static
error· is raised. - err:XPST0081
It is a ·static
error·
if a QName used in a query contains a namespace prefix that cannot be expanded into a namespace URI by using the ·statically known namespaces·. - err:XQST0082
(Not currently used.) - err:XPST0083
It is a ·static
error·
if the target type of a cast expression or constructor function is xs:QName or a type derived from xs:QName or xs:NOTATION, and the argument of the cast expression or constructor function is not a string literal. - err:XQDY0084
It is a ·dynamic error·
if the element validated by a validate statement does not have a top-level element declaration in the ·in-scope element declarations·, if validation mode is strict. - err:XQST0085
It is a ·static
error·
if the namespace URI in a namespace declaration attribute is a zero-length string, and the implementation does not support [XML Names 1.1]. - err:XQTY0086
It is a ·type error·
if the typed value of a copied element or attribute node is ·namespace-sensitive· when ·construction mode· is preserve and ·copy-namespaces mode· is no-preserve. - err:XQST0087
It is a ·static
error·
if the encoding specified in a Version Declaration does not conform to the definition of EncName specified in [XML 1.0]. - err:XQST0088
It is a ·static
error·
if the literal that specifies the target namespace in a ·module import· is of zero length.
G The application/xquery Media TypeThis Appendix
specifies the media type for XQuery Version 1.0. XQuery is a language for querying over
collections of data from XML data sources, as specified in the main body of this document. This media type is being
submitted to the IESG (Internet Engineering Steering Group)
for review, approval, and registration with IANA (Internet Assigned Numbers
Authority.)
G.1 Introduction
This document, together with its normative references, defines the language XQuery Version 1.0. This Appendix
provides information about the application/xquery media type,
which is intended to be used for transmitting queries written in the
XQuery language. This document was prepared by members of the W3C XML Query Working
Group. Please send comments to public-qt-comments@w3.org,
a public mailing list with archives at
http://lists.w3.org/Archives/Public/public-qt-comments.
G.2 Registration of MIME Media Type application/xquery
MIME media type name: application MIME subtype name: xquery Required parameters: none Optional parameters: none The syntax of XQuery is expressed in Unicode but may be written
with any Unicode-compatible character encoding, including UTF-8 or
UTF-16, or transported as US-ASCII or Latin-1 with Unicode
characters outside the range of the given encoding represented using
an XML-style ෝ syntax.
G.2.1 Interoperability ConsiderationsNone known.
G.2.2 Applications Using this Media TypeThe public
XQuery Web page
lists more than two dozen implementations of the XQuery language,
both proprietary and open source. This new media type is being registered to allow for deployment
of XQuery on the World Wide Web.
G.2.3 File ExtensionsThe most common file extensions in use for XQuery are
.xq and .xquery. The appropriate Macintosh file type code is TEXT.
G.2.4 Intended UsageThe intended usage of this media type is for interchange
of XQuery expressions.
G.2.5 Author/Change ControllerXQuery was produced by, and is maintained by, the World Wide Web
Consortium's XML Query Working Group. The W3C has change
control over this specification.
G.3 Encoding Considerations
For use with transports that are not 8-bit clean, quoted-printable
encoding is recommended since the XQuery syntax itself uses the
US-ASCII-compatible subset of Unicode. An XQuery document may contain an ·encoding
declaration· as part of its ·version declaration·: xquery version "1.0" encoding "utf-8";
G.4 Recognizing XQuery Files
An XQuery file may have the string xquery version "V.V" near the
beginning of the document, where "V.V" is a version number.
Currently the version number, if present, must be "1.0".
G.5 Charset Default Rules
XQuery documents use the Unicode character set and, by default, the UTF-8 encoding.
G.6 Security Considerations
Queries written in XQuery may cause arbitrary URIs or IRIs to be
dereferenced. Therefore, the security issues of [RFC3987] Section 8 should be considered.
In addition, the contents of file: URIs can in some cases be
accessed, processed and returned as results. Furthermore, because the XQuery language permits extensions,
it is possible that application/xquery
may describe content that has
security implications beyond those described here. The XML Query Working group is working on a facility to
allow XQuery expressions to be used to create and update
persistent data. Untrusted queries should not be given write
access to data.
H Glossary (Non-Normative)
I Example Applications (Non-Normative)This section
contains examples of several important classes of queries that
can be expressed using XQuery. The applications described here include joins across
multiple data sources, grouping and aggregation, queries
based on sequential relationships, recursive transformations, and selection of distinct combinations of values.
I.1 JoinsJoins, which
combine data from multiple sources
into a single result, are a very
important type of query. In this
section we will illustrate how several
types of joins can be expressed in
XQuery. We will base our examples on
the following three documents: - A document named
parts.xml that
contains many
part elements;
each part
element in turn
contains
partno and
description
subelements. - A document named
suppliers.xml that
contains many
supplier
elements; each
supplier
element in turn
contains
suppno and
suppname
subelements. - A document named
catalog.xml that
contains information
about the
relationships between
suppliers and
parts. The catalog
document contains many
item elements,
each of which in turn
contains
partno,
suppno, and
price
subelements.
A conventional ("inner") join
returns information from two or more
related sources, as illustrated by the
following example, which combines
information from three documents. The example
generates a "descriptive
catalog" derived from the
catalog document, but
containing part descriptions
instead of part numbers and
supplier names instead of
supplier numbers. The
new catalog is ordered
alphabetically by
part description and
secondarily by supplier
name. <descriptive-catalog>
{
for $i in fn:doc("catalog.xml")/items/item,
$p in fn:doc("parts.xml")/parts/part[partno = $i/partno],
$s in fn:doc("suppliers.xml")/suppliers
/supplier[suppno = $i/suppno]
order by $p/description, $s/suppname
return
<item>
{
$p/description,
$s/suppname,
$i/price
}
</item>
}
</descriptive-catalog>The previous query returns
information only about parts that have
suppliers and suppliers that have
parts. An outer join is a join that
preserves information from one or more
of the participating sources,
including elements that have no
matching element in the other
source. For example, a left outer
join between suppliers and parts
might return information about
suppliers that have no matching parts.
The following query
demonstrates a left outer
join. It returns names of all
the suppliers in alphabetic
order, including those that
supply no parts. In the
result, each supplier element
contains the descriptions of
all the parts it supplies, in
alphabetic order. for $s in fn:doc("suppliers.xml")/suppliers/supplier
order by $s/suppname
return
<supplier>
{
$s/suppname,
for $i in fn:doc("catalog.xml")/items/item
[suppno = $s/suppno],
$p in fn:doc("parts.xml")/parts/part
[partno = $i/pno]
order by $p/description
return $p/description
}
</supplier>The previous query preserves information about
suppliers that supply no parts. Another type of join,
called a full outer join, might be used
to preserve information about both suppliers that
supply no parts and parts that have no supplier. The
result of a full outer join can be structured in any
of several ways. The following query generates a list
of supplier elements, each containing
nested part elements for the parts that
it supplies (if any), followed by a list of
part elements for the parts that have no
supplier. This might be thought of as a
"supplier-centered" full outer join. Other forms of
outer join queries are also possible. <master-list>
{
for $s in fn:doc("suppliers.xml")/suppliers/supplier
order by $s/suppname
return
<supplier>
{
$s/suppname,
for $i in fn:doc("catalog.xml")/items/item
[suppno = $s/suppno],
$p in fn:doc("parts.xml")/parts/part
[partno = $i/partno]
order by $p/description
return
<part>
{
$p/description,
$i/price
}
</part>
}
</supplier>
,
(: parts that have no supplier :)
<orphan-parts>
{ for $p in fn:doc("parts.xml")/parts/part
where fn:empty(fn:doc("catalog.xml")/items/item
[partno = $p/partno] )
order by $p/description
return $p/description
}
</orphan-parts>
}
</master-list>The previous query uses an element constructor to
enclose its output inside a master-list
element. The concatenation operator (",") is used to
combine the two main parts of the query. The result is
an ordered sequence of supplier elements
followed by an orphan-parts element that
contains descriptions of all the parts that have no
supplier.
I.2 Grouping
Many queries
involve forming data into groups and
applying some aggregation function
such as fn:count or
fn:avg to each group. The
following example shows how such a
query might be expressed in XQuery,
using the catalog document defined in
the previous section. This query finds the part
number and average price for
parts that have at least 3
suppliers. for $pn in fn:distinct-values(
fn:doc("catalog.xml")/items/item/partno)
let $i := fn:doc("catalog.xml")/items/item[partno = $pn]
where fn:count($i) >= 3
order by $pn
return
<well-supplied-item>
<partno> {$p} </partno>
<avgprice> {fn:avg($i/price)} </avgprice>
</well-supplied-item>The fn:distinct-values function
in this query eliminates duplicate
part numbers from the set of all part
numbers in the catalog document. The
result of fn:distinct-values is a
sequence in which order is not
significant. Note that $pn, bound by a
for clause, represents an individual
part number, whereas $i, bound by a
let clause, represents a set of items
which serves as argument to the
aggregate functions
fn:count($i) and
fn:avg($i/price). The query
uses an element constructor to enclose
each part number and average price in
a containing element called
well-supplied-item. The method illustrated above generalizes easily to grouping by more than one data value. For example, consider a census document containing a sequence of person elements, each with subelements named state, job, and income. A census analyst might need to prepare a report listing the average income for each combination of state and job. This report might be produced using the following query: for $s in fn:distinct-values(
fn:doc("census.xml")/census/person/state),
$j in fn:distinct-values(
fn:doc("census.xml")/census/person/job)
let $p := fn:doc("census.xml")/census/person
[state = $s and job = $j]
order by $s, $j
return
if (fn:exists($p)) then
<group>
<state> {$s} </state>
<job> {$j} </job>
<avgincome> {fn:avg($p/income)} </avgincome>
</group>
else ()The if-then-else expression in the above example prevents generation of groups that contain no data. For example, the census data may contain some persons who live in Nebraska, and some persons whose job is Deep Sea Fisherman, but no persons who live in Nebraska and have the job of Deep Sea Fisherman. If output groups are desired for all possible combinations of states and jobs, the if-then-else expression can be omitted from the query. In this case, the output may include "empty" groups such as the following: <group>
<state>Nebraska</state>
<job>Deep Sea Fisherman</state>
<avgincome/>
</group>
I.3 Queries on Sequence
XQuery uses the
<< and >>
operators to compare nodes based on document
order. Although these operators are quite simple, they
can be used to express complex queries for XML
documents in which sequence is meaningful. The first
two queries in this section involve a surgical report
that contains procedure,
incision, instrument,
action, and anesthesia
elements. The following query returns all the
action elements that occur between the
first and second incision elements inside
the first procedure. The original document order
among these nodes is preserved in the result of the
query. let $proc := /report/procedure[1]
for $i in $proc//action
where $i >> ($proc//incision)[1]
and $i << ($proc//incision)[2]
return $i It is worth noting here that document order is
defined in such a way that a node is considered to
precede its descendants in document order. In the
surgical report, an action is never part
of an incision, but an
instrument is. Since the
>> operator is based on document
order, the predicate $i >>
($proc//incision)[1] is true for any
instrument element that is a descendant
of the first incision element in the
first procedure. For some queries, it may be
helpful to define a function that can test whether a
node precedes another node without being its
ancestor. The following function returns
true if its first operand precedes its
second operand but is not an ancestor of its second
operand; otherwise it returns false: declare function local:precedes($a as node(), $b as node())
as boolean
{
$a << $b
and
fn:empty($a//node() intersect $b)
};
Similarly, a local:follows function could be written: declare function local:follows($a as node(), $b as node())
as boolean
{
$a >> $b
and
fn:empty($b//node() intersect $a)
};
Using the local:precedes function, we can write a
query that finds instrument elements between the first
two incisions, excluding from the query result any
instrument that is a descendant of the first
incision: let $proc := /report/procedure[1]
for $i in $proc//instrument
where local:precedes(($proc//incision)[1], $i)
and local:precedes($i, ($proc//incision)[2])
return $i The following query reports incisions for which no prior anesthesia
was recorded in the surgical report. Since an anesthesia
is never part of an incision, we can use
<< instead of the less-efficient
local:precedes function: for $proc in /report/procedure
where some $i in $proc//incision satisfies
fn:empty($proc//anesthesia[. << $i])
return $procIn some documents, particular sequences
of elements may indicate a logical hierarchy.
This is most commonly true of HTML. The following
query returns the introduction of an XHTML document,
wrapping it in a div element. In this example, we
assume that an h2 element containing the text
"Introduction" marks the beginning of the introduction,
and the introduction continues until the next h2
or h1 element, or the end of the document, whichever
comes first.
let $intro := //h2[text()="Introduction"],
$next-h := //(h1|h2)[. >> $intro][1]
return
<div>
{
$intro,
if (fn:empty($next-h))
then //node()[. >> $intro]
else //node()[. >> $intro and . << $next-h]
}
</div>Note that the above query makes explicit the hierarchy that was implicit in the
original document. In this example, we assume that the h2 element containing the text "Introduction" has no subelements.
I.4 Recursive Transformations
Occasionally it is necessary to scan over a hierarchy of elements, applying some transformation at each level of the hierarchy. In XQuery this can be accomplished by defining a recursive function. In this section we will present two examples of such recursive functions. Suppose that we need to compute a table of contents for a given document by scanning over the document, retaining only elements named section or title, and preserving the hierarchical relationships among these elements. For each section, we retain subelements named section or title; but for each title, we retain the full content of the element. This might be accomplished by the following recursive function: declare function local:sections-and-titles($n as node()) as node()?
{
if (fn:local-name($n) = "section")
then element
{ fn:local-name($n) }
{ for $c in $n/* return local:sections-and-titles($c) }
else if (fn:local-name($n) = "title")
then $n
else ( )
};The "skeleton" of a given document, containing only its sections and titles, can then be obtained by invoking the local:sections-and-titles function on the root node of the document, as follows: local:sections-and-titles(fn:doc("cookbook.xml"))As another example of a recursive transformation, suppose that we wish to scan over a document, transforming every attribute named color to an element named color, and every element named size to an attribute named size. This can be accomplished by the following recursive function: declare function local:swizzle($n as node()) as node()
{
typeswitch($n)
case $a as attribute(color)
return element color { fn:string($a) }
case $es as element(size)
return attribute size { fn:string($es) }
case $e as element()
return element
{ fn:local-name($e) }
{ for $c in $e/(* | @*) return local:swizzle($c) }
case $d as document-node()
return document
{ for $c in $d/* return local:swizzle($c) }
default return $n
};The transformation can be applied to a whole document by invoking the local:swizzle function on the root node of the document, as follows: local:swizzle(fn:doc("plans.xml"))
I.5 Selecting Distinct Combinations
It is sometimes necessary to search through a set of data to find all the distinct combinations of a given list of properties. For example, an input data set might consist of a large set of order elements, each of which has the same basic structure, as illustrated by the following example: <order>
<date>2003-10-15</date>
<product>Dress Shirt</product>
<size>M</size>
<color>Blue</color>
<supplier>Fashion Trends</supplier>
<quantity>50</quantity>
</order> From this data set, a user might wish to find all the distinct combinations of product, size, and color that occur together in an order. The following query returns this list, enclosing each distinct combination in a new element named option: for $p in fn:distinct-values(/orders/order/product),
$s in fn:distinct-values(/orders/order/size),
$c in fn:distinct-values(/orders/order/color)
order by $p, $s, $c
return
if (fn:exists(/orders/order[product eq $p
and size eq $s and color eq $c]))
then
<option>
<product>{$p}</product>
<size>{$s}</size>
<color>{$c}</color>
</option>
else ()
J Revision
Log (Non-Normative)This log records the changes that have been made to this document since the Last Call Draft of 04 April 2005.
J.1 7 July 2005- An error has been corrected in the definition of the expansion of leading-slash in a path expression.
- Operators
eq and ne are now defined for the xs:duration type. - Replaced reference to RFC2396 (URI's) with references to RFC3986 and
RFC3987 (IRI's). Inserted text indicating that IRI's are accepted where URI's are expected.
Also replaced obsolete reference to RFC1738 by
an updated reference to RFC3987.
- Added text to section 2.5.2 clarifying that if the nilled property of an
element node is true, its typed value is the empty sequence.
- Added a consistency constraint stating that the "xml" prefix is predefined, and it cannot
be bound to anything else, and no other prefix can be bound to the same URI.
- In Section 3.7.1.3, if construction mode is
strip
(Rule 1-e-ii-C-II), when stripping the type of an attribute: If the name
of the attribute is xml:ID, then the "is-ID" property of the attribute
is set to True; otherwise False. - Changed Section 3.7.1.3, Rule 1-e-ii-E. The
base-URI property of a copied node is no longer preserved, but inherited from
the new parent. Aligns XQuery with XSLT. New text for rule:
"When an element or processing instruction node is copied, its base-uri
property is set to be the same as that of its new parent,
with the following exception: if a copied element node has an xml:base
attribute, its base-uri property is set to
the value of that attribute, resolved (if it is relative) against
the base-uri property of the new parent node.
All other properties of the copied nodes are preserved."
- In Section 3.7.1.3, rules for copying element nodes when construction
mode is
preserve and copy-namespaces mode is no-preserve have been changed to introduce a new type error: XQTY0086. - The string value of an empty direct constructor is now defined as a zero-length string.
- Some changes have been made in the default values of serialization parameters.
- Removed from the main part of the document any references to line-ending normalization.
Affects 3.1.1 (Literals) and 3.7.1.3 (Dir. Elem. Constructor--Content, Rule 1a).
Responds to Bug 1307. Line ending normalization will be applied globally by the parser rather than by individual expressions.
- In SequenceType syntax, keyword
void is changed to empty-sequence. - Changes to function names: Changes function names:
fn:subtract-dateTimes-yielding-dayTimeDuration becomes op:subtract-dateTimes
and fn:subtract-dates-yielding-dayTimeDuration becomes op:subtract-dates
(affects operator mapping table). - Various minor changes, both editorial and substantive, have been made in response to public comments and working group discussions
J.2 15 September 2005
- An error code (XQST0087) has been defined for an invalid encoding specification in a Version Declaration.
- Rules for processing the content of a direct element constructor have been edited to clarify that boundary whitespace is processed (possibly stripped) before entity and character references are expanded.
- Rules for constructing attributes with the name
xml:id have been modified. Additional normalization rules apply to these attributes. The error (XQST0082) that was raised when the value of an xml:id attribute was not a valid NCName has been deleted. - Error XPDY0044 is clarified to apply whenever the
node-name property of a constructed attribute node is xmlns or xmlns:*, regardless of how the node-name was computed. - The descriptions of all the node constructors have been changed to specify that all newly-constructed nodes have an empty parent property. The parent property of the new node can be set by an outer-level constructor (if any).
- The definition of a range expression has been edited to clarify that, when the lower and upper bound of a range are the same integer, only a single integer is returned by the range expression.
- Values of numeric literals are now defined by the rules for casting from
xdt:untypedAtomic into the appropriate numeric type. This change defines overflow and underflow behavior for numeric literals. - Various minor changes, both editorial and substantive, have been made in response to public comments and working group discussions.
J.3 03 November 2005 (CR Draft)
- The EBNF grammar no longer includes the notation "< ... >" that was formerly used to suggest a tokenization strategy. This change does not affect the set of syntactically legal expressions defined by the grammar.
- The acronym XDM, now associated with the XQuery 1.0 and XPath 2.0 Data Model, is now used in various places in this document. For example, the defined term "data model instance" has been changed to "XDM instance."
- Minimum requirements have been specified in 5.3 Data Model Conformance for the ranges of values for
certain datatypes (e.g., at least 18 digits of decimal precision are required.) Some of these value ranges are implementation-defined and have been added to the list in D Implementation-Defined Items.
- A new optional feature named Trivial XML Embedding has been
defined (by reference to the XQueryX specification).
- Semantics of module import have been changed to make the specific
modules to be imported implementation-defined; however, all the imported
modules must have the specified target namespace.
- The target namespace URI specified by a module import may not be a zero-length string (new error code XQST0088.)
- If a version declaration is present, no comment is permitted before the
end of the version declaration. (This rule does not have an error code, but behavior is implementation-dependent if it is violated.)
- In element constructors, in the rule for setting the base-uri property,
reference to "nearest containing element or document node constructor" has
been deleted (correcting an error.)
- Clarified that if a collation is specified by a relative URI (for example, in an
order by clause), the relative URI is resolved against the base URI of the static context.
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